Auburn National Bancorporation Files 8-K on Shareholder Vote

TL;DR

Auburn National Bancorporation filed an 8-K on May 16th about a May 14th shareholder vote.

AI Summary

Auburn National Bancorporation, Inc. filed an 8-K on May 16, 2024, reporting on matters submitted to a vote of security holders on May 14, 2024. The filing details the company's corporate structure and financial information as of the reporting date.

Why It Matters

This filing provides transparency regarding decisions made by Auburn National Bancorporation's security holders, which could impact the company's future direction and shareholder value.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• AUBURN NATIONAL BANCORPORATION, INC. (company) — Registrant
• May 16, 2024 (date) — Filing Date
• May 14, 2024 (date) — Date of Earliest Event Reported
• 100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110 (address) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.01 — ich registered Common Stock, par value $0.01 AUBN Nasdaq Global Market Indicate

Filing Documents

• d796708d8k.htm (8-K) — 39KB
• 0001193125-24-140197.txt ( ) — 159KB
• aubn-20240514.xsd (EX-101.SCH) — 3KB
• aubn-20240514_lab.xml (EX-101.LAB) — 18KB
• aubn-20240514_pre.xml (EX-101.PRE) — 11KB
• d796708d8k_htm.xml (XML) — 4KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2024 ( May 14, 2024 ) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 100 North Gay Street , P.O. Drawer 3110 , Auburn , Alabama 36831-3110 (Addresses of Principal Executive Offices, including Zip Code) (334) 821-9200 (Registrant's Telephone Number, including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre- commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.01 AUBN Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote of Security Holders The Annual Meeting of Shareholders (the "Annual Meeting") of Auburn National Bancorporation, Inc. (the "Company") was held on May 14, 2024. This meeting was held for the purpose of considering the election of 11 directors to the Board of Directors to serve one-year terms expiring at the Company's 2025 Annual Meeting of Shareholders and until their successors have been elected and qualified. As to the election of 11 directors, C. Wayne Alderman, Terry W. Andrus, J. Tutt Barrett, Laura J. Cooper, Robert W. Dumas, William F. Ham, Jr., David A. Hedges, David E. Housel, Michael A. Lawler, Anne M. May, and Sandra J. Spencer were all elected to the Board of Directors. In addition, at the Annual Meeting, the shareholders (i) approved, on a non-binding, advisory basis, the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement, (ii) approved the 2024 Equity and Incentive Compensation Plan, and (ii) ratified the appointment of Elliott Davis LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024. The final voting results of the director elections, approval of compensation for the Company's "named executive officers" and ratification of the independent public accounting firm, which were described in more detail in the Proxy Statement, are set forth below. 1. Each director was elected by the following tabulation: Director Votes For Withheld Broker Non-Votes C. Wayne Alderman 1,447,230 19,619 1,136,555 Terry W. Andrus 1,409,388 57,461 1,136,555 J. Tutt Barrett 1,415,741 51,108 1,136,555 Laura J. Cooper 1,450,053 16,796 1,136,555 Robert W. Dumas 1,429,855 36,994 1,136,555 William F. Ham, Jr. 1,447,104 19,744 1,136,555 David A. Hedges 1,437,223 29,626 1,136,555 David E. Housel 1,437,469 29,380 1,136,555 Michael A. Lawler 1,451,822 15,027 1,136,555 Anne M. May 1,411,705 55,144 1,136,555 Sandra J. Spencer 1,450,053 16,796 1,136,555 2. The non-binding, advisory vote on the compensation of the Company's "named executive officers" as disclosed in the proxy statement was approved by the following tabulation: For Against Abstain Broker Non-Votes 1,408,997 43,730 14,121 1,136,555 3. The approval of the 2024 Equity and Incentive Compensation Plan as disclosed in the proxy statement was approved by the following tabulation: For Against Abstain Broker Non-Votes 1,419,559 34,282 13,007 1,136,555 4. Ratification of the appointment of Elliott Davis LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024 was approved and accordingly ratified by the following tabulation: For Against Abstain 2,537,690 31,129 34,585 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report

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