SC 13G/A: ALPINE BANKS OF COLORADO

AI Summary

SC 13G/A filing by ALPINE BANKS OF COLORADO.

Risk Assessment

Risk Level: low

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Filing Documents

• alpib-sc13ga_123123.htm (SC 13G/A) — 97KB
• 0001999371-24-002246.txt ( ) — 99KB

(a)

Item 1(a). Name of Issuer: ALPINE BANKS OF COLORADO (The “Issuer”)

(b)

Item 1(b). Address of Issuer’s Principal Executive Offices: 2200 Grand Ave Greenwood Springs, Colorado 81601

(a)

Item 2(a). Name of Person Filing: This Schedule 13G is being filed by Fourthstone LLC, a Delaware Limited Liability Company and Investment Adviser (“Fourthstone”). The persons reporting information on this Schedule 13G include, in addition to Fourthstone, a company incorporated in the Cayman Islands (“Fourthstone Master Opportunity Fund”), a Delaware Limited Partnership (“Fourthstone QP Opportunity”), a Delaware Limited Partnership (“Fourthstone Small-Cap Financials”), a Delaware Limited Liability Company (“Fourthstone GP,” General Partner of Fourthstone QP Opportunity and Fourthstone Small-Cap Financials), and L. Phillip Stone, IV, a citizen of the United States of America, who is the Managing Member of Fourthstone and Fourthstone GP (each, a “Reporting Person” and, together, the “Reporting Persons”). Fourthstone directly holds 493,578 shares of Common Stock on behalf of its advisory clients. Each of the Reporting Persons listed in this filing certify the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that effect.

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business address of each of the Reporting Persons is as follows: The registered office of Fourthstone LLC, Fourthstone Master Opportunity Fund Ltd., Fourthstone GP LLC, Fourthstone QP Opportunity Fund LP, Fourthstone Small-Cap Financials Fund LP is 575 Maryville Centre, Suite 110, St. Louis, MO 63141.

(c)

Item 2(c). Citizenship: See response to Item 4 of each of the cover pages.

(d)

Item 2(d). Titles of Classes of Securities: Common Stock, no par value (“Common Stock”) CUSIP No. 020810107 13G Page 9 of 11

(e)

Item 2(e). CUSIP Number: 020810107 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a(n): (a) Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o). (b) Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). (c) Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) Investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). (f) Employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). (g) Parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G). (h) Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (13 U.S.C. 1813). (i) Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3). (j) Non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). (k) Group in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. (a) Amount Beneficially Owned: See responses to Item 9 on each cover page. (b) Percent of Class: See responses to Item 11 on each cover page. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See responses to Item 5 on each cover page. (ii) Shared power to vote or to direct the vote: See responses to Item 6 on each cover page. (iii) Sole power to dispose or to direct the disposition of: See responses to Item 7 on each cover page. (iv) Shared power to dispose or to direct the disposition of: See responses to Item 8 on each cover page. CUSIP No. 020810107 13G Pa

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