Mill Road Capital III Amends Alta Equipment Group Stake

TL;DR

Mill Road Capital III updated its 13D filing for Alta Equipment Group Inc. on 9/24/24.

AI Summary

Mill Road Capital III, L.P., managed by Thomas E. Lynch, has filed an amendment (No. 9) to its Schedule 13D on September 24, 2024, regarding its holdings in Alta Equipment Group Inc. The filing indicates a change in the beneficial ownership of the company's common stock. Mill Road Capital III, L.P. is the filer, with its principal place of business in Greenwich, CT.

Why It Matters

This filing signals a potential shift in significant shareholder activity for Alta Equipment Group Inc., which could influence stock price and corporate strategy.

Risk Assessment

Risk Level: medium — Schedule 13D filings often indicate significant investor activity, which can lead to volatility or strategic changes in the subject company.

Key Numbers

• Amendment No. 9 — Filing Amendment (Indicates this is an update to a previous filing)

Key Players & Entities

• Mill Road Capital III, L.P. (company) — Filing entity
• Thomas E. Lynch (person) — Manager/Contact for Mill Road Capital III
• Alta Equipment Group Inc. (company) — Subject company
• Peter M. Rosenblum, Esq. (person) — Legal counsel

FAQ

Key Financial Figures

• $0.0001 — Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securiti
• $49,629,841.31 — of 4,213,208 shares of Common Stock for $49,629,841.31 using working capital from the Fund and

Filing Documents

• d897221dsc13da.htm (SC 13D/A) — 75KB
• 0001193125-24-224976.txt ( ) — 77KB

From the Filing

SC 13D/A 1 d897221dsc13da.htm SC 13D/A SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Alta Equipment Group Inc. (Name of Issuer) Common stock, $0.0001 par value (Title of Class of Securities) 02128L106 (CUSIP Number) Mill Road Capital III, L.P. Attn: Thomas E. Lynch 328 Pemberwick Road Greenwich, CT 06831 203-987-3500 With a copy to: Peter M. Rosenblum, Esq. Foley Hoag LLP 155 Seaport Blvd. Boston, MA 02210 617-832-1000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 20, 2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7 for other parties to whom copies are sent. * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 02128L106 13D Page 2 of 8 Pages 1. Names of Reporting Persons Mill Road Capital III, L.P. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)(b) 3. SEC Use Only 4. Source of Funds (See Instructions) WC 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization Cayman Islands Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 4,213,208 8. Shared Voting Power 9. Sole Dispositive Power 4,213,208 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,213,208 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 12.7% 14. Type of Reporting Person (See Instructions) PN CUSIP No. 02128L106 13D Page 3 of 8 Pages 1. Names of Reporting Persons Mill Road Capital III GP LLC 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)(b) 3. SEC Use Only 4. Source of Funds (See Instructions) AF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization Cayman Islands Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 4,213,208 8. Shared Voting Power 9. Sole Dispositive Power 4,213,208 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,213,208 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 12.7% 14. Type of Reporting Person (See Instructions) HC; OO CUSIP No. 02128L106 13D Page 4 of 8 Pages 1. Names of Reporting Persons Thomas E. Lynch 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)(b) 3. SEC Use Only 4. Source of Funds (See Instructions) AF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 8. Shared Voting Power 4,213,208 9. Sole Dispositive Power 10. Shared Dispositive Power 4,213,208 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,213,208 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 12.7% 14. Type of Reporting Person (See Instructions) HC; IN CUSIP No. 02128L106 Page 5 of 8 Pages This Amendment No. 9 to the joint statement on Schedule 13D with respect to the common stock, par value $0.0001 (the Common Stock ), of Alta Equipment Group Inc., a Delaware corporation (the Issuer ), filed by Thomas E. Lynch, Mill Road Capital III GP LLC, a Cayman Islands limited liability company, and Mill Road Capital III, L.P., a Cayman Islands exempted limited partnership (collectively, the Reporting Persons ) on May 19, 2023, as amended by Amendment No. 1 on Schedule 1

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