Aeries Technology Files 8-K

TL;DR

Aeries Tech filed an 8-K on Oct 1, 2025, reporting a material agreement. Formerly Worldwide Webb.

AI Summary

Aeries Technology, Inc. filed an 8-K on October 1, 2025, reporting a material definitive agreement and financial statements. The company, formerly known as Worldwide Webb Acquisition Corp. until March 24, 2021, is incorporated in the Cayman Islands and operates in management consulting services.

Why It Matters

This filing indicates a significant event or agreement for Aeries Technology, Inc., which could impact its business operations and financial standing.

Risk Assessment

Risk Level: low — The filing is a standard current report and does not disclose any immediate negative events.

Key Numbers

• 001-40920 — Commission File Number (Identifier for SEC filings)
• 98-1587626 — EIN (Employer Identification Number)

Key Players & Entities

• Aeries Technology, Inc. (company) — Registrant
• Worldwide Webb Acquisition Corp. (company) — Former company name
• October 1, 2025 (date) — Date of earliest event reported
• March 24, 2021 (date) — Date of name change
• Cayman Islands (location) — Jurisdiction of incorporation

FAQ

Key Financial Figures

• $0.0001 — ed Class A ordinary shares, par value $0.0001 per share AERT Nasdaq Capital Marke
• $11.50 — ordinary share at an exercise price of $11.50 AERTW Nasdaq Capital Market Indic
• $4.485 million — g an aggregate offering amount of up to $4.485 million from time to time through the Agent. Th
• $40,000 — its counsel in an amount not to exceed $40,000, in addition to certain ongoing disburs
• $5,000 — ain ongoing disbursements not to exceed $5,000 per calendar quarter during any quarter

Filing Documents

• aeriestech_8k.htm (8-K) — 37KB
• 0001829126-25-007827.txt ( ) — 248KB
• aert-20251001.xsd (EX-101.SCH) — 4KB
• aert-20251001_def.xml (EX-101.DEF) — 26KB
• aert-20251001_lab.xml (EX-101.LAB) — 36KB
• aert-20251001_pre.xml (EX-101.PRE) — 25KB
• aeriestech_8k_htm.xml (XML) — 6KB

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement On October 1, 2025, Aeries Technology, Inc. (the "Company") entered into a Sales Agreement (the "Sales Agreement") with Roth Capital Partners, LLC (the "Agent"). Pursuant to the terms of the Sales Agreement, the Company may offer and sell the Company's Class A ordinary shares, par value $0.0001 (the "Shares"), having an aggregate offering amount of up to $4.485 million from time to time through the Agent. The Agent will use its commercially reasonable efforts, as the Agent and subject to the terms of the Sales Agreement, to sell the Shares offered. Sales of the Shares, if any, may be made in sales deemed to be an "at-the-market offering" as defined in Rule 415 under the Securities Act of 1933, as amended. The Shares will be sold pursuant to the Company's shelf registration statement on Form S-3 (File No. 333-290655), which was filed with the Securities and Exchange Commission, including the related prospectus, on October 1, 2025, as supplemented by a prospectus supplement filed therewith (the "Registration Statement"). The Company is not obligated to make any sales under the Sales Agreement, and any sales will depend on market conditions and the Company's capital needs. The offering will terminate upon the sale of Shares in an aggregate amount specified in the Sales Agreement, or sooner if terminated by either party pursuant to its terms. The Agent will be paid a commission of 3.0% of the gross sales price of the of the Shares sold pursuant the Sales Agreement. In addition, the Company has agreed to reimburse The Agent for certain specified expenses, including the fees and disbursements of its counsel in an amount not to exceed $40,000, in addition to certain ongoing disbursements not to exceed $5,000 per calendar quarter during any quarter in which sales pursuant to the Sales Agreement are made. The Company has also agreed to provide the Agent with customary indemnification and contribution rights. The for

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 1.1 Sales Agreement, dated October 1, 2025, between Aeries Technology, Inc. and Roth Capital Partners, LLC (incorporated by reference to Exhibit 1.2 to the Company's Registration Statement on Form S-3 filed with the Securities and Exchange Commission on October 1, 2025). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Aeries Technology, Inc. A Cayman Islands exempted company Date: October 1, 2025 By: /s/ Daniel S. Webb Daniel S. Webb Chief Financial Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR