Owl Creek Amends Anterix Stake Filing
Ticker: ATEX · Form: SC 13D/A · Filed: Dec 9, 2024 · CIK: 1304492
Sentiment: neutral
Topics: 13D-A, shareholder-activity, amendment
Related Tickers: ATX
TL;DR
Owl Creek updated its Anterix filing - watch for changes.
AI Summary
Owl Creek Asset Management, L.P. has amended its Schedule 13D filing regarding Anterix Inc. as of December 9, 2024. The filing indicates a change in beneficial ownership, though specific new holdings or changes in percentage are not detailed in this excerpt. Owl Creek Asset Management, L.P. previously held a significant stake in Anterix Inc.
Why It Matters
This amendment signals potential shifts in major shareholder positions, which could influence Anterix's stock performance and strategic direction.
Risk Assessment
Risk Level: medium — Amendments to 13D filings often precede significant market activity or strategic changes by large shareholders.
Key Players & Entities
- Owl Creek Asset Management, L.P. (company) — Filing party
- Anterix Inc. (company) — Subject company
- pdvWireless, Inc. (company) — Former company name of Anterix Inc.
- Pacific DataVision, Inc. (company) — Former company name of Anterix Inc.
FAQ
What specific changes in beneficial ownership are detailed in this amendment?
This excerpt does not specify the exact changes in beneficial ownership or the new percentage held by Owl Creek Asset Management, L.P.
When was the previous filing by Owl Creek Asset Management, L.P. regarding Anterix Inc. made?
The filing is an amendment (Amendment No. 7), indicating previous filings were made, but the date of the prior filing is not provided in this excerpt.
What is the primary business of Anterix Inc.?
Anterix Inc. is in the TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) industry, SIC code 4813.
What is the business address of Owl Creek Asset Management, L.P.?
The business address for Owl Creek Asset Management, L.P. is 640 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10019.
What is the filing date of this Schedule 13D/A?
The filing date is December 9, 2024.
Filing Stats: 1,077 words · 4 min read · ~4 pages · Grade level 9.7 · Accepted 2024-12-09 20:45:15
Key Financial Figures
- $0.0001 — me of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securitie
- $4,086,994 — r. Altman used a total of approximately $4,086,994 to acquire the 124,492 shares of Common
Filing Documents
- p24-3489sc13da.htm (SC 13D/A) — 40KB
- 0000902664-24-006867.txt ( ) — 42KB
of the Schedule 13D is hereby amended and supplemented by the addition of the following
Item 3 of the Schedule 13D is hereby amended and supplemented by the addition of the following: Mr. Altman used a total of approximately $4,086,994 to acquire the 124,492 shares of Common Stock reported herein as directly held by him. The shares of Common Stock directly held by Mr. Altman were purchased with personal funds. Mr. Altman holds a total of 7,649 vested and unvested restricted stock awards in consideration for his services on the board of directors of the Issuer. Mr. Altman may be deemed to hold the his stock awards for the benefit of the Owl Creek Funds. Item 5. Interest in Securities of the Issuer. Items 5(a)-(c) of the Schedule 13D are hereby amended and restated in their entireties by the following: (a) See rows (11) and (13) of the cover pages to this Schedule 13D for the aggregate number of shares of Common Stock and percentages of the shares of Common Stock beneficially owned by each of the Reporting Persons. The percentages used in this Schedule 13D are calculated based upon 18,623,273 shares of Common Stock outstanding, which is the sum of (i) 18,618,271 shares of Common Stock outstanding as of November 8, 2024, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2024, filed with the Securities and Exchange Commission on November 13, 2024 and (ii) 5,002 shares of Common Stock underlying the unvested restricted stock awards reported herein. (b) See rows (7) through (10) of the cover pages to this Schedule 13D for the number of shares of Common Stock as to which each Reporting Person has the sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition. (c) On December 5, 2024, Mr. Altman received a grant of 5,002 restricted stock awards as compensation for his services as a non-employee director on the Issuer's board of directors. The restricted stock awards vest in full on the earlier of (i) December 5, 2025 or (ii) immediately
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: December 9, 2024 JEFFREY A. ALTMAN /s/ Jeffrey A. Altman Jeffrey A. Altman, individually and as managing member of the general partner of Owl Creek Asset Management, L.P.