Arq, Inc. Files 8-K for Material Definitive Agreement

Ticker: ARQ · Form: 8-K · Filed: Apr 16, 2024 · CIK: 1515156

Arq, Inc. 8-K Filing Summary
FieldDetail
CompanyArq, Inc. (ARQ)
Form Type8-K
Filed DateApr 16, 2024
Risk Levelmedium
Pages2
Reading Time2 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: material-definitive-agreement, corporate-action

TL;DR

ARQ signed a big deal, check the 8-K for details.

AI Summary

On April 15, 2024, Arq, Inc. entered into a Material Definitive Agreement. The company, formerly known as Advanced Emissions Solutions, Inc., filed an 8-K report detailing this agreement. The filing also notes material modifications to the rights of security holders and includes financial statements and exhibits.

Why It Matters

This filing indicates a significant new agreement for Arq, Inc., which could impact its business operations, financial performance, and shareholder value.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new risks or opportunities that may affect the company's future performance.

Key Players & Entities

  • Arq, Inc. (company) — Registrant
  • Advanced Emissions Solutions, Inc. (company) — Former company name
  • April 15, 2024 (date) — Date of earliest event reported
  • 8051 E. Maplewood Avenue, Suite 210, Greenwood Village, CO 80111 (address) — Principal executive offices
  • 720-598-3500 (phone_number) — Registrant's telephone number

FAQ

What is the nature of the Material Definitive Agreement Arq, Inc. entered into?

The filing does not specify the details of the Material Definitive Agreement, only that one was entered into on April 15, 2024.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on April 15, 2024.

What was Arq, Inc.'s former name?

Arq, Inc.'s former name was Advanced Emissions Solutions, Inc.

Where are Arq, Inc.'s principal executive offices located?

Arq, Inc.'s principal executive offices are located at 8051 E. Maplewood Avenue, Suite 210, Greenwood Village, CO 80111.

What is the SEC Act under which this 8-K was filed?

This 8-K was filed under the 1934 Act.

Filing Stats: 592 words · 2 min read · ~2 pages · Grade level 10.1 · Accepted 2024-04-16 16:07:03

Key Financial Figures

  • $0.001 — ich registered Common stock, par value $0.001 per share ARQ Nasdaq Global Market In

Filing Documents

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement. On April 15, 2024, Arq, Inc. (the "Company"), a Delaware corporation, entered into the Seventh Amendment to Tax Asset Protection Plan (the "Seventh Amendment") between the Company and Computershare Trust Company, N.A. (the "Rights Agent") that amends the Tax Asset Protection Plan dated May 5, 2017, as amended (the "TAPP") between the Company and the Rights Agent. The Seventh Amendment amends the definition of "Final Expiration Date" under the TAPP to extend the duration of the TAPP and makes associated changes in connection therewith. Pursuant to the Seventh Amendment, the Final Expiration Date shall be the close of business on the earlier of (i) December 31, 2025 or (ii) December 31, 2024 if stockholder approval has not been obtained prior to such date. The foregoing description of the Seventh Amendment is qualified in its entirety by reference to the full text of the Seventh Amendment, attached hereto as Exhibit 4.1 and incorporated herein by reference.

03 Material Modification to Rights of Security Holders

Item 3.03 Material Modification to Rights of Security Holders. See the description set out under "Item 1.01 - Entry into a Material Definitive Agreement," which is incorporated by reference into this Item 3.03.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 4.1 Seventh Amendment to Tax Asset Protection Plan dated as of April 15, 2024, by and between the Company and Computershare Trust Company, N.A., as rights agent. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: April 16, 2024 Arq, Inc. Registrant /s/ Robert Rasmus Robert Rasmus Chief Executive Officer 2

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