Aspen Aerogels Files 8-K on Security Holder Vote

TL;DR

Aspen Aerogels is having a shareholder vote soon, details to follow.

AI Summary

On May 30, 2024, Aspen Aerogels, Inc. filed an 8-K report detailing a submission of matters to a vote of security holders. The filing does not specify the nature of the vote or any associated resolutions.

Why It Matters

This filing indicates that Aspen Aerogels is seeking a vote from its security holders, which could pertain to significant corporate actions or governance changes.

Risk Assessment

Risk Level: low — The filing is procedural and does not disclose any immediate financial or operational risks.

Key Players & Entities

• Aspen Aerogels, Inc. (company) — Registrant
• May 30, 2024 (date) — Date of earliest event reported

FAQ

Filing Documents

• aspn-20240530.htm (8-K) — 68KB
• 0000950170-24-067325.txt ( ) — 179KB
• aspn-20240530.xsd (EX-101.SCH) — 24KB
• aspn-20240530_htm.xml (XML) — 5KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 30, 2024, Aspen Aerogels, Inc. (the "Company") held its 2024 annual meeting of stockholders (the "Annual Meeting") via live audio webcast on the Internet. Of the 76,082,328 shares of common stock issued and outstanding and eligible to vote as of the record date of April 3, 2024, a quorum of 70,180,009 shares, or 92.2% of the eligible shares, was present at the meeting or represented by proxy. The following actions were taken at the Annual Meeting: 1. The following nominees were elected to serve on the Company's board of directors as Class I directors until the 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified, based on the following votes: Nominee Votes For Votes Withheld Broker Non-Votes Rebecca B. Blalock 53,654,088 10,073,998 6,451,923 James E. Sweetnam 60,692,464 3,035,622 6,451,923 After the Annual Meeting, Kathleen M. Kool, Mark L. Noetzel and William P. Noglows continued to serve as Class II directors until the 2025 annual meeting of stockholders and Steven R. Mitchell and Donald R. Young continued to serve as Class III directors until the 2026 annual meeting of stockholders. 2. The appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, based on the following votes: For Against Abstain Broker Non-Votes 67,700,324 2,463,627 16,058 — 3. The Company's stockholders approved, in a non-binding advisory vote, the compensation of the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting, based on the following votes: For Against Abstain Broker Non-Votes 42,702,743 16,976,065 4,049,278 6,451,923

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Aspen Aerogels, Inc. Date: May 31, 2024 By: /s/ Ricardo C. Rodriguez Name: Title: Ricardo C. Rodriguez Chief Financial Officer and Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR