Alliancebernstein Holding L.P. 10-K Filing

Ticker: AB · Form: 10-K · Filed: Feb 14, 2025 · CIK: 825313

Alliancebernstein Holding L.P. 10-K Filing Summary
FieldDetail
CompanyAlliancebernstein Holding L.P. (AB)
Form Type10-K
Filed DateFeb 14, 2025
Pages15
Reading Time18 min
Key Dollar Amounts$792 b, $725 billion, $646 b, $4.5 b, $4.2 billion
Sentimentneutral

Sentiment: neutral

FAQ

What type of filing is this?

This is a 10-K filing submitted by Alliancebernstein Holding L.P. (ticker: AB) to the SEC on Feb 14, 2025.

What are the key financial figures in this filing?

Key dollar amounts include: $792 b (23 and 2022, our AUM were approximately $792 billion, $725 billion and $646 billion, r); $725 billion (ur AUM were approximately $792 billion, $725 billion and $646 billion, respectively, and our); $646 b (ximately $792 billion, $725 billion and $646 billion, respectively, and our net revenu); $4.5 b (and our net revenues were approximately $4.5 billion, $4.2 billion and $4.1 billion, r); $4.2 billion (venues were approximately $4.5 billion, $4.2 billion and $4.1 billion, respectively. EQH ( o).

How long is this filing?

Alliancebernstein Holding L.P.'s 10-K filing is 15 pages with approximately 4,457 words. Estimated reading time is 18 minutes.

Where can I view the full 10-K filing?

The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.

Filing Stats: 4,457 words · 18 min read · ~15 pages · Grade level 9 · Accepted 2025-02-14 16:24:33

Key Financial Figures

Filing Documents

Business

Business 1 Item 1A.

Risk Factors

Risk Factors 17 Item 1B. Unresolved Staff Comments 24 Item 1C. Cybersecurity 24 Item 2.

Properties

Properties 26 Item 3.

Legal Proceedings

Legal Proceedings 26 Item 4. Mine Safety Disclosures 26 Part II Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 27 Item 6. Reserved 29 Item 7.

Management's Discussion and Analysis of Financial Condition and Results of Operations

Management's Discussion and Analysis of Financial Condition and Results of Operations 29 Executive Overview 29 Market Environment 29 AB Holding 31 AB 33 Item 7A.

Quantitative and Qualitative Disclosures About Market Risk

Quantitative and Qualitative Disclosures About Market Risk 55 AB Holding 55 AB 55 Item 8.

Financial Statements and Supplementary Data

Financial Statements and Supplementary Data 57 Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 121 Item 9A.

Controls and Procedures

Controls and Procedures 121 Item 9B. Other Information 122 Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 122 Part III Item 10. Directors, Executive Officers and Corporate Governance 123 Item 11.

Executive Compensation

Executive Compensation 138 Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 166 Item 13. Certain Relationships and Related Transactions, and Director Independence 170 Item 14. Principal Accounting Fees and Services 171 Part IV Item 15. Exhibits, Financial Statement Schedules 172 Item 16. Form 10-K Summary 174

Signatures

Signatures 175 2024 Annual Report i Table of Contents Glossary of Certain Defined Terms AB AllianceBernstein L.P. (Delaware limited partnership formerly known as Alliance Capital Management L.P., " Alliance Capital "), the operating partnership, and its subsidiaries and, where appropriate, its predecessors, AB Holding and ACMC, Inc. and their respective subsidiaries. AB Holding AllianceBernstein Holding L.P. (Delaware limited partnership). AB Holding Partnership Agreement the Amended and Restated Agreement of Limited Partnership of AB Holding, dated as of October 29, 1999 and as amended February 24, 2006. AB Holding Units units representing assignments of beneficial ownership of limited partnership interest in AB Holding. AB Partnership Agreement the Amended and Restated Agreement of Limited Partnership of AB, dated as of October 29, 1999 and as amended February 24, 2006. AB Units units of limited partnership interest in AB. AUM AB's assets under management. Bernstein Transaction AB's acquisition of the business and assets of SCB Inc., formerly known as Sanford C. Bernstein Inc., and the related assumption of the liabilities of that business, completed on October 2, 2000. Equitable America Equitable Financial Insurance Company of America (f/k/a MONY Life Insurance Company of America, an Arizona corporation), a subsidiary of Equitable Holdings. Equitable Financial Equitable Financial Life Insurance Company (New York stock life insurance company), a subsidiary of Equitable Holdings. Equitable Holdings or EQH Equitable Holdings, Inc. (Delaware corporation) and its subsidiaries other than AB and its subsidiaries. Exchange Act the Securities Exchange Act of 1934, as amended. ERISA the Employee Retirement Income Security Act of 1974, as amended. GAAP U.S. Generally Accepted Accounting Principles. General Partner AllianceBernstein Corporation (Delaware corporation), the general partner of AB and AB Holding and a subsidiary of Equitable

Business

Item 1. Business The words " we " and " our " in this Form 10-K refer collectively to AB Holding and AB and its subsidiaries, or to their officers and employees. Similarly, the words " company " and " firm " refer to both AB Holding and AB. Where the context requires distinguishing between AB Holding and AB, we identify which company is being discussed. Cross-references are in italics. We use " global " in this Form 10-K to refer to all nations, including the United States; we use " international " or " non-U.S. " to refer to nations other than the United States. We use " emerging markets " in this Form 10-K to refer to countries included in the Morgan Stanley Capital International (" MSCI ") emerging markets index, which include, as of December 31, 2024: Brazil, Chile, China, Colombia, Czech Republic, Egypt, Greece, Hungary, India, Indonesia, Korea, Kuwait, Malaysia, Mexico, Peru, Philippines, Poland, Qatar, Saudi Arabia, South Africa, Taiwan, Thailand, Turkey and United Arab Emirates. Clients We provide diversified investment management, research and related services globally to a broad range of clients through our three buy-side distribution channels: Institutions, Retail and Private Wealth Management. S ee "Distribution Channels" in this Item 1 for additional information. As of December 31, 2024, 2023 and 2022, our AUM were approximately $792 billion, $725 billion and $646 billion, respectively, and our net revenues were approximately $4.5 billion, $4.2 billion and $4.1 billion, respectively. EQH ( our parent company ) and its subsidiaries, whose AUM consist primarily of fixed income investments, is our largest client. Our EQH affiliates represented approximately 17%, 16% and 16% of our AUM as of December 31, 2024, 2023 and 2022, and we earned approximately 4% of our net revenues from services we provided to them in each of 2024, 2023 and 2022, respectively. Assets Under Management (AUM) ($ billions) Net Revenues ($ billions) See "Distribution Chann

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