AIM ImmunoTech Files Proxy Materials

TL;DR

AIM ImmunoTech dropped proxy docs on 12/2/24, check the press release.

AI Summary

AIM ImmunoTech Inc. filed a Definitive Additional Materials proxy statement on December 2, 2024, related to a press release issued on the same date. The filing is associated with the company's fiscal year ending December 31st and is subject to the 1934 Securities Exchange Act.

Why It Matters

This filing indicates important corporate communications and potential shareholder actions are being prepared or have been made public by AIM ImmunoTech Inc.

Risk Assessment

Risk Level: low — This filing is a routine proxy statement and does not inherently present new financial or operational risks.

Key Players & Entities

• AIM ImmunoTech Inc. (company) — Registrant
• 20241202 (date) — Filing Date
• 1934 Act (legal_document) — SEC Act
• HEMISPHERX BIOPHARMA INC (company) — Former Company Name

FAQ

Key Financial Figures

• $5 Million — Plan to Reimburse Individuals More Than $5 Million for Failed Litigation Against AIM, in A
• $5 million — pay him and other individuals more than $5 million in litigation expenses for a failed Boa
• $8 million — ther individuals a premium of more than $8 million to settle this proxy contest. Realize
• $15.0 million — LC1. 12 Received an aggregate of over $15.0 million in funds from Mr. Kellner for 13 active
• $150,000 — ess founded by Mr. Kellner , including ~$150,000 personally and ~$375,000 through PS Cap
• $375,000 — r , including ~$150,000 personally and ~$375,000 through PS Capital Partners. 14 Serve
• $5.3 — penses), which amounts to approximately $5.3 [million]… and they do not inten

Filing Documents

• formdefa14a.htm (DEFA14A) — 103KB
• ex1_001.jpg (GRAPHIC) — 9KB
• ex2_001.jpg (GRAPHIC) — 1578KB
• ex2_002.jpg (GRAPHIC) — 4096KB
• ex2_003.jpg (GRAPHIC) — 2190KB
• ex2_004.jpg (GRAPHIC) — 2981KB
• ex2_005.jpg (GRAPHIC) — 2439KB
• ex2_006.jpg (GRAPHIC) — 2817KB
• ex2_007.jpg (GRAPHIC) — 2762KB
• ex2_008.jpg (GRAPHIC) — 2439KB
• ex2_009.jpg (GRAPHIC) — 1812KB
• ex2_010.jpg (GRAPHIC) — 1357KB
• ex3_001.jpg (GRAPHIC) — 490KB
• ex3_002.jpg (GRAPHIC) — 386KB
• 0001493152-24-048304.txt ( ) — 34944KB

From the Filing

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material under § 240.14a-12 AIM ImmunoTech Inc. (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check all boxes that apply): No fee required Fee paid previously with preliminary materials Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 On December 2, 2024, AIM ImmunoTech Inc. (the “Company”) issued a press release, a copy of which is attached hereto as Exhibit 1. Also on December 2, 2024, the Company issued an investor presentation, a copy of which is attached hereto as Exhibit 2. The Company intends to use the presentation for discussions with its stockholders in connection with the Company’s 2024 Annual Meeting of Stockholders (the “Annual Meeting”). Also on December 2, 2024, the Company issued the following materials, copies of which are attached hereto as Exhibit 3. Forward Looking Statements The materials attached contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “PSLRA”). Words such as “may,” “will,” “expect,” “plan,” “anticipate,” “continue,” “believe,” “potential,” “upcoming” and other variations thereon and similar expressions (as well as other words or expressions referencing future events or circumstances) are intended to identify forward-looking success seen to date does not guarantee that Ampligen will be approved as a treatment or therapy for any diseases or conditions. The Company urges investors to consider specifically the various risk factors identified in its most recent Annual Report on Form 10-K, and any risk factors or cautionary statements included in any subsequent Quarterly Report on Form 10-Q or Current Report on Form 8-K, filed with the U.S. Securities and Exchange Commission (the “SEC”). You are cautioned not to place undue reliance on these forward-looking the protection of the safe harbor for forward-looking statements contained in the PSLRA. The Company does not undertake to update any of these forward-looking statements to reflect events or circumstances that occur after the date hereof. Important Additional Information The Company, its directors and executive officers, Peter W. Rodino, III and Robert Dickey, IV, are deemed to be “participants” (as defined in Section 14(a) of the Securities Exchange Act of 1934, as amended) in the solicitation of proxies from the Company’s stockholders in connection with the Annual Meeting. The Company filed its definitive proxy statement (the “Definitive Proxy Statement”) and a WHITE universal proxy card with the SEC on November 4, 2024 in connection with such solicitation of proxies from the Company’s stockholders. STOCKHOLDERS OF THE COMPANY ARE STRONGLY ENCOURAGED TO READ SUCH DEFINITIVE PROXY STATEMENT, ACCOMPANYING WHITE UNIVERSAL PROXY CARD AND ALL OTHER DOCUMENTS FILED WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY AS THEY CONTAIN IMPORTANT INFORMATION ABOUT THE ANNUAL MEETING. The Definitive Proxy Statement contains information regarding the identity of the participants, and their direct and indirect interests, by security holdings or otherwise, in the Company’s securities and can be found in the section titled “Principal Stockholders” of the Definitive Proxy Statement and available here . Information regarding subsequent changes to their holdings of the Company’s securities can be found in the SEC filings on Forms 3, 4, and 5, which are available on the Company’s website available here or through the SEC’s website at www.sec.gov . Stockholders will be able to obtain the Definitive Proxy Statement, any amendments or supplements thereto and other documents filed by the Company with the SEC at no charge at the SEC’s website at www.sec.gov . Copies will also be available at no charge at the Company’s website at https://aimimmuno.com/sec-filings/ . Exhibit 1 AIM ImmunoTech Issues Presentation Detailing Why Shareholders Should NOT Elect Activist Group’s Nominees to the Board Highlights Activist Group’s Nominees’ Checkered Backgrounds, Skewed Incentives and Lack of Independence Warns AIM Shareholders of Activist Group’s Plan to Reimburse Individuals More Than $5 Million for Failed Litigation Against AIM, in Addit

View Full Filing

View this DEFA14A filing on SEC EDGAR