SC 13G/A: ARK RESTAURANTS CORP

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SC 13G/A filing by ARK RESTAURANTS CORP.

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Risk Level: low

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Filing Documents

• d767914dsc13ga.htm (SC 13G/A) — 41KB
• 0001193125-24-036531.txt ( ) — 43KB

From the Filing

SC 13G/A 1 d767914dsc13ga.htm SC 13G/A SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 9) * Ark Restaurants Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 040712101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ). CUSIP No. 040712101 13G Page 1 of 5 Pages 1. NAMES OF REPORTING PERSONS Thomas A. Satterfield, Jr. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 39,000 6. SHARED VOTING POWER 496,557 7. SOLE DISPOSITIVE POWER 39,000 8. SHARED DISPOSITIVE POWER 496,557 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 535,557 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.86%* 12. TYPE OF REPORTING PERSON IN * Based on 3,604,157 shares of common stock of the issuer outstanding as of December 15, 2023, as reported by the issuer in its Annual Report on Form 10-K for the fiscal year ended September 30, 2023. CUSIP No. 040712101 13G Page 2 of 5 Pages SCHEDULE 13G Item1. (a) Name of Issuer: Ark Restaurants Corp. (b) Address of Issuers Principal Executive Offices: 85 Fifth Avenue New York, New York 10003 Item2. (a) Name of Person Filing: Thomas A. Satterfield, Jr. (b) Address of Principal Business Office or, if none, Residence: Thomas A. Satterfield, Jr. 15 Colley Cove Drive Gulf Breeze, Florida 32561 (c) Citizenship: Incorporated by reference from Item 4 of the Cover Page. (d) Title of Class of Securities: Incorporated by reference from the Cover Page. (e) CUSIP Number: Incorporated by reference from the Cover Page. Item3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable. Item4. (a) Amount beneficially owned: Incorporated by reference from Item 9 of the Cover Page. (b) Percent of class: Incorporated by reference from Item 11 of the Cover Page. CUSIP No. 040712101 13G Page 3 of 5 Pages (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote Incorporated by reference from Item 5 of the Cover Page. (ii) Shared power to vote or to direct the vote Incorporated by reference from Item 6 of the Cover Page. (iii) Sole power to dispose or to direct the disposition of Incorporated by reference from Item 7 of the Cover Page. (iv) Shared power to dispose or to direct the disposition of Incorporated by reference from Item 8 of the Cover Page. Item5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following . Item6. With respect to the beneficial ownership reported for Thomas A. Satterfield, Jr., 7,500 shares are held jointly with Rebecca S. Satterfield, Mr. Satterfields spouse; 50,000 shares are held by Tomsat Investment & Trading Co., Inc., a corporation controlled by Mr. Satterfield and of which he serves as President; 184,607 shares are held by Caldwell Mill Opportunity Fund, which fund is managed by an entity of which Mr. Satterfield owns a 50% interest and serves as Chief Investment Manager; and 145,000 shares are held by A.G. Family L.P., a partnership managed by a general partner controlled by Mr. Satterfield. Additionally, Mr. Satterfield has limited powers of attorney for voting and disposition purposes with respect to the following shares: Thomas A. Satterfield, Sr. (32,000 shares); Rebecca S. Satterfield (1,000); Parker Satterfield (2,000 shares); Jeanette Satterfield Kaiser (27,000 shares); Richard W. Kaiser (11,000 shares); Rita Phifer (10,000 shares); Parker Little Trust (1,450 shares); Lola Little Trus

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