Ascent Solar Technologies Files 8-K

TL;DR

ASTI filed an 8-K on 8/20/25, check for updates.

AI Summary

Ascent Solar Technologies, Inc. filed an 8-K on August 20, 2025, reporting other events and financial statements. The company, incorporated in Delaware with its principal executive offices in Thornton, CO, is involved in the semiconductors and related devices industry.

Why It Matters

This filing indicates Ascent Solar Technologies is providing updates on its corporate activities and financial status to the SEC.

Risk Assessment

Risk Level: low — This is a routine SEC filing reporting standard corporate events and financial information.

Key Numbers

• 001-32919 — SEC File Number (Ascent Solar Technologies' SEC filing identifier.)
• 20-3672603 — EIN (Employer Identification Number for Ascent Solar Technologies.)

Key Players & Entities

• Ascent Solar Technologies, Inc. (company) — Registrant
• August 20, 2025 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• Thornton, CO (location) — Principal executive offices
• 3674 (industry_code) — Standard Industrial Classification

FAQ

Key Financial Figures

• $0.0001 — h registered Common Stock, par value $0.0001 per share ASTI Nasdaq Capital Marke
• $4,219,000 — ggregate sales price of initially up to $4,219,000, from time to time, through an "at the
• $4,344,000 — additional aggregate offering price of $4,344,000 and $3,981,000 of Shares, respectively.
• $3,981,000 — regate offering price of $4,344,000 and $3,981,000 of Shares, respectively. The Company h
• $758,818 — additional aggregate offering price of $758,818 of Shares. The Shares will be issued pu
• $11,883,824.54 — ent for gross proceeds of approximately $11,883,824.54. The Company's current outstanding shar

Filing Documents

• asti_8k.htm (8-K) — 29KB
• ex5x1.htm (EX-5.1) — 12KB
• 0001079973-25-001358.txt ( ) — 206KB
• asti-20250820.xsd (EX-101.SCH) — 3KB
• asti-20250820_lab.xml (EX-101.LAB) — 33KB
• asti-20250820_pre.xml (EX-101.PRE) — 22KB
• asti_8k_htm.xml (XML) — 3KB

01

Item 8.01 . Other Events. As previously disclosed, on May 16, 2024, Ascent Solar Technologies, Inc., a Delaware corporation ("we," "us," the "Company" or "Ascent"), entered into an At The Market Offering Agreement (the "ATM Agreement") with H.C. Wainwright & Co., LLC, as sales agent ("Wainwright"), to sell shares of its common stock, par value $0.0001 per share (the "Shares"), with an aggregate sales price of initially up to $4,219,000, from time to time, through an "at the market offering" program. As previously disclosed, pursuant to prospectus supplements dated May 23, 2024 and May 30, 2024, to our shelf registration statement on Form S-3 (File No. 333-267971) initially filed by the Company with the U.S. Securities and Exchange Commission (the "SEC") on October 21, 2022, and declared effective by the SEC on November 7, 2022 (the "Registration Statement"), the Company increased the amount available for sale under the ATM Agreement, up to an additional aggregate offering price of $4,344,000 and $3,981,000 of Shares, respectively. The Company has determined to increase the amount available for sale under the ATM Agreement, up to an additional aggregate offering price of $758,818 of Shares. The Shares will be issued pursuant to our Registration Statement and the related prospectus supplement (the "Prospectus Supplement"), dated August 20, 2025. Because there is no minimum offering amount required pursuant to the ATM Agreement, the total number of Shares to be sold under the ATM agreement, if any, and proceeds to the Company, if any, are not determinable at this time. The Company expects to use any net proceeds primarily for general and administrative expenses and other general corporate purposes. The Company's management will have significant discretion and flexibility in applying the net proceeds from the sale of these securities. This Current Report does not constitute an offer to sell or the solicitation of an offer to buy any security nor shall there be any

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 5.1 Opinion of Carrol Legal LLC, dated August 20, 2025 23.1 Consent of Carroll Legal LLC (included in Exhibit 5.1) 104 Cover Page Interactive Data File - the cover page iXBRL tags a re embedded within the Inline XBRL document

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASCENT SOLAR TECHNOLOGIES, INC. August 20, 2025 By: /s/ Jin Jo Name: Jin Jo Title: Chief Financial Officer

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View this 8-K filing on SEC EDGAR