Aqua Metals Reports on Security Holder Votes
Ticker: AQMS · Form: 8-K · Filed: May 23, 2024 · CIK: 1621832
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: AQMS
TL;DR
AQMS filed an 8-K about shareholder votes, details TBD.
AI Summary
Aqua Metals, Inc. filed an 8-K on May 23, 2024, to report on matters submitted to a vote of its security holders. The filing does not contain specific details about the votes or resolutions passed, only that such a submission occurred.
Why It Matters
This filing indicates that Aqua Metals held a vote of its shareholders, which could pertain to significant corporate decisions or governance changes.
Risk Assessment
Risk Level: low — The filing is procedural and does not disclose new financial information or significant operational changes.
Key Players & Entities
- Aqua Metals, Inc. (company) — Registrant
- May 23, 2024 (date) — Date of report
- AQMS (company) — Trading Symbol
FAQ
What specific matters were submitted to a vote of Aqua Metals' security holders?
The filing states that matters were submitted to a vote of security holders, but does not specify what those matters were.
When did the vote of security holders take place?
The filing indicates the report date is May 23, 2024, and the earliest event reported is also May 23, 2024, suggesting the vote or submission occurred around this date.
What is the trading symbol for Aqua Metals, Inc.?
The trading symbol for Aqua Metals, Inc. is AQMS.
In which state is Aqua Metals, Inc. incorporated?
Aqua Metals, Inc. is incorporated in Delaware.
What is the principal executive office address for Aqua Metals, Inc.?
The principal executive office address is 5370 Kietzke Lane, Suite 201, Reno, Nevada 89511.
Filing Stats: 775 words · 3 min read · ~3 pages · Grade level 16.1 · Accepted 2024-05-23 16:55:52
Filing Documents
- aqms20240523_8k.htm (8-K) — 47KB
- 0001437749-24-018180.txt ( ) — 176KB
- aqms-20240523.xsd (EX-101.SCH) — 3KB
- aqms-20240523_def.xml (EX-101.DEF) — 11KB
- aqms-20240523_lab.xml (EX-101.LAB) — 15KB
- aqms-20240523_pre.xml (EX-101.PRE) — 11KB
- aqms20240523_8k_htm.xml (XML) — 3KB
07. Submission of Matters To a Vote of Security Holders
Item 5.07. Submission of Matters To a Vote of Security Holders We held an annual meeting of stockholders on May 23, 2024, for purposes of: Electing four directors, each to serve until our 2025 Annual Meeting of Stockholders; and To approve an amendment to our 2019 Stock Incentive Plan to increase the number of shares of common stock reserved under the plan; To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to effect an increase in the number of authorized shares of the Company's common stock from 200,000,000 to 300,000,000; To ratify the appointment of Forvis LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024; To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying Proxy Statement; All of the persons nominated to serve on our board of directors, namely Vincent DiVito, Stephen Cotton, Molly Zhang, and Edward Smith were elected to our board of directors, with shares voted as follows: Shares voted for Shares withheld Vincent DiVito 22,731,298 16,566,845 Stephen Cotton 37,243,824 2,054,319 Molly Zhang 23,461,792 15,836,351 Edward Smith 22,081,774 17,216,369 There were 26,308,921 broker non-votes in the election of directors. Our shareholders approved an amendment to our 2019 Stock Incentive Plan to increase the number of shares of common stock reserved under the plan, with shares voted as follows: Shares voted for 31,032,314 Shares against 7,846,665 Shares abstaining 419,164 There were 26,308,921 broker non-votes in the approval of the amendment to our 2019 Stock Incentive Plan. Our shareholders approved an amendment to the Company's Amended and Restated Certificate of Incorporation to effect an increase in the number of authorized shares of the Company's common stock from 200,000,000 to 300,000,000, with shares voted as follows: Shares voted for 55,827,831 Sha
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AQUA METALS, INC. Dated: May 23, 2024 /s/ Judd Merrill Judd Merrill Chief Financial Officer