Advent Convertible and Income Fund Files 8-K
Ticker: AVK · Form: 8-K · Filed: Sep 18, 2024 · CIK: 1219120
| Field | Detail |
|---|---|
| Company | Advent Convertible & Income Fund (AVK) |
| Form Type | 8-K |
| Filed Date | Sep 18, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, 8-k
TL;DR
AVK filed an 8-K on 9/18/24, check for Reg FD and exhibits.
AI Summary
Advent Convertible and Income Fund filed an 8-K on September 18, 2024, reporting a Regulation FD Disclosure and Financial Statements/Exhibits. The filing does not contain specific financial figures or transactional details in the provided text, but it confirms the company's reporting status.
Why It Matters
This filing indicates that Advent Convertible and Income Fund is making a regulatory disclosure, which could contain important updates for investors.
Risk Assessment
Risk Level: low — The filing is a standard 8-K for regulatory disclosure and does not appear to contain market-moving information on its own.
Key Players & Entities
- Advent Convertible and Income Fund (company) — Registrant
- September 18, 2024 (date) — Date of Report
FAQ
What specific event triggered this 8-K filing?
The filing is categorized under 'Regulation FD Disclosure' and 'Financial Statements and Exhibits', suggesting it's for routine reporting or a specific disclosure event not detailed in the provided text.
What is the principal executive office address for Advent Convertible and Income Fund?
The principal executive offices are located at 888 Seventh Avenue, 31st Floor, New York, NY 10019.
When is Advent Convertible and Income Fund's fiscal year end?
The company's fiscal year ends on October 31st.
What is the Commission File Number for this registrant?
The Commission File Number is 811-21309.
What was the former name of the registrant?
The former name was Advent Claymore Convertible Securities & Income Fund, with a name change date of February 19, 2003.
Filing Stats: 459 words · 2 min read · ~2 pages · Grade level 12.3 · Accepted 2024-09-18 16:13:03
Filing Documents
- gug88055avk8k.htm (8-K) — 26KB
- 0001821268-24-000269.txt ( ) — 194KB
- avk-20240918.xsd (EX-101.SCH) — 3KB
- avk-20240918_lab.xml (EX-101.LAB) — 33KB
- avk-20240918_pre.xml (EX-101.PRE) — 22KB
- gug88055avk8k_htm.xml (XML) — 4KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. Effective September 18, 2024, Derek Medina resigned from his position as a Trustee of Advent Convertible and Income Fund (the "Fund") due other professional commitments. Mr. Medina's resignation was not a result of any disagreement with the Fund on any matter relating to the Fund's operations, policies or practices. Following Mr. Medina's resignation, the Board of Trustees of the Fund reduced the size of the Board of Trustees from eight to seven members.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ADVENT CONVERTIBLE AND INCOME FUND Date: September 18, 2024 By: /s/Tony Huang Name: Tony Huang Title: Vice President and Assistant Secretary