Ryan Greenawalt Amends Alta Equipment Group Stake Filing

TL;DR

Ryan Greenawalt updated his stake filing for ALTA Equipment Group. Watch this space.

AI Summary

Ryan Greenawalt filed an amendment (No. 2) to Schedule 13D for Alta Equipment Group Inc. on May 24, 2024. This filing indicates a change in beneficial ownership of the company's common stock. The filing was made under the Securities Exchange Act of 1934.

Why It Matters

This filing signals a potential shift in control or significant investment activity by Ryan Greenawalt in Alta Equipment Group, which could influence the company's stock price and strategic direction.

Risk Assessment

Risk Level: medium — Amendments to Schedule 13D often indicate significant changes in beneficial ownership, which can lead to increased volatility and potential strategic shifts for the company.

Key Numbers

• 2 — Amendment Number (Indicates this is the second update to the filing.)

Key Players & Entities

• Ryan Greenawalt (person) — Filing person and authorized contact
• Alta Equipment Group Inc. (company) — Subject company
• B. Riley Principal Merger Corp. (company) — Former company name

FAQ

Key Financial Figures

• $0.0001 — 2020, and relates to the common stock, $0.0001 par value per share (Common Stock), of

Filing Documents

• d829074dsc13da.htm (SC 13D/A) — 31KB
• 0001193125-24-153355.txt ( ) — 33KB

From the Filing

SC 13D/A 1 d829074dsc13da.htm SC 13D/A SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) ALTA EQUIPMENT GROUP INC. (Name of Issuer) Common Stock (Title of Class of Securities) 02128L106 (CUSIP Number) Ryan Greenawalt Alta Equipment Group Inc. 13211 Merriman Road Livonia, MI 48150 (248) 449-6700 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 24, 2024 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 02128L106 1 NAME OF REPORTING PERSONS Ryan Greenawalt 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3 SEC USE ONLY 4 SOURCE OF FUNDS OO, PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 5,417,540 8 SHARED VOTING POWER 194,210 9 SOLE DISPOSITIVE POWER 5,417,540 10 SHARED DISPOSITIVE POWER 194,210 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,611,750 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 16.9%* 14. TYPE OF REPORTING PERSON IN * Calculation based on 33,147,140 shares of Common Stock outstanding, as of May 6, 2024. ITEM1. SECURITY AND ISSUER This Amendment No. 2 to Schedule 13D amends and supplements the Schedule 13D originally filed on February 24, 2020, and relates to the common stock, $0.0001 par value per share (Common Stock), of Alta Equipment Group Inc. (the Issuer), having its principal executive office at 13211 Merriman Road, Livonia, MI 48150. This Amendment No. 2 is being filed to report that the beneficial ownership of Common Stock by the Reporting Persons (as defined below) has decreased by more than 1% as a result of transfers of Common Stock as described below. ITEM2. IDENTITY AND BACKGROUND (a) This statement is filed by Ryan Greenawalt (the Reporting Person). (b) The business address of the Reporting Person is c/o Alta Equipment Group, Inc., 13211 Merriman Road, Livonia, MI 48150. (c) The Reporting Person is the Chairman and Chief Executive Officer of Alta Equipment Group, Inc., 13211 Merriman Road, Livonia, MI 48150. (d) During the last five years, the Reporting Person has not been convicted in a criminal proceeding excluding traffic violations or similar misdemeanors. (e) During the last five years, the Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is a citizen of the United States of America. ITEM3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Substantially all shares were purchased or otherwise acquired from the issuer by the Reporting Person prior to the issuer becoming an Exchange Act of 1934 reporting company. To the extent the shares were purchased, they were purchased with the Reporting Persons personal funds. The Reporting Person also received Common Stock in relation to equity awards for compensation from the Issuers long-term incentive plans. ITEM4. PURPOSE OF THE TRANSACTION All of the Issuers securities owned by the Reporting Person have been acquired for investment purposes only. Except as set forth above and herein, the Reporting Person has no present plans or proposals that relate to or would result in any of the actions required to be described in subsections (a) through (j) of Item 4 of Schedule 13D. The Reporting Person may, at any time, review or reconsider his position with respect to the Issuer and formulate plans or proposals with respect to any of such matters but has no present intention of doing so. As described elsewhere in this statement, the purpose of the transaction was to implement certain estate planning measures for the benefit of the descendants of the Reporting Person and his spouse. ITEM5. INTEREST IN SECURITIES OF THE ISSUER. (a) The Reporting Person ben

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