AerSale Corp Files Amendment to 2023 10-K to Correct Share Count and Add Certifications

AI Summary

AerSale Corp (ASLE) filed a Amended Annual Report (10-K/A) with the SEC on March 27, 2024. AerSale Corp is filing an Amendment No. 1 on Form 10-K/A to its Annual Report for the fiscal year ended December 31, 2023. The amendment corrects the number of outstanding shares of common stock as of March 5, 2024. New certifications from the principal executive officer and principal financial officer are being filed as exhibits. Certifications related to financial statements (paragraphs 3, 4, 5) are omitted as no financial statements are included in this amendment. Certifications pursuant to 18 U.S.C. 1350 are also omitted as no financial statements are being filed.

Why It Matters

For investors and stakeholders tracking AerSale Corp, this filing contains several important signals. This amendment addresses a specific factual error on the original filing's cover page regarding the number of shares outstanding, ensuring accurate public disclosure. The filing includes new certifications from key executives, which are a standard requirement and demonstrate ongoing compliance with SEC regulations for periodic reports.

Risk Assessment

Risk Level: low — AerSale Corp shows low risk based on this filing. The risk is low as this is a procedural amendment to correct a share count and file required certifications, not a restatement of financial results or a response to a material event.

Analyst Insight

Review the corrected share count and ensure it aligns with recent corporate actions or disclosures.

Key Numbers

• 2023-12-31 — Fiscal Year End (AerSale Corp's fiscal year end)
• 2024-03-08 — Original 10-K Filing Date (Date the original 10-K was filed)
• 2024-03-05 — Share Count Reference Date (Date for which the outstanding share count was disclosed)
• 001-38801 — SEC File Number (AerSale Corp's SEC file number)

Key Players & Entities

• AerSale Corp (company) — Company name
• March 5, 2024 (date) — Date of share count disclosure
• December 31, 2023 (date) — Fiscal year end
• March 8, 2024 (date) — Original 10-K filing date
• Rule 12b-15 (regulation) — SEC rule for amendments
• 18 U.S.C. 1350 (regulation) — Certification requirement
• Nasdaq Capital Market (exchange) — Exchange where common stock is traded
• ASLE (ticker) — Trading symbol

FAQ

Risk Factors

• Accuracy of Disclosures [low — regulatory]: Failure to accurately report information, such as the number of outstanding shares, could lead to regulatory scrutiny or investor confusion.
• Timeliness of Filings [low — regulatory]: While this is an amendment, adherence to SEC filing deadlines and accuracy requirements is crucial for compliance.

Glossary

10-K/A

An amendment to a company's annual report on Form 10-K. (Indicates a correction or addition to previously filed annual financial and operational data.)

Certifications

Statements signed by a company's principal executive and financial officers confirming the accuracy of financial reports. (Required by Sarbanes-Oxley Act to ensure accountability for financial reporting.)

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share ASLE The Nasdaq Capital M
• $14.70 — gistrant, based on the closing price of $14.70 for shares of the registrant's common s

Filing Documents

• asle-20231231x10ka.htm (10-K/A) — 236KB
• asle-20231231xex31d3.htm (EX-31.3) — 5KB
• asle-20231231xex31d4.htm (EX-31.4) — 5KB
• 0001558370-24-004010.txt ( ) — 559KB
• asle-20231231.xsd (EX-101.SCH) — 4KB
• asle-20231231_def.xml (EX-101.DEF) — 34KB
• asle-20231231_lab.xml (EX-101.LAB) — 1KB
• asle-20231231_pre.xml (EX-101.PRE) — 15KB
• asle-20231231x10ka_htm.xml (XML) — 9KB

EXHIBITS AND FINANCIAL STATEMENT SCHEDULE S

ITEM 15 EXHIBITS AND FINANCIAL STATEMENT SCHEDULE S (a)(1) Financial Statements. The financial statements required by this item are listed in Item 8, "Financial Statements and Supplementary Data" in the Original 10-K. (a)(2) Financial Statement Schedules. All financial statement schedules have been omitted because they are not applicable, not required or the information required is shown in the financial statements or the notes thereto. 3 (a)(3) Exhibits. The following is a list of exhibits filed as part of this Annual Report. Exhibit Number Description Form File No. Exhibit Filing Date Filed Herewith 2.1 Agreement and Plan of Merger, dated December 8, 2019, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. 8-K 001-38801 2.1 12/9/2019 2.2 Amendment No. 1 to the Agreement and Plan of Merger, dated August 13, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. 10-Q 001-38801 2.1 08/4/2020 2.3 Amended and Restated Agreement and Plan of Merger, dated September 8, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. 8-K 001-38801 2.1 09/08/2020 2.4 Amendment No. 1 to the Amended and Restated Agreement and Plan of Merger, dated December 16, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. 8-K 001-38801 10.5 12/17/2020 3.1 Amended and Resta

SIGNATURES

SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 2 AerSale Corporation Date: March 27, 2024 By: /s/ Nicolas Finazzo Nicolas Finazzo Chief Executive Officer 10

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View this 10-K/A filing on SEC EDGAR