Aeries Technology Faces Delisting Notice

Ticker: AERTW · Form: 8-K · Filed: Oct 3, 2025 · CIK: 1853044

Aeries Technology, INC. 8-K Filing Summary
FieldDetail
CompanyAeries Technology, INC. (AERTW)
Form Type8-K
Filed DateOct 3, 2025
Risk Levelhigh
Pages4
Reading Time5 min
Key Dollar Amounts$0.0001, $11.50, $1.00
Sentimentbearish

Sentiment: bearish

Topics: delisting, listing-standards, compliance

Related Tickers: AERT

TL;DR

AERT might get delisted - filing shows they're not meeting listing rules.

AI Summary

Aeries Technology, Inc. filed an 8-K on October 3, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard, with the earliest event reported on September 30, 2025. The company was formerly known as Worldwide Webb Acquisition Corp. and changed its name on March 24, 2021.

Why It Matters

This filing indicates potential issues with Aeries Technology's compliance with stock exchange listing requirements, which could impact its stock trading status and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards poses a significant risk to the company's stock trading viability and investor confidence.

Key Players & Entities

FAQ

What specific listing rule or standard has Aeries Technology, Inc. failed to satisfy?

The filing does not specify the exact rule or standard that Aeries Technology, Inc. has failed to satisfy, only that a notice of delisting or failure to satisfy a continued listing rule or standard has been issued.

What is the effective date of the delisting or the event that triggered this notice?

The earliest event reported in relation to this notice is September 30, 2025.

Has Aeries Technology, Inc. taken any steps to address the listing deficiency?

The provided text of the 8-K filing does not contain information about any steps taken by Aeries Technology, Inc. to address the listing deficiency.

What is the significance of the company formerly being known as Worldwide Webb Acquisition Corp. in this context?

The former name indicates a history of the company, possibly related to its initial public offering or a SPAC merger, but it does not directly explain the current delisting issue.

Where is Aeries Technology, Inc. incorporated, and what is its business address?

Aeries Technology, Inc. is incorporated in the Cayman Islands and has a business address at 190 Elgin Avenue, George Town, E9.

Filing Stats: 1,230 words · 5 min read · ~4 pages · Grade level 16.1 · Accepted 2025-10-03 17:16:04

Key Financial Figures

Filing Documents

01. Notice of Delisting or Failure to

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 30, 2025, Aeries Technology, Inc. (the "Company") received a written notice (the "Notice") from the Listing Qualifications Department (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that, for the 30 consecutive business days from August 15, 2025 to September 26, 2025, the Company's Class A ordinary shares had not maintained a minimum closing bid price of $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the "Bid Price Rule"). The Notice does not impact the listing of the Company's Class A ordinary shares on The Nasdaq Capital Market at this time. In accordance with Nasdaq Listing Rule 5810(c)(3)(A) (the "Compliance Period Rule"), the Company has a period of 180 calendar days from the date of the Notice, or until March 30, 2026 (the "Compliance Date"), to regain compliance with the Bid Price Rule. During this period, the Company's Class A ordinary shares will continue to trade on The Nasdaq Capital Market. If at any time before the Compliance Date the closing price of the Company's Class A ordinary shares close at or above $1.00 for a minimum of 10 consecutive business days as required under the Compliance Period Rule, the Staff will provide written notification to the Company that it has regained compliance with the Bid Price Rule and will close the matter. If the Company does not regain compliance with the Bid Price Rule by the Compliance Date, the Company may be eligible for an additional 180-day period to regain compliance. To qualify, the Company would be required to meet the continued listing requirement for market value of publicly held shares and all other initial listing standards for The Nasdaq Capital Market except for the bid price requirement, and would need to provide written notice of its intention to cure the bid price deficien

Forward-Looking Statements

Forward-Looking Statements Certain statements made in this Current Report on Form 8-K are "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, Section 21E of the Securities Exchange Act of 1934, as amended, and the "safe harbor" provisions under the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical fact included in this Current Report on Form 8-K are

forward-looking statements. When used in this Current Report on Form 8-K, words such as "anticipate," "believe,"

forward-looking statements. When used in this Current Report on Form 8-K, words such as "anticipate," "believe," "continue," "could," "estimate," "expect," "intend," "may," "might," "plan," "possible," "potential," "predict," "project," "should," "would" and variations of these words or similar expressions (or the negative versions of such words or expressions), as they relate to the Company or its management team, are intended to identify forward-looking statements. Many factors could cause actual future events to differ materially from the forward-looking statements in this Current Report on Form 8-K, including the Company's ability to successfully appeal a delisting determination if issued, and the Company's ability to resolve the deficiency under the Bid Price Rule and regain compliance with the Nasdaq listing rules. Such forward-looking statements are based on the beliefs of management, as well as assumptions made by, and information currently available to, the Company's management. Forward-looking statements are not guarantees of future performance, conditions or results, and involve a number of known and unknown risks, uncertainties, assumptions and other important factors, many of which are beyond the control of the Company, including but not limited to those set forth in the "Risk Factors" section of the Company's Annual Report on Form 10-K for the year ended March 31, 2025, and other documents of the Company filed, or to be filed, with the Securities and Exchange Commission, that could cause actual results or outcomes to differ materially from those discussed in the forward-looking statements. All subsequent written or oral forward-looking statements attributable to the Company or persons acting on its behalf are qualified in their entirety by this paragraph. The Company undertakes no obligation to update or revise any forward-looking statements for revisions or changes after the date of this Current Report on Form 8-K, except as required by law. 1 SIGNA

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