ALT5 Sigma Corp. Files 8-K with Key Corporate Updates

TL;DR

ALT5 Sigma Corp. dropped an 8-K detailing material agreements, financials, equity sales, and exec changes. Big day for the company.

AI Summary

ALT5 Sigma Corp. announced on August 11, 2025, several significant corporate events. These include entering into a material definitive agreement, reporting results of operations and financial condition, and addressing unregistered sales of equity securities. The company also reported changes in its board and officer composition, amendments to its governing documents, and other events.

Why It Matters

This 8-K filing provides crucial updates on ALT5 Sigma Corp.'s financial performance, strategic agreements, and corporate governance, which are essential for investors to assess the company's current standing and future prospects.

Risk Assessment

Risk Level: medium — The filing covers a range of corporate actions including financial results and equity sales, which can introduce volatility and require careful investor scrutiny.

Key Players & Entities

• ALT5 Sigma Corp. (company) — Filer of the 8-K report
• JanOne Inc. (company) — Former company name
• APPLIANCE RECYCLING CENTERS OF AMERICA INC /MN (company) — Former company name
• August 11, 2025 (date) — Date of report and earliest event

FAQ

Key Financial Figures

• $0.001 — ch registered Common stock (par value $0.001 per share) ALTS The Nasdaq Stock Ma
• $7.50 — "Common Stock"), at a purchase price of $7.50 per share. The Company intends to use
• $10,000,000 — are. The Company intends to use up to $10,000,000 of the net proceeds from the Registered
• $750 million — pursuant to which the Company received $750 million of $WLFI tokens and agreed to issue to
• $7.499 — of Common Stock at a purchase price of $7.499 per PIPE Pre-Funded Warrant (the "PIPE
• $8.25 — cise price per share of Common Stock of $8.25 (the "Placement Agent Warrants"). In ad
• $475,000 — reimburse the Placement Agent for up to $475,000 of its fees and expenses, and up to $10
• $10,000 — 000 of its fees and expenses, and up to $10,000 in non-accountable expenses, in connect
• $6,5000,000 — nt (or its designees) a cash fee of (i) $6,5000,000 for all tokens paid for the securities
• $500,000,000 — d in the Private Placement in excess of $500,000,000 and (ii) 3% of the gross proceeds of ca
• $1,000,000,000 — ng an aggregate offering price of up to $1,000,000,000 (the "ATM Shares") from time to time, t
• $500 million — ross sales price per Share on the first $500 million of Shares sold and 2.0% of the gross sa
• $6.0 — ues are estimated to be in the range of $6.0 to $6.5 million, with gross profit esti
• $6.5 m — estimated to be in the range of $6.0 to $6.5 million, with gross profit estimated betw
• $2.5 — on, with gross profit estimated between $2.5 and $3.0 million. Operating loss for th

Filing Documents

• form8-k.htm (8-K) — 86KB
• ex4-1.htm (EX-4.1) — 122KB
• ex4-2.htm (EX-4.2) — 120KB
• ex4-3.htm (EX-4.3) — 4KB
• ex4-4.htm (EX-4.4) — 4KB
• ex4-5.htm (EX-4.5) — 4KB
• ex5-1.htm (EX-5.1) — 13KB
• ex5-2.htm (EX-5.2) — 14KB
• ex10-1.htm (EX-10.1) — 266KB
• ex10-2.htm (EX-10.2) — 352KB
• ex10-3.htm (EX-10.3) — 60KB
• ex10-4.htm (EX-10.4) — 62KB
• ex10-5.htm (EX-10.5) — 166KB
• ex10-6.htm (EX-10.6) — 36KB
• ex10-8.htm (EX-10.8) — 291KB
• ex99-1.htm (EX-99.1) — 27KB
• ex4-3_001.jpg (GRAPHIC) — 693KB
• ex4-3_002.jpg (GRAPHIC) — 1003KB
• ex4-3_003.jpg (GRAPHIC) — 585KB
• ex4-4_001.jpg (GRAPHIC) — 693KB
• ex4-4_002.jpg (GRAPHIC) — 1029KB
• ex4-4_003.jpg (GRAPHIC) — 583KB
• ex4-5_001.jpg (GRAPHIC) — 692KB
• ex4-5_002.jpg (GRAPHIC) — 1032KB
• ex4-5_003.jpg (GRAPHIC) — 572KB
• ex5-1_001.jpg (GRAPHIC) — 5KB
• ex5-2_001.jpg (GRAPHIC) — 13KB
• ex99-1_001.jpg (GRAPHIC) — 11KB
• 0001641172-25-022905.txt ( ) — 11636KB
• alts-20250811.xsd (EX-101.SCH) — 3KB
• alts-20250811_lab.xml (EX-101.LAB) — 33KB
• alts-20250811_pre.xml (EX-101.PRE) — 22KB
• form8-k_htm.xml (XML) — 4KB

01 by reference

Item 8.01 by reference. Item 9.01. Financial Statements and Exhibits. (d) Exhibits . Exhibit Number Description 4.1 Form of Placement Agent Warrant 4.2 Form of PIPE Pre-Funded Warrant 4.3 Amended Certification of Stock Designation of Series Q Convertible Preferred Stock 4.4 Amended Certification of Stock Designation of Series B Preferred Stock 4.5 Amended Certification of Stock Designation of Series I Convertible Preferred Stock 5.1 Opinion of Lucosky Brookman LLP 5.2 Opinion of Lucosky Brookman LLP (related to At the Market Offering) 10.1 Form of Registered Offering Securities Purchase Agreement, dated as of August 11, 2025, between ALT5 Sigma Corporation and each Purchaser (as defined therein) 10.2 Form of Private Placement Securities Purchase Agreement, dated as of August 11, 2025, between ALT5 Sigma Corporation and each Purchaser (as defined therein) 10.3 RD Placement Agency Agreement, dated August 11, 2025, between ALT5 Sigma Corporation and A.G.P./Alliance Global Partners 10.4 PIPE Placement Agency Agreement, dated August 11, 2025, between ALT5 Sigma Corporation and A.G.P./Alliance Global Partners 10.5 Form of Registration Rights Agreement, dated as of August 11, 2025, between ALT5 Sigma Corporation and each Purchaser (as defined therein) 10.6 Form of Lock-Up Agreement 10.8 ATM Sales Agreement, dated August 11, 2025 by and between ALT5 Sigma Corporation and A.G.P./Alliance Global Partners. 23.1 Consent of Lucosky Brookman LLP (included in Exhibit 5.1) 23.2 Consent of Lucosky Brookman LLP (included in Exhibit 5.2) 99.1 Press Release dated August 11, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ALT5 SIGMA CORPORATION Date: August 11, 2025 By: /s/ Peter Tassiopoulos Peter Tassiopoulos Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR