Aeries Technology Files 8-K

TL;DR

Aeries Tech (AERT) filed an 8-K on 9/16/25 for a material agreement & financials.

AI Summary

Aeries Technology, Inc. filed an 8-K on September 16, 2025, reporting an entry into a material definitive agreement and financial statements. The company, formerly known as Worldwide Webb Acquisition Corp. until March 24, 2021, is incorporated in the Cayman Islands and operates in management consulting services.

Why It Matters

This filing indicates Aeries Technology, Inc. has entered into a significant agreement and is providing updated financial information, which is crucial for investors to assess the company's current standing and future prospects.

Risk Assessment

Risk Level: low — This is a routine filing reporting a material definitive agreement and financial statements, with no immediate indication of significant risk.

Key Numbers

• 001-40920 — Commission File Number (Identifies the company's SEC filing history)
• 98-1587626 — EIN (Employer Identification Number)

Key Players & Entities

• Aeries Technology, Inc. (company) — Registrant
• Worldwide Webb Acquisition Corp. (company) — Former company name
• March 24, 2021 (date) — Date of name change
• September 16, 2025 (date) — Date of report
• Cayman Islands (location) — Jurisdiction of incorporation

FAQ

Key Financial Figures

• $0.0001 — ed Class A ordinary shares, par value $0.0001 per share AERT Nasdaq Capital Marke
• $11.50 — ordinary share at an exercise price of $11.50 AERTW Nasdaq Capital Market Indic
• $1.05 — reement at a sales price not lower than $1.05 per share continuing through December 3
• $1.00 — iration of the Designated Period or (y) $1.00 per share, minus (b) the number of rema

Filing Documents

• aeriestech_8k.htm (8-K) — 35KB
• aeriestech_ex10-1.htm (EX-10.1) — 38KB
• 0001829126-25-007430.txt ( ) — 293KB
• aert-20250916.xsd (EX-101.SCH) — 4KB
• aert-20250916_def.xml (EX-101.DEF) — 26KB
• aert-20250916_lab.xml (EX-101.LAB) — 36KB
• aert-20250916_pre.xml (EX-101.PRE) — 25KB
• aeriestech_8k_htm.xml (XML) — 6KB

01 Entry Into A Material Definitive Agreement

Item 1.01 Entry Into A Material Definitive Agreement. On September 16, 2025, Aeries Technology, Inc. ("Aeries" or the "Company") entered into a Letter Agreement (the "Letter Agreement") with Sandia Investment Management LP ("Sandia") with respect to that certain Confirmation of OTC Equity Prepaid Forward Transaction, dated as of November 3, 2023, by and between the Company and Sandia, as amended by that certain Forward Purchase Agreement Confirmation Amendment, dated as of November 3, 2023, as amended and restated by that certain Confirmation of OTC Equity Prepaid Forward Transaction, dated as of November 27, 2024 (as amended and restated, the "Forward Purchase Agreement"). The Letter Agreement primarily (1) provides for sales of Class A ordinary shares held by Sandia issued pursuant to the Forward Purchase Agreement (the "FPA Shares") to offset the Company's payment obligations to Sandia under the Forward Purchase Agreement at a sales price not lower than $1.05 per share continuing through December 31, 2025 (the "Designated Period"), (2) provides for the issuance and registration of additional Class A ordinary shares (the "Additional Shares") to Sandia in an amount equal to (a) the result of dividing (i) the remaining liability at the end of the Designated Period by (ii) the greater of (x) the 30-day volume-weighted average price per Class A ordinary share on the Nasdaq Capital Market for the 30 trading days immediately preceding the expiration of the Designated Period or (y) $1.00 per share, minus (b) the number of remaining FPA Shares held by Sandia at the end of the Designated Period, provided that the total number of the Additional Shares issued shall not be less than 500,000 Class A ordinary shares, and (3) clarifies the Company's payment obligations under the Forward Purchase Agreement in the case of a Change in Control (as defined in the Letter Agreement) or the delisting of the Company's Class A ordinary shares from the Nasdaq Capital Market. The forego

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 10.1 Letter Agreement, dated September 16, 2025, between Aeries Technology, Inc. and Sandia Investment Management LP 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Aeries Technology, Inc. A Cayman Islands exempted company Date: September 16, 2025 By: /s/ Daniel S. Webb Daniel S. Webb Chief Financial Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR