AEON Biopharma Files S-1/A Amendment

Ticker: AEON · Form: S-1/A · Filed: Jul 23, 2024 · CIK: 1837607

Sentiment: neutral

Topics: sec-filing, registration-statement, pharmaceutical

TL;DR

AEON Biopharma (fka Priveterra) filed S-1/A on 7/23. Pharma prep company.

AI Summary

AEON Biopharma, Inc. filed an S-1/A amendment on July 23, 2024, for its registration statement. The company, previously known as Priveterra Acquisition Corp. until December 22, 2020, is incorporated in Delaware and operates in the Pharmaceutical Preparations sector. Its principal executive offices are located at 5 Park Plaza, Suite 1750, Irvine, California.

Why It Matters

This filing indicates AEON Biopharma is continuing its process of registering securities, which is a step towards potential public offerings or other capital-raising activities.

Risk Assessment

Risk Level: medium — S-1/A filings are typically associated with companies seeking to raise capital, which can involve inherent risks for investors depending on the company's stage and market conditions.

Key Numbers

Key Players & Entities

FAQ

What is the purpose of this S-1/A filing?

This is an amendment to a registration statement filed under the Securities Act of 1933, indicating AEON Biopharma, Inc. is updating information related to its securities.

When did AEON Biopharma, Inc. change its name?

The company was formerly known as Priveterra Acquisition Corp. and changed its name on December 22, 2020.

What industry does AEON Biopharma, Inc. operate in?

AEON Biopharma, Inc. operates in the Pharmaceutical Preparations sector, with a Standard Industrial Classification code of 2834.

Where are AEON Biopharma, Inc.'s principal executive offices located?

The principal executive offices are located at 5 Park Plaza, Suite 1750, Irvine, California 92614.

Who is listed as a contact person in the filing?

Alex Wilson, Chief Legal Officer, is listed as a contact person.

Filing Stats: 4,481 words · 18 min read · ~15 pages · Grade level 17.1 · Accepted 2024-07-23 16:43:58

Key Financial Figures

Filing Documents

USE OF PROCEEDS

USE OF PROCEEDS 63 DIVIDEND POLICY 64

MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 65

BUSINESS

BUSINESS 89 MANAGEMENT 112 EXECUTIVE AND DIRECTOR COMPENSATION 118 CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS 135 PRINCIPAL STOCKHOLDERS 145 REGISTERED HOLDERS 147 DESCRIPTION OF OUR SECURITIES 158 PLAN OF DISTRIBUTION 170 LEGAL MATTERS 173 EXPERTS 174 WHERE YOU CAN FIND MORE INFORMATION 175 INDEX TO FINANCIAL STATEMENTS F-1 i TABLE OF CONTENTS ABOUT THIS PROSPECTUS This prospectus is part of a registration statement that we filed with the United States Securities and Exchange Commission, or the SEC, using a "shelf" registration process. We will not receive any proceeds from the sale by the Registered Holders of the securities offered by them described in this prospectus. This prospectus also relates to the issuance by us of the shares of Common Stock issuable upon the exercise of the Warrants. We will not receive any proceeds from the sale of shares of Common Stock underlying the Warrants pursuant to this prospectus, except with respect to amounts received by us upon the exercise of the Warrants for cash. We may also file a prospectus supplement or post-effective amendment to the registration statement of which this prospectus forms a part that may contain material information relating to these offerings. The prospectus supplement or post-effective amendment may also add, update or change information contained in this prospectus with respect to that offering. If there is any inconsistency between the information in this prospectus and the applicable prospectus supplement or post-effective amendment, you should rely on the prospectus supplement or post-effective amendment, as applicable. Before purchasing any securities, you should carefully read this prospectus, any post-effective amendment, and any applicable prospectus supplement, together with the additional information described under the heading " Where You Can Find More Information ." Neither we nor the Registered Holders have authorized anyo

View Full Filing

View this S-1/A filing on SEC EDGAR

View on Read The Filing