Alphatec Holdings Reports Director, Officer, and Compensation Changes

TL;DR

Alphatec Holdings filed an 8-K detailing leadership changes and compensation plans.

AI Summary

Alphatec Holdings, Inc. filed an 8-K on June 17, 2024, reporting events that occurred on June 12, 2024. The filing indicates changes in directors or officers, the election of directors, the appointment of certain officers, and details compensatory arrangements. It also covers the submission of matters to a vote of security holders and includes financial statements and exhibits.

Why It Matters

This filing signals potential shifts in the company's leadership and governance structure, which could impact strategic direction and investor confidence.

Risk Assessment

Risk Level: medium — Changes in directors and officers, especially when combined with compensatory arrangements and votes by security holders, can indicate internal shifts that may affect future performance.

Key Players & Entities

• Alphatec Holdings, Inc. (company) — Registrant
• June 12, 2024 (date) — Earliest event reported
• June 17, 2024 (date) — Date of report

FAQ

Filing Documents

• atec-20240612.htm (8-K) — 69KB
• atec-ex10_1.htm (EX-10.1) — 18KB
• 0000950170-24-073859.txt ( ) — 200KB
• atec-20240612.xsd (EX-101.SCH) — 23KB
• atec-20240612_htm.xml (XML) — 4KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On June 12, 2024, the Company held its Annual Meeting. The Company filed its definitive proxy statement on Schedule 14A with the SEC on April 26, 2024. The proxy statement describes in detail each of the three proposed voting matters (the "Proposals") submitted to the Company's stockholders at the Annual Meeting. As of April 17, 2024, the record date of the Annual Meeting, there were 139,805,908 outstanding shares of the Company's common stock. At the Annual Meeting, a quorum of 103,891,443 shares of the Company's common stock were represented in person or by proxy. The final results for the votes cast with respect to each Proposal are set forth below. Proposal 1 The stockholders elected each of Evan Bakst, Mortimer Berkowitz III, Quentin Blackford, David Demski, Karen K. McGinnis, Patrick S. Miles, David R. Pelizzon, Jeffrey P. Rydin, and Ward W. Woods to serve on the Company's Board of Directors for a term of one year until the 2025 Annual Meeting of Stockholders and until their respective successors have been duly elected and qualified, or until their earlier death or resignation, by the following vote: Nominee Votes For Votes Withheld Broker Non-Votes Evan Bakst 79,937,898 2,516,375 21,437,170 Mortimer Berkowitz III 44,667,493 37,666,496 21,557,454 Quentin Blackford 61,896,384 20,450,153 21,544,906 David Demski 80,099,968 2,354,313 21,437,162 Karen K. McGinnis 80,147,277 2,306,996 21,437,170 Patrick S. Miles 78,064,850 4,377,152 21,449,441 David R. Pelizzon 79,955,567 2,498,706 21,437,170 Jeffrey P. Rydin 80,090,817 2,363,456 21,437,170 Ward W. Woods 79,909,518 2,544,755 21,437,170 Proposal 2 The stockholders ratified the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2024 by the following vote: Votes For Votes Against

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. 10.1 Vesting Acceleration Agreement 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ALPHATEC HOLDINGS, INC. Date: June 14, 2024 By: /s/ J. Todd Koning Executive Vice President and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR