Anteris Technologies Global Corp. Raises $10M in Private Placement

TL;DR

Anteris just raised $10M via private placement at $5.71/share, closing around Dec 19th.

AI Summary

Anteris Technologies Global Corp. announced on December 12, 2024, that it has entered into a securities purchase agreement for a private placement of approximately $10.0 million in aggregate gross proceeds. The company plans to issue 1,750,000 shares of its common stock at a purchase price of $5.71 per share. This private placement is expected to close on or about December 19, 2024.

Why It Matters

This capital raise provides Anteris Technologies with additional funding, which could be used for operational expansion, research and development, or other strategic initiatives, potentially impacting its future growth and market position.

Risk Assessment

Risk Level: medium — Private placements can be subject to market volatility and may dilute existing shareholders, while the specific use of funds is not detailed.

Key Numbers

• $10.0M — Gross Proceeds (Funds raised from the private placement)
• 1.75M — Shares Issued (Number of common shares to be sold in the private placement)
• $5.71 — Price Per Share (The price at which shares are being sold in the private placement)

Key Players & Entities

• Anteris Technologies Global Corp. (company) — Registrant
• December 12, 2024 (date) — Date of earliest event reported
• $10.0 million (dollar_amount) — Aggregate gross proceeds from private placement
• 1,750,000 (dollar_amount) — Number of shares to be issued
• $5.71 (dollar_amount) — Purchase price per share
• December 19, 2024 (date) — Expected closing date of private placement

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share AVR The Nasdaq Global Mar
• $6.00 — mmon Stock, at a price to the public of $6.00 per share. The net proceeds to the Comp
• $80.0 million — ng expenses payable by the Company, was $80.0 million. Item9.01 Financial Statements and Ex

Filing Documents

• tm245520d32_8k.htm (8-K) — 48KB
• tm245520d32_ex3-1.htm (EX-3.1) — 47KB
• tm245520d32_ex3-2.htm (EX-3.2) — 161KB
• 0001104659-24-128907.txt ( ) — 258KB

01

Item 7.01 Regulation FD Disclosure. Channels for Disclosure of Information Investors and others should note that the Company may announce material information to the public through filings with the SEC, its website (www.anteristech.com), press releases, public conference calls and public webcasts . The Company uses these channels, as well as social media, to communicate with the public about the Company and other matters. As such, investors, the media and others are encouraged to review the information disclosed through the Company's social media and other channels listed above as such information could be deemed to be material information. Please note that this list may be updated from time to time. The information furnished pursuant to Item 7.01 on this Form 8-K, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such a filing.

01

Item 8.01 Other Events. On December 16, 2024, the Company closed its IPO of 14,800,000 shares of its Common Stock, at a price to the public of $6.00 per share. The net proceeds to the Company from the IPO, after deducting underwriting discounts and commissions and estimated offering expenses payable by the Company, was $80.0 million. Item9.01

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 2.1 Scheme Implementation Deed, dated August 13, 2024, by and between Anteris Technologies Global Corp. and Anteris Technologies Ltd (incorporated by reference to Exhibit 2.1 to the Company's Registration Statement on Form S-1/A (Registration No. 333-283414), filed with the SEC on December 9, 2024). 3.1 Second Amended and Restated Certificate of Incorporation of Anteris Technologies Global Corp. 3.2 Amended and Restated Bylaws of Anteris Technologies Global Corp. 10.1 Anteris Technologies Global Corp. Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company's Registration Statement on Form S-1/A (Registration No. 333-283414), filed with the SEC on December 9, 2024). 10.2 Amended and Restated Employment Agreement, dated November 18, 2024, by and between Anteris Technologies Global Corp. and Wayne Paterson (incorporated by reference to Exhibit 10.24 to the Company's Registration Statement on Form S-1/A (Registration No. 333-283414), filed with the SEC on December 9, 2024). 10.3 Contract of Employment, dated November 19, 2024, by and between Anteris Technologies Ltd and Matthew McDonnell (incorporated by reference to Exhibit 10.25 to the Company's Registration Statement on Form S-1/A (Registration No. 333-283414), filed with the SEC on December 9, 2024). 10.4 Amended and Restated Employment Agreement, dated November 19, 2024, by and between Anteris Technologies Global Corp. and David St Denis (incorporated by reference to Exhibit 10.26 to the Company's Registration Statement on Form S-1/A (Registration No. 333-283414), filed with the SEC on December 9, 2024). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Anteris Technologies Global Corp. Date: December 16, 2024 By: /s/ Wayne Paterson Name: Wayne Paterson Title: Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR