Associated Banc-Corp Files 8-K

TL;DR

ASB filed an 8-K, looks like standard financial reporting, no major news.

AI Summary

Associated Banc-Corp filed an 8-K on August 29, 2024, reporting events as of August 26, 2024. The filing primarily concerns financial statements and exhibits, with no specific material events or transactions detailed in the provided text. The company is incorporated in Wisconsin and headquartered in Green Bay.

Why It Matters

This filing indicates routine corporate reporting, likely related to financial statements or exhibits, without immediate news of significant operational changes.

Risk Assessment

Risk Level: low — The filing appears to be routine and does not disclose any new material risks or significant negative events.

Key Numbers

• 001-31343 — SEC File Number (Identifier for Associated Banc-Corp's SEC filings)
• 39-1098068 — IRS Employer Identification No. (Tax identification number for Associated Banc-Corp)

Key Players & Entities

• Associated Banc-Corp (company) — Registrant
• Wisconsin (location) — State of incorporation and business address
• Green Bay (location) — City of business address

FAQ

Key Financial Figures

• $0.01 — ch registered Common Stock, par value $0.01 per share ASB The New York Stock Exch
• $300,000,000 — completed the public offer and sale of $300,000,000 aggregate principal amount of its 6.455
• $298.3 million — ses, of the offering were approximately $298.3 million. The Notes were issued pursuant to an

Filing Documents

• tm2420075d5_8k.htm (8-K) — 35KB
• tm2420075d5_ex1-1.htm (EX-1.1) — 173KB
• tm2420075d5_ex4-1.htm (EX-4.1) — 96KB
• tm2420075d5_ex5-1.htm (EX-5.1) — 36KB
• tm2420075d5_ex4-1img001.jpg (GRAPHIC) — 4KB
• tm2420075d5_ex5-1img001.jpg (GRAPHIC) — 37KB
• tm2420075d5_ex5-1img002.jpg (GRAPHIC) — 6KB
• 0001104659-24-094961.txt ( ) — 711KB
• asb-20240826.xsd (EX-101.SCH) — 4KB
• asb-20240826_def.xml (EX-101.DEF) — 28KB
• asb-20240826_lab.xml (EX-101.LAB) — 38KB
• asb-20240826_pre.xml (EX-101.PRE) — 27KB
• tm2420075d5_8k_htm.xml (XML) — 8KB

01. Other Events

Item 8.01. Other Events . On August 29, 2024, Associated Banc-Corp (the "Company") completed the public offer and sale of $300,000,000 aggregate principal amount of its 6.455% Fixed Rate / Floating Rate Senior Notes Due August 29, 2030 (the "Notes"). The net proceeds, after expenses, of the offering were approximately $298.3 million. The Notes were issued pursuant to an Indenture, dated as of March 14, 2011, between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the "Indenture"). The issuance and sale of the Notes and the terms of the Notes and the Indenture are more fully described in a prospectus supplement dated August 26, 2024 to the prospectus dated June 6, 2024, which was filed with the Securities and Exchange Commission as part of the Company's Registration Statement on Form S-3 (Registration No. 333-280004) filed on June 6, 2024 (the "Registration Statement"). The form of Global Note (the "Global Note") representing the Notes is filed as Exhibit 4.1 to this report and is incorporated by reference herein. The description of the Global Note does not purport to be complete and is qualified in its entirety by reference to such exhibit. On August 26, 2024, the Company also entered into an underwriting agreement (the "Underwriting Agreement") with RBC Capital Markets, LLC, BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the underwriters named therein, with respect to the issuance and sale of the Notes. A copy of the Underwriting Agreement is attached hereto as Exhibit 1.1 and is incorporated herein by reference. The foregoing description of the Underwriting Agreement does not purport to be complete and is qualified in its entirety by reference to such exhibit. In connection with the issuance and sale of the Notes, Godfrey & Kahn, S.C. has delivered an opinion to the Company, a copy of which is attached as Exhibit 5.1 to this Form 8-K (the "Legal Opinion"), that the Notes constitute valid and binding

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits . (d) Exhibits The following exhibits are being filed as part of this Current Report on Form 8-K: 1.1 Underwriting Agreement dated as of August 26, 2024 among Associated Banc-Corp, RBC Capital Markets, LLC, BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the underwriters named therein. 4.1 Form of Global Note dated as of August 29, 2024 representing $300,000,000 6.455% Fixed Rate / Floating Rate Senior Notes Due 2030. 5.1 Opinion of Godfrey & Kahn, S.C. 23.1 Consent of Godfrey & Kahn, S.C. (included in Exhibit 5.1). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASSOCIATED BANC-CORP Dated: August 29, 2024 By: /s/ Randall J. Erickson Randall J. Erickson Executive Vice President, General Counsel and Corporate Secretary

View Full Filing

View this 8-K filing on SEC EDGAR