NY Mortgage Trust Files 8-K/A Amendment
Ticker: ADAMI · Form: 8-K/A · Filed: Jun 25, 2024 · CIK: 1273685
| Field | Detail |
|---|---|
| Company | New York Mortgage Trust Inc (ADAMI) |
| Form Type | 8-K/A |
| Filed Date | Jun 25, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.01, $25.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, corporate-governance, voting
TL;DR
NYMT filed an 8-K/A amendment on June 25th regarding security holder votes.
AI Summary
New York Mortgage Trust, Inc. filed an amendment (8-K/A) on June 25, 2024, regarding a submission of matters to a vote of security holders. The filing date for the earliest event reported is June 24, 2024. The company is incorporated in Maryland and its fiscal year ends on December 31.
Why It Matters
This amendment updates the company's filings related to security holder votes, which could impact shareholder decisions and corporate governance.
Risk Assessment
Risk Level: low — This filing is an amendment to a previous report and does not appear to introduce new material risks.
Key Players & Entities
- NEW YORK MORTGAGE TRUST INC (company) — Filer
- June 24, 2024 (date) — Date of earliest event reported
- June 25, 2024 (date) — Date of report and filing
- 90 PARK AVENUE. 23RD FLOOR (address) — Business and Mail Address
- NEW YORK (location) — City
- NY (location) — State
- 10016 (zip_code) — Zip Code
FAQ
What type of filing is this?
This is an 8-K/A filing, which is an amendment to a Current Report filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
What is the date of the earliest event reported?
The date of the earliest event reported is June 24, 2024.
When was this amendment filed?
This amendment was filed as of June 25, 2024.
What is the primary subject of this filing?
The filing concerns the submission of matters to a vote of security holders.
What is the company's principal business address?
The company's principal business address is 90 Park Avenue, 23rd Floor, New York, NY 10016.
Filing Stats: 863 words · 3 min read · ~3 pages · Grade level 10.1 · Accepted 2024-06-25 08:08:23
Key Financial Figures
- $0.01 — ich Registered Common Stock, par value $0.01 per share NYMT NASDAQ Stock Market 8.0
- $25.00 — erred Stock, par value $0.01 per share, $25.00 Liquidation Preference NYMTN NASDAQ Sto
Filing Documents
- nymt-20240624.htm (8-K/A) — 49KB
- 0001273685-24-000059.txt ( ) — 241KB
- nymt-20240624.xsd (EX-101.SCH) — 4KB
- nymt-20240624_def.xml (EX-101.DEF) — 17KB
- nymt-20240624_lab.xml (EX-101.LAB) — 35KB
- nymt-20240624_pre.xml (EX-101.PRE) — 18KB
- nymt-20240624_htm.xml (XML) — 7KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. On Monday, June 24, 2024, the Company held the Annual Meeting. There were 67,936,967 shares of common stock of the Company present or represented by proxy at the Annual Meeting, constituting approximately 74.46% of the outstanding shares of common stock on April 18, 2024, the record date for the Annual Meeting. The matters voted upon at the Annual Meeting and the final results of such voting are set forth below: Proposal 1: To elect seven directors to the Company's Board of Directors. Name For Against Abstain Broker Non-Votes Eugenia R. Cheng 48,754,009 1,568,650 213,106 17,401,202 Michael B. Clement 48,743,100 1,580,248 212,417 17,401,202 Audrey E. Greenberg 48,785,833 1,542,057 207,875 17,401,202 Steven R. Mumma 48,345,429 1,975,758 214,578 17,401,202 Steven G. Norcutt 47,938,751 2,381,780 215,234 17,401,202 Lisa A. Pendergast 48,618,039 1,705,672 212,054 17,401,202 Jason T. Serrano 48,599,032 1,721,243 215,490 17,401,202 At the Annual Meeting, all director nominees were duly elected. Each of the individuals named in the above table will serve as a director until the 2025 Annual Meeting of Stockholders and until his or her successor is duly elected and qualified. Proposal 2: To approve, on an advisory basis, the compensation of the Company's named executive officers. For Against Abstain Broker Non-Votes 47,452,684 2,759,953 323,128 17,401,202 At the Annual Meeting, stockholders approved, on an advisory basis, the compensation of the Company's named executive officers. This advisory vote is commonly referred to as a "say-on-pay vote." Proposal 3: To ratify, confirm and approve the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 . For Against Abstain Broker Non-Votes 65,970,550 1,366,116 600,301 N/A At the Annual Meeting, stockholders ratified the appointment of Gr