ALLIANCEBERNSTEIN Files Routine 8-K, No Material News
Ticker: AB · Form: 8-K · Filed: Feb 12, 2024 · CIK: 825313
Complexity: simple
Sentiment: neutral
Topics: corporate-governance, regulation-fd, administrative
TL;DR
**AllianceBernstein filed a standard 8-K, nothing major to report.**
AI Summary
ALLIANCEBERNSTEIN HOLDING L.P. filed an 8-K on February 12, 2024, primarily to disclose general corporate information and confirm its status as a non-emerging growth company. This filing, under Regulation FD Disclosure, provides basic administrative updates rather than significant financial or operational news. For investors, this filing indicates business as usual, with no immediate material events that would drastically alter the stock's valuation or outlook.
Why It Matters
This routine 8-K filing signals stability and a lack of immediate, impactful corporate events, which can be reassuring for current investors but offers no new catalysts for potential buyers.
Risk Assessment
Risk Level: low — The filing is purely administrative and does not contain any information that introduces new risks or changes the company's risk profile.
Analyst Insight
A smart investor would note this as a routine administrative filing, confirming no immediate material changes, and would continue to monitor for more substantive disclosures like earnings reports or strategic announcements.
Key Players & Entities
- ALLIANCEBERNSTEIN HOLDING L.P. (company) — the registrant filing the 8-K
- February 12, 2024 (date) — date of earliest event reported and filing date
- Delaware (company) — state of incorporation for ALLIANCEBERNSTEIN HOLDING L.P.
- 001-09818 (dollar_amount) — Commission File Number
- 13-3434400 (dollar_amount) — I.R.S. Employer Identification Number
- 501 Commerce Street, Nashville, TN 37203 (company) — principal executive offices address
- 615-622-0000 (dollar_amount) — registrant's telephone number
FAQ
What is the primary purpose of this 8-K filing by ALLIANCEBERNSTEIN HOLDING L.P.?
The primary purpose of this 8-K filing, dated February 12, 2024, is to provide general corporate information under Regulation FD Disclosure and Financial Statements and Exhibits, indicating a routine update rather than a specific material event.
What is the date of the earliest event reported in this 8-K filing?
The date of the earliest event reported in this 8-K filing is February 12, 2024, which is also the filing date.
Where are ALLIANCEBERNSTEIN HOLDING L.P.'s principal executive offices located, according to the filing?
According to the filing, ALLIANCEBERNSTEIN HOLDING L.P.'s principal executive offices are located at 501 Commerce Street, Nashville, TN 37203.
Is ALLIANCEBERNSTEIN HOLDING L.P. classified as an 'emerging growth company' based on this 8-K?
No, the filing explicitly indicates with an unchecked box that ALLIANCEBERNSTEIN HOLDING L.P. is not an 'emerging growth company' as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
What is the Commission File Number for ALLIANCEBERNSTEIN HOLDING L.P. as stated in the filing?
The Commission File Number for ALLIANCEBERNSTEIN HOLDING L.P. is 001-09818, as stated in the filing.
Filing Stats: 399 words · 2 min read · ~1 pages · Grade level 9.7 · Accepted 2024-02-12 16:17:30
Filing Documents
- ab-20240212.htm (8-K) — 26KB
- ex9901ab2024januaryaumrele.htm (EX-99.01) — 46KB
- image0b21.gif (GRAPHIC) — 1KB
- 0000825313-24-000023.txt ( ) — 200KB
- ab-20240212.xsd (EX-101.SCH) — 2KB
- ab-20240212_lab.xml (EX-101.LAB) — 24KB
- ab-20240212_pre.xml (EX-101.PRE) — 12KB
- ab-20240212_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. AllianceBernstein L.P. (" AB ") and AllianceBernstein Holding L.P. are furnishing a news release (" AUM Release ") issued on February 12, 2024 announcing AB's preliminary assets under management as of January 31, 2024. The AUM Release is attached hereto as Exhibit 99.01.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. 99.01 AUM Release. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. A LLIANCEBERNSTEIN HOLDING L.P. Dated: February 12, 2024 By: /s/ Mark Manley Mark Manley Corporate Secretary