Athene Holding Ltd. Files 8-K Report

Ticker: ATH-PE · Form: 8-K · Filed: Mar 7, 2024 · CIK: 1527469

Athene Holding Ltd. 8-K Filing Summary
FieldDetail
CompanyAthene Holding Ltd. (ATH-PE)
Form Type8-K
Filed DateMar 7, 2024
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$575,000,000, $75,000,000
Sentimentneutral

Sentiment: neutral

Topics: 8-K, financial-obligation, preferred-stock

TL;DR

ATHENE HOLDING LTD FILED AN 8-K ON MARCH 7, 2024, REPORTING FINANCIAL OBLIGATIONS AND OTHER EVENTS.

AI Summary

On March 7, 2024, Athene Holding Ltd. filed an 8-K report detailing various events. The filing includes information on the creation of direct financial obligations and obligations under off-balance sheet arrangements. It also lists financial statements and exhibits, and notes other events that occurred on the reporting date.

Why It Matters

This 8-K filing provides crucial updates on Athene Holding Ltd.'s financial obligations and other corporate events, which could impact investors' understanding of the company's financial health and strategic direction.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report detailing corporate events and financial obligations, not indicating immediate financial distress or significant new risks.

Key Players & Entities

  • Athene Holding Ltd. (company) — Filer of the 8-K report
  • March 7, 2024 (date) — Date of the earliest event reported

FAQ

What specific types of financial obligations are detailed in the 8-K filing?

The filing indicates the creation of a 'Direct Financial Obligation' and an 'Obligation under an Off-Balance Sheet Arrangement'.

What is the primary purpose of this 8-K filing for Athene Holding Ltd.?

The primary purpose is to report 'Other Events', the 'Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement', and to include 'Financial Statements and Exhibits'.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on March 7, 2024.

What is Athene Holding Ltd.'s Standard Industrial Classification (SIC) code?

Athene Holding Ltd.'s SIC code is 6311, which corresponds to 'LIFE INSURANCE'.

Does the filing mention any specific preferred stock series?

Yes, the filing mentions 'Depositary Shares, each representing a 1/1000th interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preferred Stock, Series A', and also references Series B, C, D, and E Preferred Stock.

Filing Stats: 997 words · 4 min read · ~3 pages · Grade level 10.5 · Accepted 2024-03-07 16:06:04

Key Financial Figures

  • $575,000,000 — the issuance and sale by the Company of $575,000,000 aggregate principal amount of its 7.250
  • $75,000,000 — due 2064 (the "Debentures") (including $75,000,000 aggregate principal amount of Debenture

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 1.1 Underwriting Agreement, dated February 29, 2024, by and among Athene Holding Ltd. and Wells Fargo Securities, LLC, BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC, as representatives of the several underwriters named therein 4.1 Indenture for Subordinated Debt Securities, dated March 7, 2024, by and between Athene Holding Ltd. and U.S. Bank Trust Company, National Association, as trustee 4.2 First Supplemental Indenture, dated March 7, 2024, by and between Athene Holding Ltd. and U.S. Bank Trust Company, National Association, as trustee 4.3 Form of 7.250% Junior Subordinated Debentures due 2064 (included in Exhibit 4.2) 5.1 Opinion of Sidley Austin LLP 23.1 Consent of Sidley Austin LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ATHENE HOLDING LTD. Date: March 7, 2024 By: /s/ Martin P. Klein Martin P. Klein Chief Financial Officer 4

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