BrightSphere Investment Group Files 8-K on Security Holder Vote & Financials
Ticker: AAMI · Form: 8-K · Filed: Jun 10, 2024 · CIK: 1748824
| Field | Detail |
|---|---|
| Company | Brightsphere Investment Group Inc. (AAMI) |
| Form Type | 8-K |
| Filed Date | Jun 10, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, financial-reporting, debt-filing
Related Tickers: BSIG
TL;DR
BSIG filed an 8-K covering shareholder votes and financials, including notes due 2026.
AI Summary
On June 6, 2024, BrightSphere Investment Group Inc. filed an 8-K report detailing a submission of matters to a vote of security holders and financial statements. The filing also includes exhibits related to the company's common stock and its A4800 Notes due 2026.
Why It Matters
This filing provides important updates for investors regarding corporate governance decisions and the company's financial health.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate actions and financial information, not indicating immediate operational or financial distress.
Key Players & Entities
- BrightSphere Investment Group Inc. (company) — Registrant
- June 6, 2024 (date) — Earliest event reported
- 200 State Street, 13th Floor Boston, Massachusetts 02109 (location) — Registrant's principal executive offices
- 617-369-7300 (phone_number) — Registrant's principal executive offices phone number
- bsig:A4800NotesDue2026Member (financial_instrument) — Related financial note
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
What is the significance of the 'A4800NotesDue2026Member' mentioned in the filing?
This likely refers to a specific series of notes issued by BrightSphere Investment Group Inc. that are due in 2026, and its inclusion suggests it is a relevant financial instrument for this report.
What is the primary purpose of this 8-K filing?
The primary purpose is to report on the submission of matters to a vote of security holders and to include financial statements and exhibits.
When was the earliest event reported in this filing?
The earliest event reported in this filing occurred on June 6, 2024.
What is the company's principal executive office address?
The company's principal executive offices are located at 200 State Street, 13th Floor, Boston, Massachusetts 02109.
Filing Stats: 698 words · 3 min read · ~2 pages · Grade level 11.2 · Accepted 2024-06-10 17:21:37
Key Financial Figures
- $0.001 — ich registered Common stock, par value $0.001 per share BSIG New York Stock Exchange
Filing Documents
- bsig-20240606.htm (8-K) — 53KB
- 0001748824-24-000033.txt ( ) — 218KB
- bsig-20240606.xsd (EX-101.SCH) — 3KB
- bsig-20240606_def.xml (EX-101.DEF) — 15KB
- bsig-20240606_lab.xml (EX-101.LAB) — 28KB
- bsig-20240606_pre.xml (EX-101.PRE) — 16KB
- bsig-20240606_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of Security Holders
ITEM 5.07 Submission of Matters to a Vote of Security Holders. On June 6, 2024, BrightSphere Investment Group Inc. (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting") in a virtual meeting format. As of April 17, 2024, the record date for the Annual Meeting, the Company had 37,858,041 shares of common stock, par value $0.001 per share, issued and outstanding and entitled to vote at the Annual Meeting. Of these shares, 34,718,537 were present or represented by proxy at the Annual Meeting. A quorum was present for the transaction of business at the Annual Meeting. At the Annual Meeting, the Company's stockholders considered and acted upon the following proposals: 1. Election of Directors . The stockholders elected the following individuals to serve as directors until the 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The table below sets forth the voting results for each director: Nominee Votes For Votes Against Abstentions Broker Non-Votes Robert J. Chersi 33,029,062 1,225,311 8,559 455,605 Andrew Kim 28,317,905 5,936,468 8,559 455,605 John Paulson 24,732,475 8,769,663 760,794 455,605 Barbara Trebbi 33,036,324 1,218,077 8,531 455,605 Suren Rana 34,015,119 238,999 8,814 455,605 2. Ratification of Independent Registered Public Accounting Firm . The stockholders voted to ratify the appointment of KPMG LLP ("KPMG") as the Company's independent registered public accounting firm for the year ending December 31, 2024. The table below sets forth the voting results: Votes For Votes Against Abstentions Broker Non-Votes 34,349,346 357,076 12,115 — 3. Advisory Vote on Executive Compensation . The stockholders voted to approve, on an advisory basis, the compensation of the Company's named executive officers as described in the Company's 2024 proxy statement (the "Proxy Statement"), including the Compensation Discussion and Analysis and the tabular and narrative disclosure c
01 Financial Statements and Exhibits
ITEM 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this form to be signed on its behalf by the undersigned, thereto duly authorized. Date: June 10, 2024 BRIGHTSPHERE INVESTMENT GROUP INC. By: /s/ Richard J. Hart Name: Richard J. Hart Title: Chief Legal Officer and Secretary