Advent Technologies Files 8-K with Material Agreements

TL;DR

Advent Technologies just filed an 8-K detailing material agreements and equity sales. Big moves happening.

AI Summary

On August 28, 2025, Advent Technologies Holdings, Inc. entered into a material definitive agreement. The company also reported on unregistered sales of equity securities and filed financial statements and exhibits. This filing follows a period of significant corporate activity for the company.

Why It Matters

This 8-K filing indicates significant corporate actions, including material definitive agreements and equity sales, which could impact the company's financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing involves material definitive agreements and unregistered sales of equity, which can introduce financial and operational risks.

Key Players & Entities

• Advent Technologies Holdings, Inc. (company) — Registrant
• August 28, 2025 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• 001-38742 (identifier) — SEC File Number
• 83-0982969 (identifier) — EIN

FAQ

Key Financial Figures

• $0.0001 — ch registered Common stock, par value $0.0001 per share ADN The Nasdaq Stock Mark
• $345.00 — mon stock, each at an exercise price of $345.00 ADNWW The Nasdaq Stock Market LLC
• $418,000 — te in the aggregate principal amount of $418,000.00, including an original issue discoun
• $42,000.00 — including an original issue discount of $42,000.00 (the "Promissory Note"), with interest
• $38,000.00 — equired to make eleven (11) payments of $38,000.00 (each payment, an "Amortized Payment").
• $0.10 — conversion, subject to a floor price of $0.10. At the option of Hudson, the Promisso

Filing Documents

• adventtech_8k.htm (8-K) — 39KB
• adventtech_ex10-1.htm (EX-10.1) — 143KB
• adventtech_ex10-2.htm (EX-10.2) — 247KB
• adventtech_ex10-3.htm (EX-10.3) — 122KB
• 0001829126-25-007169.txt ( ) — 866KB
• adn-20250828.xsd (EX-101.SCH) — 4KB
• adn-20250828_def.xml (EX-101.DEF) — 26KB
• adn-20250828_lab.xml (EX-101.LAB) — 36KB
• adn-20250828_pre.xml (EX-101.PRE) — 25KB
• adventtech_8k_htm.xml (XML) — 6KB

01

Item 1.01 Entry into a Material Definitive Agreement. Hudson Loan Transaction On August 28, 2025, Advent Technologies Holdings, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Securities Purchase Agreement") with Hudson Global Ventures LLC ("Hudson"), pursuant to which Hudson made a loan to the Company, evidenced by a Convertible Promissory Note in the aggregate principal amount of $418,000.00, including an original issue discount of $42,000.00 (the "Promissory Note"), with interest accruing at an annual rate of twelve percent (12%) to be computed on the basis of a 360-day year. Pursuant to the Securities Purchase Agreement, the Company has also agreed to issue a pre-funded warrant to Hudson Global Ventures ("Hudson") to purchase 130,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"), with an exercise price of $0.0001 per share (the "Pre-Funded Warrant"). The Pre-Funded Warrant contains certain adjustment mechanisms upon the dilutive issuance of additional shares of Common Stock. Pursuant to the terms of the Pre-Funded Warrant, Hudson is also entitled to certain purchase rights with respect to subsequent issuances of Common Stock by the Company and pro rata rights to certain distributions and dividends issued by the Company during the term of the Pre-Funded Warrant. Upon the occurrence of (i) a merger or consolidation, (ii) a sale, lease, license, assignment, transfer, conveyance or other disposition of all or substantially all of the Company's assets in one or a series of related transactions, (iii) ) any, direct or indirect, purchase offer, tender offer or exchange offer (whether by the Company or another person) is completed pursuant to which holders of Common Stock are permitted to sell, tender or exchange their shares for other securities, cash or property and has been accepted by the holders of 50% or more of the outstanding Common Stock, (iv) the Company, directly or indirectly, in one or m

02

Item 3.02 Unregistered Sale of Equity Securities.

01 is incorporated by reference herein

Item 1.01 is incorporated by reference herein.

01

Item 9.01 Exhibits. (d) Exhibits Exhibit No. Description 10.1 Convertible Promissory Note dated as of August 28, 2025, issued by the Company in favor of Hudson Global Ventures, LLC 10.2 Securities Purchase Agreement, dated as of August 28, 2025, by and between the Company and each investor identified on the signature pages thereto 10.3 Common Stock Purchase Pre-Funded Warrant dated as of August 28, 2025, issued by the Company in favor of Hudson Global Ventures, LLC 104 Cover Page Interactive Data File. (Embedded within the Inline XBRL document.) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: September 4, 2025 Advent Technologies Holdings, Inc. By: /s/ Gary Herman Name: Gary Herman Title: Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR