American Water Works Subsidiary Reaches Rate Case Settlement

Ticker: AWK · Form: 8-K · Filed: Sep 20, 2024 · CIK: 1410636

American Water Works Company, INC. 8-K Filing Summary
FieldDetail
CompanyAmerican Water Works Company, INC. (AWK)
Form Type8-K
Filed DateSep 20, 2024
Risk Levelmedium
Pages4
Reading Time4 min
Key Dollar Amounts$0.01, $19.7 million, $14.6 million, $110.0 million
Sentimentneutral

Sentiment: neutral

Topics: regulatory, rate-case, subsidiary

Related Tickers: AWK

TL;DR

AWK's VA subsidiary settled a rate case, expecting a $14.5M revenue boost pending approval.

AI Summary

American Water Works Company, Inc. announced on September 19, 2024, that its subsidiary, Virginia American Water, has reached a settlement in its rate case. This settlement is expected to result in an increase in annual operating revenues for Virginia American Water by approximately $14.5 million, effective upon approval by the State Corporation Commission of Virginia.

Why It Matters

This rate case settlement will allow Virginia American Water to recover costs and invest in infrastructure, potentially leading to improved service and reliability for its customers.

Risk Assessment

Risk Level: medium — The outcome of regulatory rate cases can significantly impact a utility's financial performance and future investment plans.

Key Numbers

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing?

The filing announces a settlement reached by Virginia American Water, a subsidiary of American Water Works Company, Inc., in its rate case.

What is the expected financial impact of the settlement?

The settlement is expected to result in an increase in annual operating revenues for Virginia American Water by approximately $14.5 million.

When will the revenue increase take effect?

The revenue increase is expected to take effect upon approval by the State Corporation Commission of Virginia.

Which subsidiary of American Water Works Company, Inc. is involved in this rate case?

Virginia American Water is the subsidiary involved in this rate case settlement.

What is the date of the earliest event reported in this filing?

The date of the earliest event reported is September 19, 2024.

Filing Stats: 1,108 words · 4 min read · ~4 pages · Grade level 14.4 · Accepted 2024-09-20 16:30:34

Key Financial Figures

Filing Documents

01. Other Events

Item 8.01. Other Events. Stipulation of Settlement of Virginia-American Water Company ("Virginia American Water") General Rate Case On September 20, 2024, Virginia American Water, a wholly owned subsidiary of American Water Works Company, Inc. (the "Company"), filed with the Virginia State Corporation Commission (the "SCC") a "black box" stipulation of settlement (the "Stipulation") entered into on September 19, 2024, with the staff of the SCC, the Office of the Attorney General's Division of Consumer Counsel, and several intervenors, with respect to a general rate case filed by Virginia American Water on November 1, 2023, seeking $19.7 million of increased annualized water and wastewater revenues. The parties to the Stipulation have agreed to a $14.6 million annualized increase in Virginia American Water's revenues. The parties to the Stipulation have also agreed, solely for purposes of Virginia American Water's future filings requiring a stated cost of capital and/or capital structure (including its annual information and water and wastewater infrastructure surcharge filings), that its return on equity ("ROE") will be 9.7% and its capital structure will consist of an equity component of 45.67% and a debt and other component of 54.33%. The ROE approved in Virginia American Water's 2023 rate case order was 9.7%, the approved equity component was 40.73% and the approved debt and other component was 59.27 %. The annualized revenue increase is being driven primarily by approximately $110.0 million in capital investments to be made between May 2023 and April 2025. Interim rates became effective May 1, 2024, with the difference between interim and final approved rates subject to refund. The Stipulation remains subject to SCC review and approval. Cautionary Statement Concerning Forward-Looking Statements Certain statements included in this Current Report on Form 8-K are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, Section

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN WATER WORKS COMPANY, INC. Dated: September 20, 2024 By: /s/ DAVID M. BOWLER David M. Bowler Executive Vice President and Chief Financial Officer 3

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