Alphatec Holdings, Inc. Files Definitive Proxy Statement (DEF 14A)

TL;DR

<b>Alphatec Holdings, Inc. has filed its Definitive Proxy Statement (DEF 14A) for the fiscal year ending December 31, 2023.</b>

AI Summary

Alphatec Holdings, Inc. (ATEC) filed a Proxy Statement (DEF 14A) with the SEC on April 26, 2024. Alphatec Holdings, Inc. filed a DEF 14A form on April 26, 2024. The filing pertains to the fiscal year ending December 31, 2023. Key dates for reporting include 2020-01-01 through 2023-12-31 for various executive compensation metrics. The company's business address is 5818 El Camino Real, Carlsbad, CA 92008. The SIC code for Alphatec Holdings, Inc. is 3841 (Surgical & Medical Instruments & Apparatus).

Why It Matters

For investors and stakeholders tracking Alphatec Holdings, Inc., this filing contains several important signals. This filing provides detailed information on executive compensation and corporate governance matters, which are crucial for shareholders to understand before voting on proposals. Shareholders can review the company's financial performance and executive pay structures to make informed decisions regarding their investment and proxy votes.

Risk Assessment

Risk Level: low — Alphatec Holdings, Inc. shows low risk based on this filing. The filing is a routine DEF 14A, indicating standard disclosure requirements rather than immediate material events.

Analyst Insight

Review the executive compensation details and any shareholder proposals to inform voting decisions.

Key Numbers

• 2024-04-26 — Filing Date (DEF 14A filing date)
• 2024-06-12 — Period of Report (Conformed period of report)
• 2023-12-31 — Fiscal Year End (Fiscal year end for reporting)
• 3841 — SIC Code (Standard Industrial Classification)

Key Players & Entities

• Alphatec Holdings, Inc. (company) — Filer name
• 2024-04-26 (date) — Filing date
• 2024-06-12 (date) — Period of report
• 0000950170-24-049245 (filing_id) — Accession Number
• 3841 (sic_code) — Standard Industrial Classification
• 5818 EL CAMINO REAL (address) — Business Street Address
• CARLSBAD (location) — Business City
• 92008 (zip_code) — Business Zip Code

FAQ

Industry Context

Alphatec Holdings, Inc. operates in the surgical and medical instruments and apparatus industry.

Regulatory Implications

The filing is a DEF 14A, which is a standard disclosure document required by the SEC for public companies regarding shareholder meetings and executive compensation.

What Investors Should Do

1. Review the proxy statement for details on executive compensation packages.
2. Examine any shareholder proposals and management's recommendations.
3. Understand the voting procedures and deadlines for proxy submission.

Key Dates

• 2024-04-26: Filing Date — Definitive Proxy Statement (DEF 14A) filed.
• 2024-06-12: Period of Report — The period for which the filing is conformed.
• 2023-12-31: Fiscal Year End — The end date of the fiscal year covered by the filing.

Year-Over-Year Comparison

This is a DEF 14A filing, which is a routine disclosure document. Specific comparative data from a previous filing is not directly available in this snippet.

Filing Documents

• atec-20240426.htm (DEF 14A) — 1518KB
• img3718788_0.jpg (GRAPHIC) — 48KB
• img3718788_1.jpg (GRAPHIC) — 4KB
• img3718788_2.jpg (GRAPHIC) — 3KB
• img3718788_3.jpg (GRAPHIC) — 3KB
• img3718788_4.jpg (GRAPHIC) — 101KB
• img3718788_5.jpg (GRAPHIC) — 101KB
• img3718788_6.jpg (GRAPHIC) — 101KB
• img3718788_7.jpg (GRAPHIC) — 1290KB
• img3718788_8.jpg (GRAPHIC) — 266KB
• 0000950170-24-049245.txt (&nbsp;) — 6692KB
• atec-20240426.xsd (EX-101.SCH) — 30KB
• atec-20240426_htm.xml (XML) — 302KB

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 9 MANAGEMENT 13 CORPORATE GOVERNANCE MATTERS 24 COMPENSATION DISCUSSION AND ANALYSIS 31 EXECUTIVE OFFICER AND DIRECTOR COMPENSATION 55 CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS 73 PROPOSALS TO BE VOTED UPON BY STOCKHOLDERS 74 PROPOSAL 1: ELECTION OF DIRECTORS 74 PROPOSAL 2: RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 75 REPORT OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS 77 PROPOSAL 3: ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 78 CODE OF CONDUCT AND ETHICS 79 OTHER MATTERS 80 STOCKHOLDER PROPOSALS AND NOMINATIONS FOR DIRECTORS 80 WHERE YOU CAN FIND MORE INFORMATION 81 1950 Camino Vida Roble Carlsbad, CA 92008 April 26, 2024 NOTICE OF 2024 ANNUAL ME ETING OF STOCKHOLDERS TIME: 10:00 a.m. Pacific Time DATE: Wednesday, June 12, 2024 PLACE: Alphatec Holdings, Inc., 1950 Camino Vida Roble, Carlsbad, CA 92008 NOTICE IS HEREBY GIVEN that the annual meeting of stockholders of Alphatec Holdings, Inc. (the "Annual Meeting") will be held on Wednesday, June 12, 2024, for the following purposes: 1. To elect nine directors to serve until the 2025 Annual Meeting of Stockholders; 2. To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024; 3. To approve, on an advisory basis, the compensation of our named executive officers; and 4. To transact such other business as may be properly presented at the Annual Meeting and any adjournments or postponements thereof. The foregoing items of business are more fully described in the proxy statement accompanying this Notice. Our Board of Directors has fixed the close of business on April 17, 2024, as the record date for the Annual Meeting. Only stockholders of record at the close of business on that date may vote at the Annual Meeting or

SECURITY OWNERSHIP OF CERTAIN B ENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN B ENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information with respect to the beneficial ownership of our common stock as of April 17, 2024 for (a) each of our named executive officers, (b) each of our directors, (c) all of our current directors and executive officers as a group and (d) each stockholder known by us to own beneficially more than 5% of our common stock. Except as indicated in footnotes to this table, we believe that the stockholders named in this table have sole voting and investment power with respect to all shares of common stock shown to be beneficially owned by them based on information provided to us by these stockholders. The share amounts set forth in the column below entitled "Number of Shares of Common Stock Beneficially Owned" represent the number of shares of common stock beneficially owned by such holder as of April 17, 2024. Applicable percentage of ownership in the column below entitled "Percentage of Outstanding Common Stock" is based on 139,805,908 shares of common stock outstanding on April 17, 2024. The holders of certain of our outstanding warrants are restricted from exercising such warrants to the extent such exercise would cause such holder, together with its affiliates and attribution parties, to beneficially own a number of shares of common stock which would exceed 4.99% of our then outstanding common stock following such exercise (subject to adjustment up to 9.99% upon the fulfillment of certain conditions), excluding for purposes of such determination shares of common stock issuable upon exercise of such warrants which have not been exercised. The disclosures contained in the table below and in the footnotes to the table below reflect these limitations. 9 Name of Beneficial Owner Number of Shares of Common Stock Beneficially Owned (1) Percentage of Outstanding Common Stock Directors and Named Executive Officers Elizabeth Altman 24,150 * Evan Baks

View Full Filing

View this DEF 14A filing on SEC EDGAR