Aimfinity Investment Corp. I Files 8-K

TL;DR

AIMFINITY FILES 8-K: NEW OBLIGATIONS & EQUITY SALES REPORTED.

AI Summary

On January 27, 2025, Aimfinity Investment Corp. I filed an 8-K detailing the creation of a direct financial obligation and unregistered sales of equity securities. The filing also includes Regulation FD Disclosure and Financial Statements and Exhibits.

Why It Matters

This 8-K filing indicates potential new financial obligations and equity issuances by Aimfinity Investment Corp. I, which could impact its financial structure and shareholder value.

Risk Assessment

Risk Level: medium — The filing involves financial obligations and unregistered equity sales, which can introduce financial and regulatory risks.

Key Players & Entities

• Aimfinity Investment Corp. I (company) — Filer of the 8-K
• 0001213900-25-007069 (document_id) — Accession number for the filing
• 20250127 (date) — Filing date
• 1 ROCKEFELLER PLAZA, 11TH FLOOR (address) — Company business and mailing address
• 6467222971 (phone_number) — Company business phone number

FAQ

Key Financial Figures

• $0.0001 — nsisting of one Class A ordinary share, $0.0001 par value, one Class 1 redeemable warra
• $11.50 — ordinary share at an exercise price of $11.50 AIMAW The Nasdaq Stock Market LLC
• $0.05 — ust Account ") an amount that equals to $0.05 for each public share for each one-mont
• $55,823.8 — issued an unsecured promissory note of $55,823.8 (the " Note ") to I-Fa Chang, a member
• $10.00 — al amount payable to the Sponsor by (y) $10.00. The issuance of the Note was made pur

Filing Documents

• ea0228848-8k425_aimfinity1.htm (8-K) — 52KB
• ea022884801ex10-1_aimfinity1.htm (EX-10.1) — 30KB
• ea022884801ex99-1_aimfinity1.htm (EX-99.1) — 15KB
• 0001213900-25-007069.txt ( ) — 350KB
• aimau-20250127.xsd (EX-101.SCH) — 4KB
• aimau-20250127_def.xml (EX-101.DEF) — 27KB
• aimau-20250127_lab.xml (EX-101.LAB) — 38KB
• aimau-20250127_pre.xml (EX-101.PRE) — 26KB
• ea0228848-8k425_aimfinity1_htm.xml (XML) — 9KB

03 Creation

Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant On January 9, 2025, Aimfinity Investment Corp. I, a Cayman Islands exempted company (the " Company "), held an extraordinary general meeting (the " Shareholder Meeting "), where the shareholders of the Company approved to amend the Company's amended and restated memorandum and articles of associations (the " Charter ") to allow the Company until January 28, 2025 to consummate an initial business combination and may elect to extend the period to consummate an initial business combination up to nine times, each by an additional one-month period (each, a " Monthly Extension "), for a total of up to nine months to October 28, 2025, by depositing to the Company's trust account (the " Trust Account ") an amount that equals to $0.05 for each public share for each one-month extension. On January 27, 2025, the Company issued an unsecured promissory note of $55,823.8 (the " Note ") to I-Fa Chang, a member and manager of Aimfinity Investment LLC, the sponsor of the company (the " Sponsor "), as the Sponsor's designee, to evidence the payments made for $55,823.8 (the " New Monthly Extension Payment ") to the Trust Account for the public shareholders, which enables the Company to extend the period of time it has to consummate its initial business combination by one month from January 28, 2025 to February 28, 2025 (the " New Extension "). The New Extension is the first of the up to nine Monthly Extensions permitted under the amended Charter. The Note bears no interest and is payable in full upon the earlier to occur of (i) the consummation of the Company's business combination (the " Business Combination ") or (ii) the date of expiry of the term of the Company (the " Maturity Date "). The following shall constitute an event of default: (i) a failure to pay the principal within five business days of the Maturity Date; (ii) the commencement of a voluntary

02 Unregistered Sales of Equity Securities

Item 3.02 Unregistered Sales of Equity Securities. The information disclosed under Item 2.03 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02 to the extent required herein. The Private Units (and the underlying securities) issuable upon conversion of the Note, if any, (1) may not, subject to certain limited exceptions, be transferable or salable by the Sponsor until the completion of the Company's initial Business Combination and (2) are entitled to registration rights.

01 Regulation

Item 7.01 Regulation FD Disclosure. On January 27, 2025, the Company issued a press release (the " Press Release ") announcing that the New Extension. A copy of the Press Release is furnished as Exhibit 99.1 hereto. The information in this Item 7.01 and Exhibit 99.1 hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the " Exchange Act "), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act of 1934, both as amended, except as expressly set forth by specific reference in such filing. 1 IMPORTANT NOTICES Important Notice Regarding Forward-Looking As disclosed previously on the Current Report on Form 8-K filed on October 16, 2023, on October 13, 2023, AIMA entered into that certain Agreement and Plan of Merger (as may be amended, supplemented or otherwise modified from time to time, the " Merger Agreement "), with Docter Inc., a Delaware corporation (" Docter "), Aimfinity Investment Merger Sub I, a Cayman Islands exempted company and wholly-owned subsidiary of AIMA (" Purchaser "), and Aimfinity Investment Merger Sub II, Inc., a Delaware corporation and wholly-owned subsidiary of Purchaser (" Merger Sub "), pursuant to AIMA will enter into a business combination with Docter that involves a reincorporation merger and an acquisition merger. This Current Report on Form 8-K contains certain "forward-looking statements" within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934, both as amended. Statements that are not historical facts, including statements about the pending transactions described above, and the parties' perspectives and expectations, are forward-looking statements. Such statements include, but are not limited to, statements regarding the proposed transaction, including the anticipated initial enterprise value and post-closing

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. Exhibit No. Description 10.1 Promissory Note, dated January 27, 2025, issued by Aimfinity Investment Corp. I to I-Fa Chang 99.1 Press Release, dated January 27, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Aimfinity Investment Corp. I By: /s/ I-Fa Chang Name: I-Fa Chang Title: Chief Executive Officer Date: January 27, 2025 4

View Full Filing

View this 8-K filing on SEC EDGAR