Insider Ownership Change Reported for Virtus AI Fund

TL;DR

**Insider ownership change reported for Virtus AI Fund, keep an eye on transaction details.**

AI Summary

This Form 4 filing, dated March 23, 2026, indicates that Bradley William Patrick III, a reporting person for Virtus Artificial Intelligence & Technology Opportunities Fund (CIK: 0001778114), has filed a statement of changes in beneficial ownership of securities. While the filing itself doesn't detail specific transactions, it signals that an insider's holdings may have changed. This matters to investors because insider activity can sometimes be an indicator of future company performance; significant buying or selling by insiders can suggest their confidence (or lack thereof) in the company's prospects.

Why It Matters

Changes in insider ownership can signal management's confidence in the company's future, potentially influencing investor sentiment and stock price.

Risk Assessment

Risk Level: medium — The filing indicates an insider ownership change, but without transaction details, the specific impact and risk are unclear.

Analyst Insight

Investors should monitor subsequent filings or news for specific transaction details related to Bradley William Patrick III's ownership changes in Virtus Artificial Intelligence & Technology Opportunities Fund to understand the potential implications.

Key Players & Entities

• Bradley William Patrick III (person) — Reporting Person
• Virtus Artificial Intelligence & Technology Opportunities Fund (company) — Issuer
• 0001450955 (person) — CIK of Reporting Person
• 0001778114 (company) — CIK of Issuer

FAQ

Filing Documents

• wk-form4_1774291365.html (4)
• wk-form4_1774291365.xml (4) — 3KB
• 0001450955-26-000006.txt ( ) — 5KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * BRADLEY WILLIAM PATRICK III (Last) (First) (Middle) C/O VIRTUS INVESTMENT PARTNERS, INC. ONE FINANCIAL PLAZA, 26TH FLOOR (Street) HARTFORD CONNECTICUT 06103 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Virtus Artificial Intelligence & Technology Opportunities Fund [ AIO ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP, CFO and Treasurer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 S 2,000 D $ 21.56 0 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: Remarks: /s/ Kathryn Santoro, Attorney-in-Fact 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR