Assurant Confirms NYSE Listings for Common Stock, Subordinated Notes
Ticker: AIZN · Form: 8-K · Filed: Feb 6, 2024 · CIK: 1267238
| Field | Detail |
|---|---|
| Company | Assurant, INC. (AIZN) |
| Form Type | 8-K |
| Filed Date | Feb 6, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, securities-registration, NYSE, debt
TL;DR
**Assurant's common stock and 5.25% notes are still listed on the NYSE.**
AI Summary
Assurant, Inc. filed an 8-K on February 6, 2024, to update its registered securities. The filing confirms that Assurant's Common Stock (AIZ) and its 5.25% Subordinated Notes due 2061 (AIZN) are both registered on the New York Stock Exchange. This matters to investors because it reaffirms the liquidity and transparency of these securities, ensuring they can be easily traded and that Assurant continues to meet exchange listing requirements.
Why It Matters
This filing confirms the continued listing of Assurant's key securities on the NYSE, which is important for investor confidence and market liquidity.
Risk Assessment
Risk Level: low — This filing is a routine update confirming existing security registrations and does not introduce new risks.
Analyst Insight
Investors should view this as a routine compliance filing, confirming the continued market access and transparency of Assurant's listed securities. No immediate action is suggested based solely on this filing.
Key Numbers
- $0.01 — Par Value (par value of Assurant's Common Stock)
- 5.25% — Interest Rate (interest rate of the Subordinated Notes)
- 2061 — Maturity Year (maturity year of the Subordinated Notes)
Key Players & Entities
- Assurant, Inc. (company) — the registrant filing the 8-K
- New York Stock Exchange (company) — the exchange where Assurant's securities are registered
- Common Stock (other) — a class of securities registered
- 5.25% Subordinated Notes due 2061 (other) — a class of securities registered
- AIZ (other) — trading symbol for Common Stock
- AIZN (other) — trading symbol for 5.25% Subordinated Notes due 2061
- February 6, 2024 (date) — date of earliest event reported and filing date
Forward-Looking Statements
- Assurant will continue to meet NYSE listing requirements for its Common Stock and Subordinated Notes. (Assurant, Inc.) — high confidence, target: Ongoing
FAQ
What is the purpose of this 8-K filing by Assurant, Inc.?
The purpose of this 8-K filing, dated February 6, 2024, is to report on 'Results of Operations and Financial Condition' and 'Financial Statements and Exhibits,' specifically confirming the registration of its securities pursuant to Section 12(b) of the Securities Exchange Act of 1934.
Which specific securities of Assurant, Inc. are mentioned as registered in this filing?
The filing specifically mentions two classes of securities registered pursuant to Section 12(b) of the Act: 'Common Stock, $0.01 Par Value' with trading symbol AIZ, and '5.25% Subordinated Notes due 2061' with trading symbol AIZN.
On which exchange are Assurant, Inc.'s registered securities listed?
Both the Common Stock (AIZ) and the 5.25% Subordinated Notes due 2061 (AIZN) are registered on the New York Stock Exchange.
What is Assurant, Inc.'s Commission File Number and IRS Employer Identification Number as stated in the filing?
Assurant, Inc.'s Commission File Number is 001-31978 and its I.R.S. Employer Identification No. is 39-1126612, according to the filing.
What is the address of Assurant, Inc.'s Principal Executive Offices as reported in this 8-K?
The address of Assurant, Inc.'s Principal Executive Offices is 260 Interstate North Circle SE, Atlanta, Georgia 30339, with a telephone number of (770) 763-1000.
Filing Stats: 537 words · 2 min read · ~2 pages · Grade level 9.8 · Accepted 2024-02-06 16:15:32
Key Financial Figures
- $0.01 — ange on Which Registered Common Stock, $0.01 Par Value AIZ New York Stock Exchange
Filing Documents
- aiz-20240206.htm (8-K) — 28KB
- aiz-20231231exx991pressrel.htm (EX-99.1) — 344KB
- assurantlogocolora01.jpg (GRAPHIC) — 49KB
- 0001267238-24-000005.txt ( ) — 636KB
- aiz-20240206.xsd (EX-101.SCH) — 2KB
- aiz-20240206_def.xml (EX-101.DEF) — 17KB
- aiz-20240206_lab.xml (EX-101.LAB) — 31KB
- aiz-20240206_pre.xml (EX-101.PRE) — 17KB
- aiz-20240206_htm.xml (XML) — 4KB
02. Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition. On February 6, 2024 , Assurant, Inc. (the "Company") issued a news release announcing its financial results for the quarter and full-year ended December 31, 2023. The text of the news release, attached hereto as Exhibit 99.1, is incorporated by reference into this Item 2.02. The news release being furnished pursuant to this Item 2.02 shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section 18, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in any such filing.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Exhibit 99.1 News Release, dated February 06 , 202 4 . 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. -2- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASSURANT, INC. Date: February 6, 2024 By: /s/ Mariana Wisk Name: Mariana Wisk Title: Senior Vice President and Corporate Secretary -3-