SC 13G/A: ALKAMI TECHNOLOGY, INC.
Ticker: ALKT · Form: SC 13G/A · Filed: Oct 1, 2024 · CIK: 1529274
| Field | Detail |
|---|---|
| Company | Alkami Technology, Inc. (ALKT) |
| Form Type | SC 13G/A |
| Filed Date | Oct 1, 2024 |
| Risk Level | low |
| Pages | 5 |
| Reading Time | 6 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by ALKAMI TECHNOLOGY, INC..
Risk Assessment
Risk Level: low
FAQ
What type of filing is this?
This is a SC 13G/A filing submitted by Alkami Technology, Inc. (ticker: ALKT) to the SEC on Oct 1, 2024.
What is the risk level of this SC 13G/A filing?
This filing has been assessed as low risk.
What are the key financial figures in this filing?
Key dollar amounts include: $0.001 (INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class o).
How long is this filing?
Alkami Technology, Inc.'s SC 13G/A filing is 5 pages with approximately 1,500 words. Estimated reading time is 6 minutes.
Where can I view the full SC 13G/A filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 1,500 words · 6 min read · ~5 pages · Grade level 7.4 · Accepted 2024-10-01 18:45:34
Key Financial Figures
- $0.001 — INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class o
Filing Documents
- ss3936095_sc13ga.htm (SC 13G/A) — 86KB
- 0000947871-24-000784.txt ( ) — 88KB
(a) Name of Issuer
Item 1. (a) Name of Issuer: ALKAMI TECHNOLOGY, INC. (the “Issuer”) (b) Address of Issuer’s Principal Executive Offices: 5601 Granite Parkway, Suite 120 Plano, TX 75024
(a) Name of Person Filing
Item 2. (a) Name of Person Filing: This statement on Schedule 13G is filed by Brian R. Smith, S3 Ventures Fund III, L.P. (“S3 Fund III”), S3 Ventures GPLP III, L.P. (“S3 GPLP III”) and S3 Ventures III, L.L.C. (“S3 III LLC” and, collectively with Brian R. Smith, S3 Fund III and S3 GPLP III, the “Reporting Persons”). S3 GPLP III is the general partner of S3 Fund III. S3 III LLC is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. Each of S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. (b) Address of Principal Business Office: The address of the principal business office of each of the Reporting Persons is 6300 Bridge Point Pkwy Building 1, Suite 405, Austin, TX 78730. (c) Citizenship: Please refer to Item 4 on each cover sheet for each filing person. (d) Title of Class of Securities: Common Stock, $0.001 par value per share (e) CUSIP No.: 01644J108
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not Applicable.
Ownership
Item 4. Ownership: (a) Amount beneficially owned: Please refer to Item 9 on each cover sheet for each filing person. (b) Percent of class: Please refer to
on each cover sheet for each filing person
Item 11 on each cover sheet for each filing person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Please refer to Item 5 on each cover sheet for each filing person. (ii) Shared power to vote or to direct the vote: Please refer to Item 6 on each cover sheet for each filing person. (iii) Sole power to dispose or to direct the disposition of: Please refer to Item 7 on each cover sheet for each filing person. (iv) Shared power to dispose or to direct the disposition of: Please refer to Item 8 on each cover sheet for each filing person. CUSIP No. 01644J108 SCHEDULE 13G/A Page 7 of 9 Pages Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o Item 6. Ownership of More Than Five Percent on Behalf of Another Person . Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group . Not Applicable. Item 9. Notice of Dissolution of Group . Not Applicable. Item 10. Certification. Not applicable. CUSIP No. 01644J108 SCHEDULE 13G/A Page 8 of 9 Pages
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 1, 2024 Brian R. Smith By: /s/ Brian R. Smith S3 Ventures Fund III, L.P. By: S3 Ventures GPLP III, L.P. its General Partner By: S3 Ventures III, L.L.C. its Manager By: /s/ Brian R. Smith Brian R. Smith, Manager S3 Ventures GPLP III, L.P. By: S3 Ventures III, L.L.C. its Manager By: /s/ Brian R. Smith Brian R. Smith, Manager S3 Ventures III, L.L.C. By: /s/ Brian R. Smith Brian R. Smith, Manager CUSIP No. 01644J108 SCHEDULE 13G/A Page 9 of 9 Pages Exhibit Index Exhibit No. Description 99.1 Joint Filing Agreement dated as of February 9, 2022, by and among S3 Ventures Fund III, L.P., S3 Ventures GPLP III, L.P., S3 Ventures III, L.L.C. and Brian R. Smith (incorporated by reference herein from Exhibit 99.1 to the Schedule 13G filed with the SEC by the Reporting Persons with respect to the Issuer on February 9, 2022).