A10 Networks Files Amendment No. 1 to 10-K for Fiscal Year Ended December 31, 2023

TL;DR

<b>A10 Networks filed an amendment to its 2023 10-K, confirming its compliance with SEC filing requirements.</b>

AI Summary

A10 Networks, Inc. (ATEN) filed a Amended Annual Report (10-K/A) with the SEC on March 7, 2024. A10 Networks, Inc. filed an amendment (10-K/A) to its annual report for the fiscal year ending December 31, 2023. The company is incorporated in Delaware and its principal executive offices are located in San Jose, California. A10 Networks' common stock is registered and traded on the New York Stock Exchange under the ticker symbol ATEN. The filing confirms the company has filed all required reports for the preceding 12 months and has been subject to filing requirements for the past 90 days. The company has submitted all Interactive Data Files required by Rule 405 of Regulation S-T electronically for the preceding 12 months.

Why It Matters

For investors and stakeholders tracking A10 Networks, Inc., this filing contains several important signals. This amendment indicates potential updates or corrections to the original 10-K filing, which could contain material information for investors. Confirmation of compliance with filing requirements suggests the company is maintaining its reporting obligations, which is a positive sign for transparency and governance.

Risk Assessment

Risk Level: low — A10 Networks, Inc. shows low risk based on this filing. The filing is an amendment to a 10-K, which is a standard annual report, and does not indicate any new material adverse events.

Analyst Insight

Investors should review the specific changes made in this amendment to the original 10-K filing to understand any updated disclosures.

Key Numbers

• 2023-12-31 — Fiscal Year End (Conformed period of report)
• 2024-03-07 — Filing Date (Conformed submission as of date)
• 001-36343 — SEC File Number (Commission file number)

Key Players & Entities

• A10 Networks, Inc. (company) — Filer name
• ATEN (company) — Trading symbol
• New York Stock Exchange (company) — Exchange where common stock is registered
• Delaware (company) — State of incorporation
• San Jose, California (company) — Location of principal executive offices
• Dhrupad Trivedi (person) — Mentioned in relation to stock plans

FAQ

Industry Context

A10 Networks operates in the computer communications equipment industry, providing solutions for secure application delivery.

Regulatory Implications

The company is subject to the reporting requirements of the Securities Exchange Act of 1934, including filing annual reports (10-K) and amendments.

What Investors Should Do

1. Review the specific disclosures within Amendment No. 1 to the 10-K filing.
2. Monitor future filings from A10 Networks for any significant updates or changes.
3. Assess the company's financial health and operational performance based on the full 10-K disclosure.

Year-Over-Year Comparison

This filing is an amendment to the previously filed 10-K for the fiscal year ended December 31, 2023.

Key Financial Figures

• $0.00001 — hares of the registrant's common stock, $0.00001 par value per share, was 74,495,333 .

Filing Documents

• aten-20231231.htm (10-K/A) — 171KB
• q4ex-3113072024.htm (EX-31.1) — 6KB
• q4ex-3123072024.htm (EX-31.2) — 6KB
• aten-20231231_g1.jpg (GRAPHIC) — 9KB
• 0001580808-24-000056.txt (&nbsp;) — 664KB
• aten-20231231.xsd (EX-101.SCH) — 4KB
• aten-20231231_def.xml (EX-101.DEF) — 4KB
• aten-20231231_lab.xml (EX-101.LAB) — 120KB
• aten-20231231_pre.xml (EX-101.PRE) — 69KB
• aten-20231231_htm.xml (XML) — 10KB

Other Information

Item 9B. Other Information Insider Adoption or Termination of Trading Arrangements On October 4, 2023 , the trading plan of Dhrupad Trivedi , President, Chief Executive Officer and Chairman , dated June 12, 2023 , intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act ("Rule 10b5-1(c)") to sell up to 60,606 shares of our common stock between November 7, 2023 and November 9, 2023, subject to certain conditions, terminated , under which no shares were ultimately sold. Subsequently, on November 27, 2023 , Mr. Trivedi adopted a trading plan intended to satisfy Rule 10b5-1(c) with respect to the sale of up to 60,606 shares of our common stock between March 5, 2024 and May 16, 2024 (unless earlier terminated pursuant to the terms of the plan or upon the date all shares under the plan are sold). 2 PART IV

Exhibits, Financial Statement Schedules

Item 15. Exhibits, Financial Statement Schedules 1. Financial Statements: The information concerning our financial statements and Report of Independent Registered Public Accounting Firm required by this Item is incorporated by reference in the Original Filing to the section of the Original Filing in Item 8, titled "Financial Statements and Supplementary Data." 2. Financial Statement Schedules: No schedules are required. 3. The exhibits listed in the following Index to Exhibits are filed or incorporated by reference as part of this report. Exhibit Number Incorporated by Reference Description Form SEC File No. Exhibit Number Filing Date Filed Herewith 3.1 Amended and Restated Certificate of Incorporation of the Registrant 8-K 001-36343 3.1 December 6, 2019 3.2 Amended and Restated Bylaws of the Registrant 8-K 001-36343 3.2 December 6, 2019 4.1 Form of common stock certificate of the Registrant S-1/A 333-194015 4.1 March 10, 2014 4.2 Amended and Restated Investors' Rights Agreement among the Registrant and certain holders of its capital stock, amended as of October 4, 2013 S-1/A 333-194015 4.2 March 10, 2014 4.3 Description of the Registrant's securities 10-K 001-36343 4.3 March 10, 2020 10.1* Form of Indemnification Agreement between the Registrant and each of its directors and executive officers S-1/A 333-194015 10.1 March 10, 2014 10.2* 2008 Stock Plan and forms of agreements thereunder 10-Q 001-36343 10.2 May 13, 2014 10.3* Amended and Restated 2014 Equity Incentive Plan 10-Q 001-36343 10.1 August 6, 2015 10.4* Amended 2014 Employee Stock Purchase Plan 10-K 001-36343 10.4 March 10, 2020 10.5* 2014 Employee Stock Purchase Plan and forms of agreements thereunder S-1/A 333-194015 10.5 March 10, 2014 10.6* Form of Stock Option Agreement pursuant to the 2008 Stock Plan 10-Q 001-36343 10.2 August 4, 2014 10.7* Form of Stock Option Agreement- Early Exercise pursuant to the 2008 Stock Plan 10-Q 001-36343 10.3 August 4, 2014 10.8* Form of

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. A10 NETWORKS, INC. Date: March 7, 2024 By: /s/ Brian Becker Brian Becker Chief Financial Officer (Principal Accounting and Financial Officer) 6

View Full Filing

View this 10-K/A filing on SEC EDGAR