Alset Inc. (AEI) — SEC Filings
Alset Inc. (AEI) — 36 SEC filings. Latest: 8-K (Dec 4, 2025). Includes 20 8-K, 6 10-Q, 6 SC 13D/A.
Overview
Alset Inc. (AEI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 4, 2025: Alset Inc. filed an 8-K on December 4, 2025, to report on the submission of matters to a vote of its security holders. The filing does not contain specific details about the matters voted upon or the outcome.
Sentiment Summary
Across 36 filings, the sentiment breakdown is: 3 bearish, 33 neutral. The dominant filing sentiment for Alset Inc. is neutral.
Filing Type Overview
Alset Inc. (AEI) has filed 20 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 6 SC 13D/A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (36)
Risk Profile
Risk Assessment: Of AEI's 34 recent filings, 3 were flagged as high-risk, 22 as medium-risk, and 9 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $3.17M |
| Net Income | ($15.04M) |
| EPS | ($0.81) |
| Debt-to-Equity | 0.03 |
| Cash Position | $25.46M |
| Operating Margin | -292.7% |
| Total Assets | $169.1M |
| Total Debt | $4.71M |
Key Executives
- Chan Heng Fai
- Wong Tat Keung
- William Wu
- Heng Fai Ambrose Chan
- Chan Heng Fai Ambrose
- Ambrose Chan
- 0001261725
- Dr. Hengyi Chen
- Mr. Jian Li
Industry Context
Alset Inc. operates in a dynamic environment where strategic investments, particularly in equity method securities, are being used to bolster asset bases. However, the broader industry faces challenges related to revenue diversification and the sustainability of operations, especially for companies with a history of operating losses. The shift away from property sales revenue suggests a strategic pivot, but the success of new investment strategies remains to be seen.
Top Tags
sec-filing (7) · material-agreement (5) · corporate-governance (4) · Real Estate (4) · 8-K (4) · 10-Q (4) · real-estate (4) · corporate-actions (3) · ownership-filing (3) · amendment (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Total Assets | $169.1M | Increased from $96.8M at Dec 31, 2024, a 74.7% rise |
| Total Revenue (9 months) | $3.17M | Decreased from $12.17M in 2024, a 74% drop |
| Net Loss to Common Stockholders (9 months) | ($15.04M) | Widened from ($6.29M) in 2024 |
| Net Income (3 months) | $1.96M | Increased from $1.47M in Q3 2024 |
| Investment in Equity Method Securities | $85.4M | Significant increase from $0 at Dec 31, 2024 |
| Accumulated Deficit | $266.9M | Increased from $251.9M at Dec 31, 2024 |
| Cash and Cash Equivalents | $25.46M | Decreased from $27.24M at Dec 31, 2024 |
| Common Shares Outstanding | 38,905,255 | As of November 14, 2025 |
| Net Loss Per Share (9 months) | ($0.81) | Worsened from ($0.68) in 2024 |
| Interest Income (3 months) | $2.10M | Increased significantly from $61,326 in Q3 2024 |
| Date of Annual Meeting | December 4, 2025 | The virtual meeting will be held at 9:00 A.M. Eastern Standard Time. |
| Number of Directors to be Elected | 7 | Stockholders will vote to elect seven directors to serve until the 2026 annual meeting. |
| Record Date | October 6, 2025 | Date for determining stockholders entitled to vote at the Annual Meeting. |
| Shares of Common Stock Outstanding | 39,078,498 | Number of shares entitled to vote as of the record date. |
| Quorum Requirement | 35% | Percentage of shares required to be present for the Annual Meeting to conduct business. |
Related Companies
Frequently Asked Questions
What are the latest SEC filings for Alset Inc. (AEI)?
Alset Inc. has 36 recent SEC filings from Jan 2024 to Dec 2025, including 20 8-K, 6 10-Q, 6 SC 13D/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of AEI filings?
Across 36 filings, the sentiment breakdown is: 3 bearish, 33 neutral. The dominant sentiment is neutral.
Where can I find Alset Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Alset Inc. (AEI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Alset Inc.?
Key financial highlights from Alset Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for AEI?
The investment thesis for AEI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Alset Inc.?
Key executives identified across Alset Inc.'s filings include Chan Heng Fai, Wong Tat Keung, William Wu, Heng Fai Ambrose Chan, Chan Heng Fai Ambrose and 4 others.
What are the main risk factors for Alset Inc. stock?
Of AEI's 34 assessed filings, 3 were flagged high-risk, 22 medium-risk, and 9 low-risk.
What are recent predictions and forward guidance from Alset Inc.?
Forward guidance and predictions for Alset Inc. are extracted from SEC filings as they are enriched.