Applied Energetics Files 8-K on Equity Sales

TL;DR

APPLIED ENERGETICS (AE) sold unregistered equity, watch for dilution.

AI Summary

On January 14, 2025, Applied Energetics, Inc. filed an 8-K report detailing unregistered sales of equity securities. The company, formerly known as Ionatron, Inc., is incorporated in Delaware and headquartered in Tucson, Arizona.

Why It Matters

This filing indicates potential dilution for existing shareholders due to the issuance of new equity, which could impact the stock price.

Risk Assessment

Risk Level: medium — Unregistered sales of equity can signal financial distress or a need for capital, potentially leading to dilution and increased risk for existing shareholders.

Key Players & Entities

• APPLIED ENERGETICS, INC. (company) — Registrant
• January 14, 2025 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of Incorporation
• Tucson, Arizona (location) — Business Address
• IONATRON, INC. (company) — Former Company Name

FAQ

Key Financial Figures

• $0.001 — shares of its common stock, par value, $0.001 per share, some of which were underlyin
• $0.75 — to individual purchasers at a price of $0.75 per share (or $0.749 per underlying sha
• $0.749 — asers at a price of $0.75 per share (or $0.749 per underlying share for pre-funded war
• $4.8 Million — lied Energetics Announces Completion of $4.8 Million Private Placement Offering 104 Cover

Filing Documents

• ea0227742-8k_applied.htm (8-K) — 26KB
• ea022774201ex99_applied.htm (EX-99) — 9KB
• ex99_001.jpg (GRAPHIC) — 3KB
• 0001213900-25-003629.txt ( ) — 212KB
• aerg-20250114.xsd (EX-101.SCH) — 3KB
• aerg-20250114_lab.xml (EX-101.LAB) — 33KB
• aerg-20250114_pre.xml (EX-101.PRE) — 22KB
• ea0227742-8k_applied_htm.xml (XML) — 4KB

02 Unregistered Sales of Equity Securities

Item 3.02 Unregistered Sales of Equity Securities. On December 14, 2025, the company completed the placement of 6,405,666 shares of its common stock, par value, $0.001 per share, some of which were underlying pre-funded common stock purchase warrants, in a private sale to individual purchasers at a price of $0.75 per share (or $0.749 per underlying share for pre-funded warrants), for aggregate proceeds in the approximate amount of $ 4,804,249. The pre-funded warrants are exercisable immediately at a price of $0.001 per share but may not be executed in any amount which would cause the holder thereof to beneficially own 5% or more of the company's common stock. The company has agreed to use its best efforts to include the shares for registration with the Securities and Exchange Commission in any subsequent registration statement it files. All of the purchasers are accredited, sophisticated investors, and the issuance of the shares was not in connection with any public offering in accordance with Section 4(a)(2) of the Securities Act of 1933. The company issued a press release on January 15, 2025 announcing the completion of the placement and providing additional information. A copy of the release is filed as Exhibit 99 to this Current Report on Form 8-K.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. Exhibit 99 Press Release, dated January 15, 2025, -- Applied Energetics Announces Completion of $4.8 Million Private Placement Offering 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. APPLIED ENERGETICS, INC. By: /s/ Christopher Donaghey Christopher Donaghey President and Chief Executive Officer Date : January 15, 2025 2

View Full Filing

View this 8-K filing on SEC EDGAR