Alkami Technology Files 8-K

TL;DR

ALKM filed an 8-K, mostly financial docs. No major news.

AI Summary

On August 8, 2024, Alkami Technology, Inc. filed an 8-K report. The filing primarily concerns the company's financial statements and exhibits, with no other specific events or material changes detailed in the provided excerpt.

Why It Matters

This filing indicates Alkami Technology, Inc. is submitting required financial documentation to the SEC, which is standard procedure for public companies.

Risk Assessment

Risk Level: low — This filing is a routine submission of financial statements and exhibits, not indicating any new risks or material events.

Key Numbers

• 001-40321 — SEC File Number (Identifies the company's filing with the SEC.)
• 45-3060776 — IRS Employer Identification Number (Company's tax identification number.)

Key Players & Entities

• ALKAMI TECHNOLOGY, INC. (company) — Registrant
• August 8, 2024 (date) — Date of Report
• Delaware (jurisdiction) — State of Incorporation
• Plano, TX (location) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — ange on which registered Common Stock, $0.001 par value per share ALKT The Nasdaq Sto

Filing Documents

• alk-20240808.htm (8-K) — 26KB
• exhibit11-underwriteragree.htm (EX-1.1) — 234KB
• 0001628280-24-036746.txt ( ) — 435KB
• alk-20240808.xsd (EX-101.SCH) — 2KB
• alk-20240808_lab.xml (EX-101.LAB) — 23KB
• alk-20240808_pre.xml (EX-101.PRE) — 13KB
• alk-20240808_htm.xml (XML) — 3KB

01 Other Events

Item 8.01 Other Events. On August 8, 2024, Alkami Technology, Inc. (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") with J.P. Morgan Securities LLC (the "Underwriter") and entities affiliated with General Atlantic, L.P., S3 Ventures Fund III, L.P., George B. Kaiser and Brian R. Smith (collectively, the "Selling Stockholders"), relating to an underwritten secondary offering (the "Offering") of an aggregate of 5,000,000 shares (the "Shares") of the Company's common stock, par value $0.001 per share (the "Common Stock"). Pursuant to the Underwriting Agreement, the Selling Stockholders sold all 5,000,000 shares of Common Stock. The closing of the Offering occurred on August 12, 2024. The Company did not receive any of the proceeds from the sale of the Shares by the Selling Stockholders. The offering of the Shares by the Selling Stockholders was made pursuant to an automatically effective registration statement on Form S-3 (Registration No. 333-281373) (the "Registration Statement") that was filed with the U.S. Securities and Exchange Commission (the "SEC") and became effective on August 8, 2024, a base prospectus included in the Registration Statement, and a prospectus supplement, dated August 8, 2024 and filed with the SEC on August 12, 2024. The Underwriting Agreement contains customary representations, warranties and covenants; customary conditions to closing; customary indemnification obligations of the Company, the Selling Stockholders and the Underwriter, including for certain liabilities under the Securities Act of 1933, as amended; and other obligations of the parties. The representations, warranties and covenants contained in the Underwriting Agreement were made only for purposes of such agreement and as of specific dates, were solely for the benefit of the parties to such agreement, and may be subject to limitations agreed upon by the contracting parties. The foregoing description of the Underwriting Agreement does not

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. Exhibit No. Description 1.1 Underwriting Agreement, dated August 8, 2024, by and among Alkami Technology, Inc., J.P. Morgan Securities LLC and the Selling Stockholders listed therein. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Alkami Technology, Inc. Date: August 12, 2024 By: /s/ W. Bryan Hill W. Bryan Hill Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR