Alliance Entertainment Lists on Nasdaq

TL;DR

AENT is now trading on Nasdaq!

AI Summary

Alliance Entertainment Holding Corporation (AENT) announced on February 13, 2025, that its Class A common stock and redeemable warrants are listed on The Nasdaq Stock Market LLC under symbols AENT and AENTW, respectively. The company is incorporated in Delaware and its principal executive offices are located in Plantation, Florida.

Why It Matters

The listing on a major stock exchange like Nasdaq provides increased visibility and liquidity for Alliance Entertainment's shares, potentially making it easier for investors to trade and for the company to raise capital in the future.

Risk Assessment

Risk Level: low — This filing is a routine listing announcement and does not contain information that inherently increases risk for the company or its investors.

Key Players & Entities

• Alliance Entertainment Holding Corporation (company) — Registrant
• AENT (company) — Trading Symbol for Class A common stock
• AENTW (company) — Trading Symbol for Redeemable warrants
• The Nasdaq Stock Market LLC (company) — Exchange
• February 13, 2025 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.0001 — tered Class A common stock, par value $0.0001 per share AENT The Nasdaq Stock Mar
• $11.50 — A common stock at an exercise price of $11.50 per share AENTW The Nasdaq Stock Ma

Filing Documents

• form8-k.htm (8-K) — 47KB
• ex99-1.htm (EX-99.1) — 136KB
• ex99-2.htm (EX-99.2) — 21KB
• ex99-2_001.jpg (GRAPHIC) — 1839KB
• ex99-2_002.jpg (GRAPHIC) — 2614KB
• ex99-2_003.jpg (GRAPHIC) — 1212KB
• ex99-2_004.jpg (GRAPHIC) — 1338KB
• ex99-2_005.jpg (GRAPHIC) — 1798KB
• ex99-2_006.jpg (GRAPHIC) — 925KB
• ex99-2_007.jpg (GRAPHIC) — 1278KB
• ex99-2_008.jpg (GRAPHIC) — 1347KB
• ex99-2_009.jpg (GRAPHIC) — 791KB
• ex99-2_010.jpg (GRAPHIC) — 1492KB
• ex99-2_011.jpg (GRAPHIC) — 578KB
• ex99-2_012.jpg (GRAPHIC) — 929KB
• ex99-2_013.jpg (GRAPHIC) — 1206KB
• ex99-2_014.jpg (GRAPHIC) — 641KB
• ex99-2_015.jpg (GRAPHIC) — 1526KB
• ex99-2_016.jpg (GRAPHIC) — 2054KB
• ex99-2_017.jpg (GRAPHIC) — 1009KB
• ex99-2_018.jpg (GRAPHIC) — 961KB
• ex99-2_019.jpg (GRAPHIC) — 881KB
• ex99-2_020.jpg (GRAPHIC) — 776KB
• ex99-2_021.jpg (GRAPHIC) — 1240KB
• ex99-2_022.jpg (GRAPHIC) — 897KB
• 0001493152-25-006454.txt ( ) — 38040KB
• aent-20250213.xsd (EX-101.SCH) — 4KB
• aent-20250213_def.xml (EX-101.DEF) — 26KB
• aent-20250213_lab.xml (EX-101.LAB) — 36KB
• aent-20250213_pre.xml (EX-101.PRE) — 25KB
• form8-k_htm.xml (XML) — 6KB

02. Results of Operations and Financial Condition

Item 2.02. Results of Operations and Financial Condition. On February 13, 2025, Alliance Entertainment Holding Corporation, a Delaware corporation (the "Company" or "Alliance"), issued a press release regarding Alliance's financial results for its first fiscal quarter and six months ended December 31, 2024. A copy of the press release is attached hereto as Exhibit 99.1. The information set forth in this Item 2.02, including the exhibit attached hereto, shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise be subject to the liabilities of that section, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act.

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. An updated version of an investor presentation of the Company is attached as Exhibit 99.2 to this Current Report on Form 8-K. The presentation will be accessible online through the Investor Relations section of the Company's website, located at ir.aent.com, under the heading "Latest Presentation." The information on the Company's website is not a part of this Current Report on Form 8-K. The information set forth in this Item 7.01, including the exhibit attached hereto, shall not be deemed to be filed for purposes of Section 18 of the Exchange Act, or otherwise be subject to the liabilities of that section, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act. Forward-Looking This Current Report on Form 8-K includes certain statements that are not historical facts but are forward-looking statements for purposes of the safe harbor provisions under the United States Private Securities Litigation Reform Act of 1995. These statements are based on various assumptions, whether or not identified in this Current Report on Form 8-K, and on the current expectations of the Company's management and are not predictions of actual performance. Actual events and circumstances are difficult or impossible to predict and will differ from assumptions. These forward-looking statements are subject to a number of risks and uncertainties, including those factors discussed in the Company's Annual Report on Form 10-K filed with the Securities and Exchange Commission ("SEC") on September 19, 2024 under the heading "Risk Factors," the Company's Registration Statement on Form S-1 filed with the SEC on April 10, 2023 under the heading "Risk Factors," and other documents of the Company filed, or to be filed, with the SEC, which are accessible through the Investor Relations section of the Company's website at ir.aent.com. If the risks materialize or assumptions prove incorrect, act

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit 99.1 Press release dated February 13, 2025. 99.2 Investor Presentation. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: February 13, 2025 ALLIANCE ENTERTAINMENT HOLDING CORPORATION By: /s/ Bruce Ogilvie Name: Bruce Ogilvie Title: Executive Chairman

View Full Filing

View this 8-K filing on SEC EDGAR