Yina Weng Files SC 13D for Antelope Enterprise Holdings
Ticker: AEHL · Form: SC 13D · Filed: Mar 11, 2024 · CIK: 1470683
Sentiment: neutral
Topics: ownership-change, sec-filing, schedule-13d
TL;DR
**Weng now controls Antelope Enterprise Holdings! Big changes coming?**
AI Summary
On March 11, 2024, Yina Weng filed a Schedule 13D with the SEC regarding Antelope Enterprise Holdings Ltd. Weng, located in Chengdu, China, is reporting beneficial ownership of the company's Class A Ordinary Shares. The filing indicates a change in ownership or control as of February 23, 2024.
Why It Matters
This filing signals a significant change in the ownership structure of Antelope Enterprise Holdings Ltd., potentially impacting its stock price and corporate strategy.
Risk Assessment
Risk Level: medium — Schedule 13D filings often precede significant corporate actions or shifts in control, which can introduce volatility.
Key Players & Entities
- Yina Weng (person) — Filing person and beneficial owner
- Antelope Enterprise Holdings Ltd (company) — Subject company
- Class A Ordinary Shares (security) — Securities owned
- 0001493152-24-009495 (filing_id) — SEC filing accession number
FAQ
What is the exact date of the event requiring this filing?
The date of the event which requires filing of this statement is February 23, 2024.
Who is the filing person for this Schedule 13D?
The filing person is Yina Weng.
What is the CUSIP number for Antelope Enterprise Holdings Ltd.'s Class A Ordinary Shares?
The CUSIP number is G041JN122.
What was the former name of Antelope Enterprise Holdings Ltd.?
The former name was China Ceramics Co., Ltd, with a date of name change on August 20, 2009.
What is the business address of Antelope Enterprise Holdings Ltd.?
The business address is Unit 2905, 29/F, Metroplaza Tower 2, 223 Hing Fong Road, Kwai Chung, NT, Hong Kong.
Filing Stats: 1,463 words · 6 min read · ~5 pages · Grade level 10.3 · Accepted 2024-03-11 09:15:12
Key Financial Figures
- $1.10 — rdinary Shares (at an exercise price of $1.10 per share) of the Issuer, for $1,150,00
- $1,150,000 — of $1.10 per share) of the Issuer, for $1,150,000, in a private placement. CUSIP No. G0
Filing Documents
- formsc13d.htm (SC 13D) — 58KB
- exa.htm (EX-1) — 18KB
- exb.htm (EX-2) — 7KB
- exa_001.jpg (GRAPHIC) — 366KB
- exa_002.jpg (GRAPHIC) — 332KB
- exa_003.jpg (GRAPHIC) — 345KB
- exa_004.jpg (GRAPHIC) — 409KB
- exa_005.jpg (GRAPHIC) — 395KB
- exa_006.jpg (GRAPHIC) — 530KB
- exa_007.jpg (GRAPHIC) — 552KB
- exa_008.jpg (GRAPHIC) — 464KB
- exa_009.jpg (GRAPHIC) — 437KB
- exa_010.jpg (GRAPHIC) — 427KB
- exa_011.jpg (GRAPHIC) — 462KB
- exa_012.jpg (GRAPHIC) — 510KB
- exa_013.jpg (GRAPHIC) — 375KB
- exa_014.jpg (GRAPHIC) — 356KB
- exa_015.jpg (GRAPHIC) — 134KB
- exa_016.jpg (GRAPHIC) — 52KB
- exa_017.jpg (GRAPHIC) — 160KB
- exa_018.jpg (GRAPHIC) — 20KB
- exa_019.jpg (GRAPHIC) — 368KB
- exa_020.jpg (GRAPHIC) — 427KB
- exa_021.jpg (GRAPHIC) — 121KB
- exa_022.jpg (GRAPHIC) — 80KB
- exa_023.jpg (GRAPHIC) — 17KB
- exb_001.jpg (GRAPHIC) — 362KB
- exb_002.jpg (GRAPHIC) — 392KB
- exb_003.jpg (GRAPHIC) — 529KB
- exb_004.jpg (GRAPHIC) — 495KB
- exb_005.jpg (GRAPHIC) — 457KB
- exb_006.jpg (GRAPHIC) — 359KB
- exb_007.jpg (GRAPHIC) — 38KB
- exb_008.jpg (GRAPHIC) — 315KB
- exb_009.jpg (GRAPHIC) — 15KB
- exb_010.jpg (GRAPHIC) — 73KB
- 0001493152-24-009495.txt ( ) — 14374KB
From the Filing
SC 13D 1 formsc13d.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Antelope Enterprise Holdings Ltd. (Name of Issuer) Class A Ordinary Shares, no par value (Title of Class of Securities) G041JN122 (CUSIP Number) Yina Weng No. 10, Unit 3, Building 2, No. 59, West Section 1, Second Ring Road Wuhou District, Chengdu City Sichuan, China +18884584523 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 23, 2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 1(f) or 1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. ** This CUSIP applies to the Class A ordinary shares, no par value per share, of the Issuer (the “Class A Ordinary Shares”). The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. G041JN122 1. Names of Reporting Person. Yina Weng 2. Check the Appropriate Box if a Member of a Group (See Instructions). (a) (b) 3. SEC Use Only 4. Source of Funds (See Instructions) PF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization PRC Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 2,300,000 Class A Ordinary Shares (1) 8. Shared Voting Power 0 9. Sole Dispositive Power 2,300,000 Class A Ordinary Shares (1) 10. Shared Dispositive Power 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,300,000 Class A Ordinary Shares (1) 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 44.4% (2) (representing 15.56% (1)(2) of the total outstanding voting power) 14. Type of Reporting Person (See Instructions) IN (1) Representing 1,150,000 Class A ordinary shares of the Issuer (the “Class A Ordinary Shares”) directly held by the Reporting Person, Ms. Yina Weng (“Ms. Weng”) and 1,150,000 Class A Ordinary Shares exercisable at any time commencing on February 23, 2024 and ending on February 22, 2029 pursuant to a Warrant held by the Reporting Person. The Issuer has shares divided into both Class A and Class B Ordinary Shares. Each Class B Ordinary Share is convertible at the option of the holder into one Class A Ordinary Share. Class A Ordinary Shares are not convertible into Class B Ordinary Shares under any circumstances. The rights of the holders of Class A Ordinary Shares and Class B Ordinary Shares are identical, except with respect to conversion rights (noted above) and voting rights. Each Class B Ordinary Share is entitled to 20 votes on all matters subject to vote at general meetings of the Issuer, whereas each Class A Ordinary Share is entitled to one vote. (2) Based on 4,025,759 outstanding ordinary shares of the Issuer (the “Ordinary Shares”) as a single class, being the sum of 3,520,262 Class A Ordinary Shares and 505,497 Class B Ordinary Shares outstanding as of February 23, 2024, as reported in the Issuer’s Prospectus Supplement filed pursuant to Rule 424(b)(5), registration No. 333-260958. CUSIP No. G041JN122 Item 1. Security and Issuer. This Schedule 13D relates to the Ordinary Shares of Antelope Enterprise Holdings Limited (the “Issuer”). The Class A Ordinary Shares of the Issuer are listed on the Nasdaq Stock Market LLC under the symbol “AEHL.” The principal executive offices of the Issuer are located at Room 1802, Block D, Zhonghai International Center, Hi-Tech Zone, Chengdu, Sichuan Province, PRC. Item 2. Identity and Background. (a) Name: Ms. Yina Weng is also referred to herein as the “Reporting Person”. The Reporting Person is a citizen of the People’s Republic of China. (b) Residence or business address: The address of Ms. Weng is No. 10, Unit 3, Building 2, No. 59, W