Applied Digital Corp. Files Material Definitive Agreement

Ticker: APLD · Form: 8-K · Filed: Jul 9, 2024 · CIK: 1144879

Sentiment: neutral

Topics: material-agreement, corporate-action

Related Tickers: APLD

TL;DR

Applied Digital (APLD) signed a big deal, filing an 8-K today.

AI Summary

On July 9, 2024, Applied Digital Corp. filed an 8-K report detailing a material definitive agreement. The company, formerly known as Applied Blockchain, Inc., is incorporated in Nevada and headquartered in Dallas, Texas. This filing indicates a significant business development for the company.

Why It Matters

This filing signals a significant new contract or partnership for Applied Digital Corp., which could impact its future revenue and operations.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new risks or opportunities, making the immediate impact uncertain.

Key Players & Entities

FAQ

What is the nature of the material definitive agreement filed by Applied Digital Corp.?

The 8-K filing indicates the entry into a material definitive agreement, but the specific details of the agreement are not provided in the provided text.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on July 9, 2024.

What was Applied Digital Corp. formerly known as?

Applied Digital Corp. was formerly known as Applied Blockchain, Inc.

In which state is Applied Digital Corp. incorporated?

Applied Digital Corp. is incorporated in Nevada.

What is the principal executive office address for Applied Digital Corp.?

The principal executive office address for Applied Digital Corp. is 3811 Turtle Creek Blvd., Suite 2100, Dallas, TX 75219.

Filing Stats: 971 words · 4 min read · ~3 pages · Grade level 10.7 · Accepted 2024-07-09 06:33:35

Key Financial Figures

Filing Documents

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement. On July 9, 2024, Applied Digital Corporation (the "Company") entered into a Sales Agreement (the "Sales Agreement") with B. Riley Securities, Inc., BTIG, LLC, Lake Street Capital Markets, LLC, Northland Securities, Inc. and Roth Capital Partners, LLC (collectively, the "Agents"), pursuant to which the Company may offer and sell, from time to time, through the Agents, up to $125,000,000 of shares (the "Shares") of the Company's common stock, par value $0.001 per share (the "Common Stock"). The Company is not obligated to sell any of the Shares under the Sales Agreement. Subject to the terms and conditions of the Sales Agreement, the Agents will use commercially reasonable efforts consistent with their normal trading and sales practices, applicable state and federal law, rules and regulations and the rules of The Nasdaq Stock Market LLC to sell the Shares from time to time based upon the Company's instructions, including any price, time or size limits. Upon delivery of a placement notice to an Agent, and subject to the Company's instructions in that notice, and the terms and conditions of the Sales Agreement generally, such Agent may sell the Shares by any method permitted by law deemed to be an "at the market offering" as defined by Rule 415(a)(4) promulgated under the Securities Act of 1933, as amended, including sales made directly on or through the Nasdaq Global Select Market or any other existing trading market for the Common Stock, in negotiated transactions at market prices prevailing at the time of sale or at prices related to prevailing market prices, or any other method permitted by law. The Sales Agreement provides that each Agent will be entitled to compensation for its services in an amount equal to 3.0% of the aggregate gross proceeds from the sales placed by such Agent thereunder. The Sales Agreement contains customary representations, warranties and agreements by the Company, indemnification obli

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 1.1 Sales Agreement, dated as of July 9, 2024, by and among the Company, B. Riley Securities, Inc., BTIG, LLC, Lake Street Capital Markets, LLC, Northland Securities, Inc. and Roth Capital Partners, LLC. 5.1 Opinion of Snell & Wilmer L.L.P. 23.1 Consent of Snell & Wilmer L.L.P. (included in Exhibit 5.1). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: July 9, 2024 By: /s/ David Rench Name: David Rench Title: Chief Financial Officer

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