SC 13G: APPIAN CORP

AI Summary

SC 13G filing by APPIAN CORP.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• g415243sc13g.htm (SC 13G) — 82KB
• 0001214659-24-006869.txt ( ) — 84KB

(a)

Item 1(a). Name of Issuer: Appian Corp Class A Common Stock

(b)

Item 1(b). Address of Issuer’s Principal Executive Offices: 7950 Jones Branch Drive, Mclean, VA 22102

(a)

Item 2(a). Name of Person Filing: Hawk Ridge Capital Management LP Hawk Ridge Management LLC Hawk Ridge Capital Management GP LLC David Brown

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: 12121 Wilshire Blvd. Suite 900, Los Angeles CA 90025

(c)

Item 2(c). Citizenship: Hawk Ridge Capital Management LP - Delaware Hawk Ridge Management LLC - Delaware Hawk Ridge Capital Management GP LLC - Delaware David Brown - United States

(d)

Item 2(d). Title of Class of Securities: Class A Common Stock

(e)

Item 2(e). CUSIP Number: 03782L101 Page 6 of 9 Item 3. If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) ¨ Broker or dealer registered under Section 15 of the Act; (b) ¨ Bank as defined in Section 3(a)(6) of the Act; (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act; (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940; (e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Hawk Ridge Capital Management LP (a) Amount Beneficially Owned: 2,158,494 (b) Percent of Class: 5.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 2,158,494 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 0 Hawk Ridge Management LLC (a) Amount Beneficially Owned: 2,158,494 (b) Percent of Class: 5.1% (c) N

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