SC 13G: Autonomix Medical, Inc.

AI Summary

SC 13G filing by Autonomix Medical, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — me of Issuer) Common stock, par value $0.001 per share (Title of Class of Securitie

Filing Documents

• p24-3470sc13g.htm (SC 13G) — 134KB
• p24-3470exhibit99_1.htm (EX-99.1) — 9KB
• 0000902664-24-006824.txt ( ) — 144KB

(a)

Item 1(a). NAME OF ISSUER. The name of the issuer is Autonomix Medical, Inc. (the " Issuer ").

(b)

Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Issuer's principal executive offices are located at 21 Waterway Avenue, Suite 300, The Woodlands, TX 77380.

(a)

Item 2(a). NAME OF PERSON FILING: This statement is filed by: (i) Cavalry Fund I LP, a Delaware limited partnership (" Cavalry Fund I "); (ii) C/M Capital Master Fund, LP, a Delaware limited partnership (" C/M Master Fund "); (iii) C/M Capital Partners, LP, a Delaware limited partnership (" C/M Capital Partners "); (iv) Mercer Street Global Opportunity Fund, LLC, a Delaware limited liability company (" Mercer Fund ," together with Cavalry Fund I and C/M Master Fund, the " Funds "); (v) Mercer Street Capital Partners, LLC, a Delaware limited liability company (" Mercer Capital Partners "); (vi) Thomas Walsh (" Mr. Walsh "); and (vii) Jonathan Juchno (" Mr. Juchno "). The foregoing persons are hereinafter sometimes collectively referred to as the " Reporting Persons ." The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the securities reported herein. The shares of Common Stock reported herein are held by, and issuable upon exercise of warrants held by, the Funds. C/M Capital Partners is the investment manager to Cavalry Fund I and C/M Master Fund. Messrs. Walsh and Juchno are the managing members of the general partner of C/M Capital Partners. Mercer Capital Partners is the investment manager to Mercer Fund. Mr. Juchno controls Mercer Capital Partners. Mr. Walsh may be deemed to beneficially own the securities held by, and issuable upon exercise of the warrants held by, Cavalry Fund I and C/M Master Fund. To the extent Mr. Walsh is deemed to beneficially own such securities, Mr. Walsh disclaims beneficial ownership of these securities for all other purposes. CUSIP No. 05330T205 13G Page 10 of 13 Pages Mr. Juchno may be deemed to beneficially own the securities held by, and issuable upon exercise of the warrants held by, the Funds. To the extent Mr. Juchno is deemed to beneficially own such securities, Mr. Juchno di

(b)

Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the business office of each of the Reporting Persons is 61 82 E. Allendale Rd. Ste 5B, Saddle River, New Jersey 07458.

(c)

Item 2(c). CITIZENSHIP: Cavalry Fund I is a limited partnership organized under the laws of the State of Delaware. C/M Master Fund is a limited partnership organized under the laws of the State of Delaware. C/M Capital Partners is a limited partnership organized under the laws of the State of Delaware. Mercer Fund is a limited liability company organized under the laws of the State of Delaware. Mercer Capital Partners is a limited liability company organized under the laws of the State of Delaware. Mr. Walsh is a citizen of the United States. Mr. Juchno is a citizen of the United States.

(d)

Item 2(d). TITLE OF CLASS OF SECURITIES: Common stock, $0.001 par value per share (" Common Stock ").

(e)

Item 2(e). CUSIP NUMBER: 05330T205 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) ¨ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) ¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) ¨ Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ¨ Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); CUSIP No. 05330T205 13G Page 11 of 13 Pages (i) ¨ Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) ¨ Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________________________ Item 4. The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person. The percentages used in this Schedule 13G are calculated based on 2,039,495 shares of Common Stock outstanding as reported in the Company's Prospectus filed pursuant to Rule 424(b)(4) with the Securities and Exchange Commission on November 25, 2024 and in the Company's Current Report on Form 8-K filed with the Securities and

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: December 3, 2024 Cavalry Fund I LP By: Cavalry Fund I GP LLC, its General Partner By: /s/ Thomas Walsh Name: Thomas Walsh Title: Manager C/M Capital Master Fund, LP By: C/M Global GP, LLC, its General Partner By: /s/ Thomas Walsh Name: Thomas Walsh Title: Manager C/M Capital Partners, LP By: /s/ Thomas Walsh Name: Thomas Walsh Title: Partner Mercer Street Global Opportunity Fund, LLC By: NFSO, LLC, its General Partner By: /s/ Jonathan Juchno Name: Jonathan Juchno Title: Authorized Representative Mercer Street Capital Partners, LLC By: /s/ Jonathan Juchno Name: Jonathan Juchno Title: Authorized Representative /s/ Thomas Walsh Thomas Walsh /s/ Jonathan Juchno Jonathan Juchno

View Full Filing

View this SC 13G filing on SEC EDGAR