AlTi Global Files 8-K on Security Holder Votes

TL;DR

AlTi Global filed an 8-K on June 26, 2024, regarding security holder votes.

AI Summary

AlTi Global, Inc. filed an 8-K on June 26, 2024, reporting on matters submitted to a vote of security holders. The filing indicates a change in the company's reporting status and provides details about its corporate structure, including its former names Alvarium Tiedemann Holdings, Inc. and Cartesian Growth Corp.

Why It Matters

This filing is important for investors to understand corporate governance actions and any changes in the company's structure or voting matters.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate actions and does not appear to contain significant new risks.

Key Players & Entities

• AlTi Global, Inc. (company) — Registrant
• Alvarium Tiedemann Holdings, Inc. (company) — Former company name
• Cartesian Growth Corp (company) — Former company name
• June 26, 2024 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.0001 — tered Class A common stock, par value $0.0001 per share ALTI Nasdaq Capital Market

Filing Documents

• alti-20240626.htm (8-K) — 40KB
• 0001628280-24-030592.txt ( ) — 165KB
• alti-20240626.xsd (EX-101.SCH) — 2KB
• alti-20240626_lab.xml (EX-101.LAB) — 22KB
• alti-20240626_pre.xml (EX-101.PRE) — 13KB
• alti-20240626_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On June 26, 2024, AlTi Global, Inc. (the "Company"), held its 2024 Annual Meeting of Stockholders (the "Annual Meeting"). The final voting results for the proposals submitted to a vote for the Company's stockholders at the Annual Meeting are set forth below. Each proposal is described in detail in the Company's proxy statement filed with the Securities and Exchange Commission on May 10, 2024 (the "Proxy Statement"). Proposal 1 : To vote to elect as directors the six nominees named in the Proxy Statement for a term of office expiring at the 2025 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified. Director For Withheld Broker Non-Votes Ali Bouzarif 100,574,606 2,441,457 3,400,247 Norma Corio 102,772,042 244,021 3,400,247 Mark Furlong 102,783,940 232,123 3,400,247 Timothy Keaney 95,895,169 7,120,894 3,400,247 Michael Tiedemann 95,921,431 7,094,632 3,400,247 Tracey Brophy Warson 102,527,182 488,881 3,400,247 Proposal 2 : To approve, for purposes of complying with Nasdaq Rule 5635(b), the issuance of shares of Class A Common Stock and Series A Preferred Stock to Allianz Strategic Investments S..r.l., including shares of Class A Common Stock issuable upon the conversion of the Series A Preferred Stock and the exercise of warrants to purchase Class A Common Stock. For Against Abstain Broker Non-Votes 95,973,732 7,040,385 1,946 3,400,247 Proposal 3 : To approve an amendment to the Certificate of Incorporation of the Company to authorize a new class of common stock to be designated Class C Non-Voting Common Stock. For Against Abstain Broker Non-Votes 95,866,268 6,941,074 208,721 3,400,247 Proposal 4 : To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ended December 31, 2024. For Against Abstain Broker Non-Votes 106,266,338 149,972 0 0 SIGNATURE Pursuant to the requirements of

View Full Filing

View this 8-K filing on SEC EDGAR