Applied Energetics Files 8-K on Equity Sales

TL;DR

APPLIED ENERGETICS (AE) filed an 8-K detailing equity sales and corporate info. Check it out.

AI Summary

Applied Energetics, Inc. filed an 8-K on October 9, 2025, reporting on unregistered sales of equity securities and financial statements. The filing details the company's operations and corporate structure, including its incorporation in Delaware and its principal business address in Tucson, Arizona. The company was formerly known as Ionatron, Inc. before changing its name on April 29, 2004.

Why It Matters

This filing provides crucial updates on Applied Energetics' financial activities and corporate changes, which can impact investor understanding of the company's current standing and future prospects.

Risk Assessment

Risk Level: low — This filing is primarily informational, detailing corporate structure and past events, with no immediate indication of significant financial distress or new, high-risk ventures.

Key Players & Entities

• APPLIED ENERGETICS, INC. (company) — Registrant
• October 8, 2025 (date) — Earliest event reported
• October 9, 2025 (date) — Filing date
• Delaware (jurisdiction) — State of Incorporation
• TUCSON (location) — City of business address
• AZ (location) — State of business address
• IONATRON, INC. (company) — Former company name
• 20040429 (date) — Date of name change from Ionatron, Inc.

FAQ

Key Financial Figures

• $0.001 — shares of its common stock, par value, $0.001 per share, some of which were underlyin
• $1.80 — to individual purchasers at a price of $1.80 per share (or $1.799 per underlying sha
• $1.799 — asers at a price of $1.80 per share (or $1.799 per underlying share for pre-funded war
• $10,789,999 — for aggregate proceeds in the amount of $10,789,999. The pre-funded warrants are exercisabl
• $10.8 Million — lied Energetics Announces Completion of $10.8 Million Private Placement Offering 104 Cove

Filing Documents

• ea026087001-8k_applied.htm (8-K) — 22KB
• ea026087001ex99-1_applied.htm (EX-99.1) — 7KB
• 0001213900-25-097866.txt ( ) — 189KB
• aerg-20251008.xsd (EX-101.SCH) — 3KB
• aerg-20251008_lab.xml (EX-101.LAB) — 33KB
• aerg-20251008_pre.xml (EX-101.PRE) — 22KB
• ea026087001-8k_applied_htm.xml (XML) — 3KB

02 Unregistered Sales of Equity Securities

Item 3.02 Unregistered Sales of Equity Securities. On October 8, 2025, the company completed the placement of 5,995,675 shares of its common stock, par value, $0.001 per share, some of which were underlying pre-funded common stock purchase warrants, in a private sale to individual purchasers at a price of $1.80 per share (or $1.799 per underlying share for pre-funded warrants), for aggregate proceeds in the amount of $10,789,999. The pre-funded warrants are exercisable immediately at a price of $0.001 per share but may not be executed in any amount which would cause the holder thereof to beneficially own in excess of 4.99% of the company's common stock. The company has agreed to use its best efforts to include the shares for registration with the Securities and Exchange Commission in the registration statement it files. All of the purchasers are accredited, sophisticated investors, and the issuance of the shares was not in connection with any public offering in accordance with Section 4(a)(2) of the Securities Act of 1933.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. 99.1 Press Release, dated October 9, 2025 -- Applied Energetics Announces Completion of $10.8 Million Private Placement Offering 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. APPLIED ENERGETICS, INC. By: /s/ Christopher Donaghey Christopher Donaghey President and Chief Executive Officer Date : October 9, 2025

View Full Filing

View this 8-K filing on SEC EDGAR