AquaBounty Files 8-K/A Amendment
Ticker: AQB · Form: 8-K/A · Filed: Mar 31, 2026 · CIK: 0001603978
| Field | Detail |
|---|---|
| Company | Aquabounty Technologies Inc (AQB) |
| Form Type | 8-K/A |
| Filed Date | Mar 31, 2026 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, corporate-governance, change-in-control
TL;DR
AquaBounty filed an 8-K/A amendment on 3/31/26 for 10/28/25 events, possibly changing control or execs.
AI Summary
AquaBounty Technologies, Inc. filed an 8-K/A amendment on March 31, 2026, related to events occurring on October 28, 2025. The filing specifically addresses Item 5.01 (Changes in Control of Registrant) and Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific dollar amounts or names of individuals departing or appointed were detailed in the provided filing information.
Why It Matters
This amendment to a previous filing indicates significant corporate events, potentially involving changes in control or executive leadership at AquaBounty Technologies.
Risk Assessment
Risk Level: medium — Amendments to 8-K filings, especially those concerning changes in control or executive departures, can signal significant shifts in a company's direction or stability.
Key Players & Entities
- AquaBounty Technologies, Inc. (company) — Registrant
- 0001603978 (company) — CIK Number
- 2026-03-31 (date) — Filing Date
- 2025-10-28 (date) — Period of Report
FAQ
What specific changes in control are detailed in this 8-K/A filing?
The provided filing information indicates that Item 5.01 (Changes in Control of Registrant) is addressed, but the specific details of these changes are not included in the summary.
Which officers or directors departed or were appointed according to this filing?
The filing addresses Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), but the names and specific roles are not detailed in the provided summary.
What is the significance of an 8-K/A filing compared to a regular 8-K?
An 8-K/A is an amendment to a previously filed 8-K report, used to correct or supplement information previously disclosed.
When was the original event that this 8-K/A filing is amending or supplementing?
The period of report for this 8-K/A filing is October 28, 2025.
What is AquaBounty Technologies' primary business?
Based on the SIC code provided (0900), AquaBounty Technologies is in the Fishing, Hunting and Trapping industry, with a focus on Industrial Applications and Services.
Filing Stats: 709 words · 3 min read · ~2 pages · Grade level 12 · Accepted 2026-03-31 08:11:34
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 per share AQB The NASDAQ Stock Mark
Filing Documents
- aqb-20251028x8ka.htm (8-K/A) — 63KB
- 0001603978-26-000031.txt ( ) — 179KB
- aqb-20251028.xsd (EX-101.SCH) — 2KB
- aqb-20251028_lab.xml (EX-101.LAB) — 21KB
- aqb-20251028_pre.xml (EX-101.PRE) — 12KB
- aqb-20251028x8ka_htm.xml (XML) — 5KB
01. Changes in Control of Registrant
Item 5.01. Changes in Control of Registrant. The information set forth under Item 5.02 of this Current Report on Form 8-K/A is incorporated into this Item 5.01 by reference.
02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. As previously reported by AquaBounty Technologies, Inc. (the "Company") in a Current Report on Form 8-K filed with the Securities and Exchange Commission on October 28, 2025 (the "Initial Form 8-K"), on October 28, 2025, Rick Sterling delivered to the Company a written notice of resignation from the Board of Directors of the Company (the "Board"), with such resignation to become effective contingent upon the satisfaction of certain conditions, including the filing of the Company's annual report on Form10-K for the fiscal year ended December31,2025, and subject to the satisfaction of certain additional conditions, including the closing of the transactions contemplated by the applicable note purchase agreements and the placement or purchase of a customary directors' and officers' liability insurance tail policy (the "Sterling Resignation Notice"). On March31,2026, the Company filed its Annual Report on Form10-K for the fiscal year ended December31,2025. Pursuant to the express terms of the Sterling Resignation Notice, because the conditions to the effectiveness of Mr.Sterling's resignation were not satisfied as of such date, the Sterling Resignation Notice was deemed withdrawn and of no further force or effect. There was no placement or purchase of a customary directors' and officers' liability insurance tail policy, as contemplated in the Sterling Resignation Notice. Accordingly, Mr.Sterling has not resigned from the Board and continues to serve as a director of the Company. Mr.Sterling's resignation notice was not submitted as the result of any disagreement with the Company on any matter relating to the Company's operations, policies or practices. Except as expressly set forth herein, this Current Report on Form 8-K/A does not amend the Initial 8-K in any way and does not modify or update any other disclosures contained in the Initial 8-K. This
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AquaBounty Technologies, Inc. (Registrant) Date: March 31, 2026 /s/ David A. Frank David A. Frank Interim Chief Executive Officer, Chief Financial Officer and Treasurer