Aqua Metals, INC. 8-K Filing

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Key Financial Figures

• $0.001 — , shares of its common stock, par value $0.001 per share ("Common Stock"), to or throu

Filing Documents

• aqms20251126_8k.htm (8-K) — 27KB
• ex_893876.htm (EX-1.1) — 23KB
• ex_893835.htm (EX-5.1) — 8KB
• 0001437749-25-036656.txt ( ) — 195KB
• aqms-20251202.xsd (EX-101.SCH) — 3KB
• aqms-20251202_def.xml (EX-101.DEF) — 12KB
• aqms-20251202_lab.xml (EX-101.LAB) — 15KB
• aqms-20251202_pre.xml (EX-101.PRE) — 12KB
• aqms20251126_8k_htm.xml (XML) — 3KB

01. Other Events

Item 8.01. Other Events. On August 30, 2024, Aqua Metals, Inc. (the "Company") entered into an ATM Sales Agreement ("Sales Agreement") with The Benchmark Company, LLC ("Agent") under which the Company may offer and sell, from time to time at its sole discretion, shares of its common stock, par value $0.001 per share ("Common Stock"), to or through the Agent as its sales agent. Pursuant to the Sales Agreement, sales of the Common Stock were initially made under the Company's Registration Statement on Form S-3 (File No. 333-267780) and an applicable prospectus supplement ("Prior Registration Statement"). The Prior Registration Statement expired on October 19, 2025. On October 17, 2025, the Company filed a new Registration Statement on Form S-3 (File 333-290948), which became effective pursuant to Section 8(a) of the Securities Act of 1933 on November 5, 2025 ("New Registration Statement"), and on December 2, 2025 the Company filed a prospectus supplement under the New Registration Statement for the continuation of sales of Common Stock under the Sales Agreement. A copy of the opinion of Greenberg Traurig, LLP with respect to the validity of the shares that may be sold and issued under the New Registration Statement pursuant to the Sales Agreement is attached as Exhibit 5.1 to this Current Report on Form 8-K. This Current Report on Form 8-K is also being filed for the purpose of filing (i) an amendment to the Sales Agreement as Exhibit 1.1 hereto reflecting the continuation of sales under the New Registration Statement and certain other immaterial amendments and (ii) the opinion and consent of Greenberg Traurig, LLP as Exhibits 5.1 and 23.1 hereto, and such exhibits are hereby incorporated by reference into the New Registration Statement. This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the securities discussed herein, nor shall there be any offer, solicitation, or sale of the securities in any state in w

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits (d) Exhibits The following exhibits are filed with this Current Report on Form 8-K: Exhibit Number Exhibit Description 1.1 Amendment No. 1 to Sales Agent Agreement dated December 2, 2025 between the Company and The Benchmark Company, LLC 5.1 Opinion of Greenberg Traurig, LLP 23.1 Consent of Greenberg Traurig, LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AQUA METALS, INC. Dated: December 2, 2025 /s/ Eric West Eric West, Chief Financial Officer

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