ALT5 Sigma Corp Files 8-K on Shareholder Votes & Financials

Ticker: ALTS · Form: 8-K · Filed: Dec 19, 2024 · CIK: 862861

Sentiment: neutral

Topics: corporate-governance, financial-reporting, sec-filing

TL;DR

ALT5 Sigma Corp filed an 8-K detailing shareholder votes and financials, with past names JanOne Inc. and Appliance Recycling Centers of America.

AI Summary

ALT5 Sigma Corporation filed an 8-K on December 18, 2024, reporting on matters submitted to a vote of security holders, Regulation FD disclosures, and financial statements. The filing also notes the company's former names, JanOne Inc. and APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN, with the most recent name change occurring on September 12, 2019. The company is incorporated in Nevada and its principal executive offices are located in Las Vegas, NV.

Why It Matters

This 8-K filing provides updates on corporate governance and financial reporting, which are crucial for investors to understand the company's operational status and decision-making processes.

Risk Assessment

Risk Level: low — The filing is a routine 8-K reporting on standard corporate events and disclosures, not indicating any immediate financial distress or significant operational changes.

Key Numbers

Key Players & Entities

FAQ

What specific matters were submitted to a vote of security holders?

The filing indicates 'Submission of Matters to a Vote of Security Holders' as an item, but the specific details of these matters are not elaborated in the provided text.

What Regulation FD disclosures are included in this filing?

The filing lists 'Regulation FD Disclosure' as an item, but the specific content of these disclosures is not detailed in the provided text.

When did ALT5 Sigma Corporation last change its name?

The filing indicates a former company name 'JanOne Inc.' with a date of name change on '20190912'.

What is the company's principal executive office address?

The principal executive offices are located at 325 E. Warm Springs Road, Suite 102, Las Vegas, NV 89119.

What is the company's SIC code?

The Standard Industrial Classification (SIC) code for ALT5 Sigma Corp is 2834, which corresponds to Pharmaceutical Preparations.

Filing Stats: 853 words · 3 min read · ~3 pages · Grade level 11.5 · Accepted 2024-12-19 12:29:21

Key Financial Figures

Filing Documents

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On December 18, 2024, ALT5 Sigma Corporation (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting") to vote on the matters disclosed in the Company's definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on November 5, 2024. The final voting results for the matters submitted to a vote of stockholders were as follows: Proposal No. 1 – Election of Directors At the Annual Meeting, the Company's stockholders elected the persons listed below as directors for a one-year term expiring on the date of the Annual Meeting in 2025 or until their respective successors are duly elected and qualified: Votes Nominee Name Votes For Votes Withheld Broker Non-Votes Peter Tassiopoulos 6,821,915 6,353 1,389,265 Tony Isaac 6,552,537 275,731 1,389,265 Richard D. Butler, Jr. 6,214,881 613,387 1,389,265 Ron Pitters 6,821,783 6,485 1,389,265 Nael Hajjar 6,353,137 475,131 1,389,265 John Bitar 6,353,100 475,168 1,389,265 Proposal No. 2 – Approval of the 2024 Equity Incentive Plan The Company's stockholders approved the 2024 Equity Incentive Plan. Votes For Against Abstain Broker Non-Votes 6,507,829 318,769 1,670 1,389,265 Proposal No. 3 – Ratification and Approval of President's Shares The Company's stockholders ratified and approved the issuance of 150,000 shares of common stock of the Company to the President of the Company. Votes For Against Abstain Broker Non-Votes 6,098,857 329,431 399,980 1,389,265 Proposal No. 4 – Ratification of Independent Accounting Firm The Company's stockholders ratified the appointment of Hudgens CPA, PLLC as the Company's independent registered public accounting firm for fiscal 2024. Votes For Against Abstain 8,070,568 145,854 1,111

01. Regulation FD

Item 7.01. Regulation FD. On December 18, 2024, the Company issued a press providing results of the Annual Meeting and a corporate update. The information contained in the press release is incorporated herein by reference and furnished as Exhibit 99.1. The information set forth under Item 7.01 of this Current Report on Form 8-K (this "Current Report"), including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such section. The information in Item 7.01 of this Current Report, including Exhibit 99.1, shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in any such filing, except as expressly set forth by specific reference in such a filing. This Current Report will not be deemed an admission as to the materiality of any information in this Current Report that is required to be disclosed solely by Regulation FD.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits Exhibit Number Description 99.1 Press Release dated December 18, 2024 . 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, we have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ALT5 Sigma Corporation By: /s/ Peter Tassiopoulos Name: Peter Tassiopoulos Title: Chief Executive Officer Dated: December 19, 2024

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