Athene Holding Ltd. Files 8-K on New Financial Obligations

Ticker: ATH-PE · Form: 8-K · Filed: Mar 22, 2024 · CIK: 1527469

Athene Holding Ltd. 8-K Filing Summary
FieldDetail
CompanyAthene Holding Ltd. (ATH-PE)
Form Type8-K
Filed DateMar 22, 2024
Risk Levelmedium
Pages3
Reading Time4 min
Key Dollar Amounts$1,000,000,000
Sentimentneutral

Sentiment: neutral

Topics: debt-issuance, preferred-stock, financial-obligation

TL;DR

Athene Holding Ltd. just dropped an 8-K about new debt and preferred stock issuances.

AI Summary

On March 22, 2024, Athene Holding Ltd. filed an 8-K report detailing the creation of a direct financial obligation. The filing specifically mentions various series of preferred stock (Series A, B, C, D, E) and junior subordinated debt, indicating new financial instruments or arrangements were established by the company.

Why It Matters

This filing signals that Athene Holding Ltd. has entered into new debt or equity arrangements, which could impact its capital structure and financial leverage.

Risk Assessment

Risk Level: medium — The creation of new financial obligations, especially preferred stock and subordinated debt, can introduce financial risk and alter the company's capital structure.

Key Players & Entities

  • Athene Holding Ltd. (company) — Filer of the 8-K report
  • 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preferred Stock, Series A (dollar_amount) — Specific financial instrument mentioned
  • Series B Preferred Stock (company) — Financial instrument mentioned
  • Series C Preferred Stock (company) — Financial instrument mentioned
  • Series D Preferred Stock (company) — Financial instrument mentioned
  • Series E Preferred Stock (company) — Financial instrument mentioned
  • Junior Subordinated Debt (company) — Financial instrument mentioned

FAQ

What specific financial obligation was created by Athene Holding Ltd. on March 22, 2024?

The filing indicates the creation of a direct financial obligation, referencing various series of preferred stock (Series A, B, C, D, E) and junior subordinated debt.

What is the interest rate for the Series A Preferred Stock mentioned in the filing?

The Series A Preferred Stock is described as having a 6.35% Fixed-to-Floating Rate.

What type of financial instruments are detailed in the 8-K filing?

The filing details preferred stock (Series A, B, C, D, E) and junior subordinated debt.

What is the filing date of this 8-K report for Athene Holding Ltd.?

The filing date is March 22, 2024.

What is the SIC code for Athene Holding Ltd.?

The Standard Industrial Classification (SIC) code for Athene Holding Ltd. is 6311, which corresponds to LIFE INSURANCE.

Filing Stats: 1,015 words · 4 min read · ~3 pages · Grade level 9.7 · Accepted 2024-03-22 16:07:00

Key Financial Figures

  • $1,000,000,000 — the issuance and sale by the Company of $1,000,000,000 aggregate principal amount of its 6.25%

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 1.1 Underwriting Agreement, dated March 19, 2024, by and among Athene Holding Ltd. and Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named therein 4.1 Indenture for Debt Securities by and between Athene Holding Ltd. and U.S. Bank Trust Company, National Association, as successor in interest to U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.5 to the Form S-3 filed on January 3, 2018) 4.2 Eighth Supplemental Indenture, dated December 31, 2023, by and between Athene Holding Ltd. (as successor to Athene Holding Ltd., a Bermuda exempted company), and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on January 2, 2024) 4.3 Ninth Supplemental Indenture, dated March 22, 2024, by and between Athene Holding Ltd. and U.S. Bank Trust Company, National Association, as trustee 4.4 Form of 6.25% Senior Notes due 2054 (included in Exhibit 4.3) 5.1 Opinion of Sidley Austin LLP 23.1 Consent of Sidley Austin LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ATHENE HOLDING LTD. Date: March 22, 2024 By: /s/ Martin P. Klein Martin P. Klein Chief Financial Officer 3

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