Arbor Realty CEO Ivan Kaufman Holds 1.18M Shares

TL;DR

**Arbor Realty CEO Ivan Kaufman owns over 1.18 million shares, signaling strong insider confidence.**

AI Summary

Ivan Kaufman, the CEO of Arbor Realty Trust Inc. (ABR), reported beneficial ownership of 1,188,573 shares of the company's common stock as of December 31, 2023. This filing, an SC 13G, indicates that Kaufman holds a significant stake in the company, representing his direct investment in its success. This matters to investors because it shows that the company's top executive has a substantial personal financial interest aligned with shareholder value.

Why It Matters

This filing shows that the CEO has a significant personal stake in the company, aligning his financial interests with those of other shareholders.

Risk Assessment

Risk Level: low — This filing indicates an insider's significant ownership, which is generally seen as a positive sign of confidence in the company's future.

Analyst Insight

A smart investor would view this as a positive signal, as the CEO's substantial ownership aligns his interests with shareholders, suggesting confidence in the company's long-term prospects. It might encourage further research into ABR's fundamentals.

Key Numbers

• 1,188,573 — Shares Beneficially Owned (Number of shares of Common Stock owned by Ivan Kaufman)
• $0.01 — Par Value Per Share (Par value of Arbor Realty Trust, Inc. Common Stock)

Key Players & Entities

• Ivan Kaufman (person) — CEO and Reporting Person of Arbor Realty Trust, Inc.
• Arbor Realty Trust, Inc. (company) — The Issuer of the securities
• 1,188,573 (dollar_amount) — Shares beneficially owned by Ivan Kaufman
• December 31, 2023 (date) — Date of event requiring the filing

Forward-Looking Statements

• Ivan Kaufman will maintain a significant ownership stake in Arbor Realty Trust, Inc. (Ivan Kaufman) — high confidence, target: Next 12-24 months

FAQ

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securitie

Filing Documents

• abr-formscx13g.htm (SC 13G) — 81KB
• 0001628280-24-004234.txt ( ) — 83KB

If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a

Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a (a) o Broker or dealer registered under section 15 of the Act (b) o Bank as defined in section 3(a)(6) of the Act (c) o Insurance company as defined in section 3(a)(19) of the Act (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) 4 (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) o A church plan that is excluded from the definition of an investment company under section 3I(14) of the Investment Company Act of 1940 (j) o A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J) (k) o Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J)), please specify the type of institution __________________

Ownership

Item 4. Ownership. (a) Amount beneficially owned Mr. Kaufman beneficially owns the following shares of common stock (i) 1,188,573 shares of common stock held directly by Mr. Kaufman (ii) 13,150,955 shares of common stock held directly by Arbor Commercial Mortgage, LLC (ACM)*. * As of December 31, 2023, due to his direct and indirect ownership of approximately 35% of ACM, Mr. Kaufman beneficially owns the shares of common stock of ART that are held directly by ACM. (b) Percent of class As of December 31, 2023, Ivan Kaufman and ACM owned 7.0% and 6.4%, respectively, of the outstanding shares of ART's common stock. (c) As of December 31, 2023, Ivan Kaufman had the sole power to vote or to direct the vote of 1,188,573 shares of common stock and the sole power to dispose or to direct the disposition of 1,188,573 shares of common stock. As of such date, Ivan Kaufman had the shared power to vote or direct the vote of 13,150,955 shares of common stock and the shared power to dispose or to direct the disposition of 13,150,955 shares of common stock. As of December 31, 2023, ACM had the shared power to vote or to direct the vote of 13,150,955 shares of common stock and the shared power to dispose or to direct the disposition of 13,150,955 shares of common stock. As of such date, ACM had no sole power to vote or direct the vote or to dispose or to direct the disposition of any shares of common stock.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. Not applicable 5

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable

Certification

Item 10. Certification. Not applicable 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 12, 2024 By s Ivan Kaufman Ivan Kaufman ARBOR COMMERCIAL MORTGAGE, LLC By s Ivan Kaufman Name Ivan Kaufman Title Chief Executive Officer and President 7

View Full Filing

View this SC 13G filing on SEC EDGAR