Artisan Partners Asset Management Files 8-K

TL;DR

APAM filed an 8-K on 6/17 for 6/14, covering shareholder votes and financials.

AI Summary

Artisan Partners Asset Management Inc. filed an 8-K on June 17, 2024, reporting on matters submitted to a vote of security holders and financial statements as of June 14, 2024. The filing details the company's corporate structure, including its incorporation in Delaware and fiscal year end of December 31.

Why It Matters

This 8-K filing provides updates on corporate governance and financial reporting for Artisan Partners Asset Management Inc., which is crucial for investors to understand the company's operational status and any shareholder decisions.

Risk Assessment

Risk Level: low — This filing is a routine corporate disclosure and does not appear to contain any significant new risks or material adverse events.

Key Numbers

• 001-35826 — SEC File Number (Identifies the company's filing with the SEC.)
• 45-0969585 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• Artisan Partners Asset Management Inc. (company) — Registrant
• June 14, 2024 (date) — Earliest event reported
• June 17, 2024 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation
• 875 E. Wisconsin Avenue, Suite 800 Milwaukee, WI 53202 (address) — Principal executive offices

FAQ

Key Financial Figures

• $0.01 — stered Class A common stock, par value $0.01 per share APAM New York Stock Exchange

Filing Documents

• apam-20240614.htm (8-K) — 38KB
• 0001517302-24-000045.txt ( ) — 158KB
• apam-20240614.xsd (EX-101.SCH) — 2KB
• apam-20240614_lab.xml (EX-101.LAB) — 21KB
• apam-20240614_pre.xml (EX-101.PRE) — 12KB
• apam-20240614_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders (a) The 2024 annual meeting of stockholders of Artisan Partners Asset Management Inc. (the "Company") was held on June 14, 2024. (b) The results of the matters submitted to a stockholder vote at the annual meeting were as follows: 1. Election of Directors: Each of the seven nominees was re-elected. Nominees For Withheld Broker Non-Votes Jennifer A. Barbetta 69,361,370 564,956 4,163,089 Matthew R. Barger 68,279,171 1,647,155 4,163,089 Eric R. Colson 68,707,806 1,218,520 4,163,089 Tench Coxe 35,133,285 34,793,041 4,163,089 Stephanie G. DiMarco 68,504,175 1,422,151 4,163,089 Jeffrey A. Joerres 68,499,438 1,426,888 4,163,089 Saloni S. Multani 69,031,372 894,954 4,163,089 2. Advisory Vote on Compensation of Named Executive Officers: Approved. For Against Abstain Broker Non-Votes 67,259,168 2,542,024 125,134 4,163,089 3. Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2024: Ratified. For Against Abstain 70,901,831 2,711,295 476,289 For more information about the foregoing proposals and Annual Meeting, see the Proxy Statement.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits Exhibit Number Description of Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 17, 2024 Artisan Partners Asset Management Inc. By: /s/ Laura E. Simpson Name: Laura E. Simpson Title: Executive Vice President, Chief Legal Officer and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR